Manipulation of Price. The Company has not taken, and, to the Company’s Knowledge, no Person acting on its behalf has taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities.
Appears in 29 contracts
Samples: Securities Purchase Agreement (Entrada Therapeutics, Inc.), Securities Purchase Agreement (Bionomics Limited/Fi), Securities Purchase Agreement (BICYCLE THERAPEUTICS PLC)
Manipulation of Price. The Company has not takennot, and, and to the Company’s Knowledge, its knowledge no Person one acting on its behalf has has, taken, directly or indirectly, any action designed to cause or to result or that could reasonably be expected to cause or result, in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities.
Appears in 18 contracts
Samples: Restricted Stock and Warrant Purchase Agreement (Net TALK.COM, Inc.), Securities Purchase Agreement (Net TALK.COM, Inc.), Securities Purchase Agreement (OptimizeRx Corp)
Manipulation of Price. The Company has not takennot, and, to the Company’s Knowledge, no Person acting on its behalf has taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities.
Appears in 17 contracts
Samples: Securities Purchase Agreement (Immunic, Inc.), Securities Purchase Agreement (Elutia Inc.), Securities Purchase Agreement (Lyra Therapeutics, Inc.)
Manipulation of Price. The Company has not takennot, and, to the Company’s Knowledge, no Person acting on its behalf has taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesShares.
Appears in 13 contracts
Samples: Securities Purchase Agreement (SAB Biotherapeutics, Inc.), Securities Purchase Agreement (Centogene N.V.), Securities Purchase Agreement (Advaxis, Inc.)
Manipulation of Price. The Company has not takennot, and, and to the Company’s Knowledge, its Knowledge no Person one acting on its behalf has has, taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesShares to the Buyer hereunder.
Appears in 13 contracts
Samples: Securities Purchase Agreement (Meta Financial Group Inc), Securities Purchase Agreement (Meta Financial Group Inc), Securities Purchase Agreement (Meta Financial Group Inc)
Manipulation of Price. The Company has not taken, and, to the Company’s Knowledge, no Person acting on its behalf has taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesShares.
Appears in 11 contracts
Samples: Securities Purchase Agreement (Sky Harbour Group Corp), Securities Purchase Agreement (Eliem Therapeutics, Inc.), Securities Purchase Agreement (Skye Bioscience, Inc.)
Manipulation of Price. The Company has not takennot, and, and to the Company’s Knowledge, its knowledge no Person one acting on its behalf has has, taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities.
Appears in 10 contracts
Samples: Securities Purchase Agreement (Integrated Biopharma Inc), Convertible Note Purchase Agreement (Clean Energy Fuels Corp.), Securities Purchase Agreement (American Real Estate Partners L P)
Manipulation of Price. The Company has not takennot, and, and to the Company’s Knowledge, its knowledge no Person one acting on its behalf has has, (i) taken, directly or indirectly, any action designed to cause or to result or that could reasonably be expected to cause or result, in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities or (ii) other than the Placement Agent, sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities.
Appears in 9 contracts
Samples: Securities Purchase Agreement (L & L International Holdings, Inc), Securities Purchase Agreement (Raser Technologies Inc), Securities Purchase Agreement (Ambient Corp /Ny)
Manipulation of Price. The Company has not takennot, and, and to the Company’s Knowledge, its Knowledge no Person one acting on its behalf has has, taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesShares to the Buyers hereunder.
Appears in 8 contracts
Samples: Securities Purchase Agreement (Meta Financial Group Inc), Securities Purchase Agreement (Meta Financial Group Inc), Securities Purchase Agreement (Meta Financial Group Inc)
Manipulation of Price. The Company has not takennot, and, and to the Company’s Knowledge, its knowledge no Person one acting on its behalf has has: (i) taken, directly or indirectly, any action designed to cause or to result result, or that could reasonably be expected to cause or result, in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities.,
Appears in 8 contracts
Samples: Securities Purchase Agreement (NovAccess Global Inc.), Securities Purchase Agreement (Ludwig Enterprises, Inc.), Securities Purchase Agreement (Sollensys Corp.)
