Common use of Management of the Account Clause in Contracts

Management of the Account. Client understands the XXXX II program and has had an opportunity to ask questions about how the Account will be managed. Client also understands that they may impose reasonable restrictions on the management of the account. Client understands that investments made for the Account are subject to general market and economic risks, as well as risks associated with investments in individual securities and agrees to accept these risks. Client understands that low priced securities can not be purchased in the account. Low priced securities are defined as individual equity securities prices below $5.00 that are typically quoted over-the-counter (OTC), such as on the OTC bulletin board or in the pink sheets. Individual equity securities trading on the following exchanges are not considered xxxxx stocks, regardless of price; NYSE Arca, American Stock Exchange, NASDAQ Global Select Market, NASDAQ Global Market, NASDAQ Capital Market, and the New York Stock Exchange.

Management of the Account. Client understands the XXXX II program and has had an opportunity to ask questions about how the Account will be managed. Client also understands that they may impose reasonable restrictions on the management of the account. Client understands that investments made for the Account are subject to general market and economic risks, as well as risks associated with investments in individual securities and agrees to accept these risks. Client understands that low priced securities can not be purchased in the account. Low priced securities are defined as individual equity securities prices below $5.00 that are typically quoted over-the-counter (OTC), such as on the OTC bulletin board or in the pink sheets. Individual equity securities trading on the following exchanges are not considered xxxxx stocks, regardless of price; NYSE Arca, American Stock Exchange, NASDAQ Global Select Market, NASDAQ Global Market, NASDAQ Capital Market, and the New York Stock Exchange.