Manipulation of Price. The Company has not takennot, and, and to the Company’s Knowledge, its knowledge no Person one acting on its behalf has has, (i) taken, directly or indirectly, any action designed to cause or to result result, or that could reasonably be expected to cause or result, in the stabilization or manipulation of the price of any security of the Company Company, (ii) paid or agreed to facilitate the sale or resale of pay to any person any compensation for soliciting another to purchase any other securities of the SecuritiesCompany.
Appears in 7 contracts
Samples: Share Purchase Agreement (Color Star Technology Co., Ltd.), Share Purchase Agreement (Color Star Technology Co., Ltd.), Share Purchase Agreement (Sino-Global Shipping America, Ltd.)
Manipulation of Price. The Company has not takennot, and, and to the Company’s Knowledge, its knowledge no Person one acting on its behalf has has, (i) taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale Offering or resale of (ii) sold, bid for, purchased, or paid any of compensation for soliciting purchases for the SecuritiesOffering.
Appears in 6 contracts
Samples: Amended and Restated Agreement (Document Security Systems Inc), Agreement (Sanders Morris Harris Group Inc), Agreement (Syntroleum Corp)
Manipulation of Price. The Company has not takennot, and, and to the Company’s Knowledge, its knowledge no Person one acting on its behalf has taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesShares.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Fushi International Inc), Securities Purchase Agreement (Elixir Gaming Technologies, Inc.), Securities Purchase Agreement (Vendingdata Corp)
Manipulation of Price. The Company has not takennot, and, and to the Company’s Knowledge, its Knowledge no Person one acting on its behalf has has, taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesPurchased Shares to the Buyer hereunder.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Meta Financial Group Inc), Securities Purchase Agreement (Meta Financial Group Inc), Securities Purchase Agreement (Meta Financial Group Inc)
Manipulation of Price. The Company has not takennot, and, and to the Company’s Knowledge, its knowledge no Person one acting on its behalf has taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Elixir Gaming Technologies, Inc.), Securities Purchase Agreement (Microfield Group Inc), Securities Purchase Agreement (Universal Travel Group)
Manipulation of Price. The Company has not takennot, and, and to the Company’s Knowledge, its knowledge no Person one acting on its behalf has has, (i) taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, or (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Agfeed Industries, Inc), Securities Purchase Agreement (Stockeryale Inc), Securities Purchase Agreement (Natural Gas Systems Inc/New)
Manipulation of Price. The Company has not taken, and, to the Company’s Knowledge, no Person acting on its behalf has takennor will it take, directly or indirectly, indirectly any action designed to cause stabilize or to result in the stabilization or manipulation of manipulate the price of the Common Stock or any security of the Company to facilitate the sale or resale of any of the SecuritiesShares.
Appears in 3 contracts
Samples: Stock Purchase Agreement (Vaccinex, Inc.), Stock Purchase Agreement (Vaccinex, Inc.), Stock Purchase Agreement (Vaccinex, Inc.)
Manipulation of Price. The Neither the Company has not takennor any of its Subsidiaries has, and, to the knowledge of the Company’s Knowledge, no Person acting on its their behalf has takenhas, directly or indirectly, (i) taken any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company or any of its Subsidiaries to facilitate the sale or resale of any of the Exchange Securities, or (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Exchange Securities.
Appears in 3 contracts
Samples: Exchange Agreement (ShiftPixy, Inc.), Amendment and Exchange Agreement (ShiftPixy, Inc.), Amendment and Exchange Agreement (ShiftPixy, Inc.)
Manipulation of Price. The Company has not takennot, and, to the Company’s Knowledgeknowledge, no Person acting on its behalf has taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities.
Appears in 3 contracts
Samples: Subscription Agreement (Pedevco Corp), Subscription Agreement (Pedevco Corp), Subscription Agreement (Pedevco Corp)
Manipulation of Price. The Company has not taken, and, to Neither the Company’s Knowledge, no Person acting on nor any of its behalf subsidiaries nor any of their officers or directors or any of their affiliates has takentaken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, or that caused or resulted in, or that might in the future reasonably be expected to cause or to result in the in, stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any in violation of the SecuritiesSecurities Act, the Exchange Act or any other applicable securities laws.
Appears in 3 contracts
Samples: Purchase Agreement (I2 Technologies Inc), Purchase Agreement (I2 Technologies Inc), Purchase Agreement (Willbros Group Inc)
Manipulation of Price. The Neither the Company has not takennor any of its Subsidiaries has, and, to the knowledge of the Company’s Knowledge, no Person acting on its their behalf has takenhas, directly or indirectly, taken any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company or any of its Subsidiaries to facilitate the sale or resale of any of the Securities.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Us Nuclear Corp.), Securities Purchase Agreement (Gulfslope Energy, Inc.), Securities Purchase Agreement (Taronis Technologies, Inc.)
Manipulation of Price. The Neither the Stockholder nor the Company has not takenhas, and, and to the Company’s Knowledgetheir knowledge, no Person one acting on its behalf has has, taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesCompany.
Appears in 3 contracts
Samples: Stock Purchase Agreement (Captech Financial Group, Inc), Stock Purchase Agreement (Qlinks America, Inc.), Stock Purchase Agreement (Captech Financial Group, Inc)
Manipulation of Price. The Company has not takennot, and, to the Company’s Knowledge, no Person acting on its behalf has taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Closing Securities.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Immunic, Inc.), Securities Purchase Agreement (Ayala Pharmaceuticals, Inc.)
Manipulation of Price. The Company has not taken, and, to the Company’s Knowledge, no Person acting on its behalf has taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesPrivate Placement ADSs or the Private Placement Shares.
Appears in 2 contracts
Samples: Registration Rights Agreement (Silence Therapeutics PLC), Securities Purchase Agreement (Silence Therapeutics PLC)
Manipulation of Price. The Neither the Company nor any Affiliate of the Company has not taken, and, to nor will the Company’s Knowledge, no Person acting on its behalf has takenCompany or any Affiliate take, directly or indirectly, any action which is designed to or which would be expected to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesShares.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Fusion Pharmaceuticals Inc.), Securities Purchase Agreement (Fusion Pharmaceuticals Inc.)
Manipulation of Price. The Company has not takennot, and, and to the Company’s Knowledge, its knowledge no Person one acting on its behalf has has, (i) taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesCompany’s capital stock, or (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Company’s capital stock.
Appears in 2 contracts
Samples: Stock Purchase Agreement (Empire Water CORP), Stock Purchase Agreement (Basin Water, Inc.)
Manipulation of Price. The Company has not takennot, and, and to the Company’s Knowledge, its knowledge no Person one acting on its behalf has has, (i) taken, directly or indirectly, any action designed to cause or to result or that could reasonably be expected to cause or result, in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesShares or (ii) other than any placement agent, sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Shares.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Colombia Clean Power & Fuels, Inc), Series D Convertible Preferred Stock Purchase Agreement (Advanced Environmental Recycling Technologies Inc)
Manipulation of Price. The Company has not takennot, and, and to the Company’s Knowledge, its knowledge no Person one acting on its behalf has has, (i) taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale offering of Investment Securities pursuant to this Agreement or resale (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases for the offering of any of the SecuritiesInvestment Securities pursuant to this Agreement.
Appears in 2 contracts
Samples: Agreement (Ants Software Inc), Agreement (Ants Software Inc)
Manipulation of Price. The Company has not takennot, and, and to the Company’s Knowledge, its knowledge no Person one acting on its behalf has takenhas, directly or indirectly, (i) taken any action designed to or that has constituted or that could reasonably be expected to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate in connection with the sale or resale of any offering of the Securities, or (ii) other than actions taken by the Agent, sold, bid for, purchased, or paid any compensation for soliciting purchases of, the Exchanged Debentures.
Appears in 2 contracts
Samples: Exchange Agreement (Trico Marine Services Inc), Exchange Agreement (Trico Marine Services Inc)
Manipulation of Price. The Neither the Company has not takennor any of its Subsidiaries has, and, to the knowledge of the Company’s Knowledge, no Person acting on its their behalf has takenhas, directly or indirectly, (i) taken any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company or any of its Subsidiaries to facilitate the sale or resale of any of the Purchased Securities, or (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Purchased Securities.
Appears in 2 contracts
Samples: Share and Warrant Purchase Agreement (Globus Maritime LTD), Share and Warrant Purchase Agreement (Globus Maritime LTD)
Manipulation of Price. The Company has not taken, and, to the Company’s Knowledgeknowledge, no Person acting on its behalf has taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesShares.
Appears in 2 contracts
Samples: Securities Purchase Agreement (PLBY Group, Inc.), Securities Purchase Agreement (PLBY Group, Inc.)
Manipulation of Price. The Company has not takennot, and, and to the Company’s Knowledge, its knowledge no Person one acting on its behalf has taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesCommon Shares.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Orient Paper Inc.), Securities Purchase Agreement (Orient Paper Inc.)
Manipulation of Price. The Company has not takennot, and, to the Knowledge of the Company’s Knowledge, no Person one acting on its behalf has has, (i) taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale transactions contemplated hereby or resale of (ii) sold, bid for, purchased, or paid any of compensation for soliciting purchases for the Securitiestransactions contemplated hereby.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Starr International Co Inc), Securities Purchase Agreement (China MediaExpress Holdings, Inc.)
Manipulation of Price. The Company has not takennot, and, and to the Company’s Knowledge, its knowledge no Person one acting on its behalf has has, (i) taken, directly or indirectly, any action designed to cause or to result or that could reasonably be expected to cause or result, in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities or (ii) other than the Agent, sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Composite Technology Corp), Securities Purchase Agreement (Composite Technology Corp)
Manipulation of Price. The Company has not takennot, and, to the Company’s Knowledgeknowledge, no Person one acting for it or on its behalf has has, (i) taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale transactions contemplated hereby or resale of (ii) sold, bid for, purchased, or paid any of compensation for soliciting purchases for the Securitiestransactions contemplated hereby.
Appears in 1 contract
Samples: Stock Purchase Agreement (Soko Fitness & Spa Group, Inc.)
Manipulation of Price. The Neither the Company has not takennor any of its Subsidiaries has, and, and to the Company’s Knowledge, 's knowledge no Person one acting on its behalf has of any such Person has, (i) taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities.,
Appears in 1 contract
Samples: Securities Purchase Agreement (Prentice Capital Management, LP)
Manipulation of Price. The Neither the Company has not takennor any of its Subsidiaries has, and, and to the Company’s Knowledge, knowledge no Person one acting on its behalf has of any such Person has, (i) taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities.,
Appears in 1 contract
Samples: Securities Purchase Agreement (Ascendia Brands, Inc.)
Manipulation of Price. The Company has not takennot, and, to the Company’s Knowledge, and no Person one acting on its behalf has has, (i) taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesShares, (ii) sold, bid for, purchased, or, paid any compensation for soliciting purchases of, any of the Shares, or (iii) paid or agreed to pay to any person any compensation for soliciting another to purchase any other securities of the Company.
Appears in 1 contract
Samples: Stock Purchase Agreement (Medlink International, Inc.)
Manipulation of Price. The Company has not taken, and, to the Company’s Knowledge, no Person acting on its behalf has taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesPurchased ADSs.
Appears in 1 contract
Manipulation of Price. The Company has not taken, and, to the Company’s Knowledge, no Person acting on its behalf has taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesShares.
Appears in 1 contract
Manipulation of Price. The Company has not taken, and, to the Knowledge of the Company’s Knowledge, no Person acting on its behalf has taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesCommon Stock.
Appears in 1 contract
Manipulation of Price. The Company has not takennot, and, and to the Company’s Knowledge, its knowledge no Person one acting on its behalf has has, (i) taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale offering of Investment Securities pursuant to this Agreement or resale (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases for the offering of any of the Securities.Investment Securities pursuant to this Agreement. (ee)
Appears in 1 contract
Samples: Agreement (Medient Studios, Inc.)
Manipulation of Price. The Company has not takennot, and, and to the Company’s Knowledge, its knowledge no Person one acting on its behalf has has, (i) taken, directly or indirectly, any action designed to cause or to result or that could reasonably be expected to cause or result, in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities or (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities.
Appears in 1 contract
Manipulation of Price. The Company has not takennot, and, and to the Company’s Knowledge, its knowledge no Person one acting on its behalf has taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale of the Warrants or resale of any of the SecuritiesWarrant Shares.
Appears in 1 contract
Samples: Warrant Purchase Agreement (Elixir Gaming Technologies, Inc.)
Manipulation of Price. The Company has not takennot, and, to the Company’s Knowledge, and no Person one acting on its behalf has has, taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesSecurities in violation of Regulation M under the Securities Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Rockwell Medical Technologies Inc)
Manipulation of Price. The Company has not takennot, and, and to the Company’s Knowledge, its knowledge no Person one acting on its behalf has has, (i) taken, directly or indirectly, any action designed to cause or to result or that could reasonably be expected to cause or result, in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesNotes or (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Notes.
Appears in 1 contract
Manipulation of Price. The Company has not takennot, and, to the Company’s Knowledgeknowledge, no Person acting on its behalf has taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesShares.
Appears in 1 contract
Manipulation of Price. The Company has not taken, and, to Neither the Company’s Knowledge, no Person acting on nor any of its behalf subsidiaries nor any of their officers or directors or any of their affiliates has takentaken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, or that caused or resulted in, or that might in the future reasonably be expected to cause or to result in the in, stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesCompany.
Appears in 1 contract
Samples: Purchase Agreement (Lexar Media Inc)
Manipulation of Price. The Company has not takennot, and, and to the Company’s Knowledge, its knowledge no Person one acting on its behalf has has, (i) taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, or (ii) other than the Agent, sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities.
Appears in 1 contract
Manipulation of Price. The Company has not takennot, and, and to the Company’s Knowledge, its knowledge no Person one acting on its behalf has has, taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesShares.
Appears in 1 contract
Manipulation of Price. The Company has not takennot, and, and to the Company’s Knowledge, its knowledge no Person one acting on its behalf has taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesSecurities in violation of Section 9(a)(2) of the Securities Exchange Act of 1934 (or defined term).
Appears in 1 contract
Manipulation of Price. The Company has not takennot, and, to the Company’s Knowledgeknowledge, no Person acting on its behalf has taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesShares.
Appears in 1 contract
Manipulation of Price. The Company has not takennot, and, to the Company’s Knowledgeknowledge, no Person acting on its behalf has taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities.. ________ Subscription Agreement Participant’s Initials PEDEVCO Corp.
Appears in 1 contract
Samples: Pedevco Corp
Manipulation of Price. The Company has not takennot, and, and to the Company’s Knowledge, its Knowledge no Person one acting on its behalf has has, taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesPurchased Shares to the Buyers hereunder.
Appears in 1 contract
Samples: Securities Purchase Agreement (Meta Financial Group Inc)
Manipulation of Price. The Company has not takennot, and, and to the Company’s Knowledge, its knowledge no Person one acting on its behalf has has, (i) taken, directly or indirectly, any action designed to cause or to result or that could reasonably be expected to cause or result, in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities.Securities or
Appears in 1 contract
Manipulation of Price. The Company has not takennot, and, to the Company’s Knowledgeknowledge, no Person person acting on its behalf has taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities.
Appears in 1 contract
Manipulation of Price. The Company has not takennot, and, and to the Company’s Knowledge, its knowledge no Person one acting on its behalf has has, (i) taken, directly or indirectly, any action designed to cause or to result or that could reasonably be expected to cause or result, in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities or (ii) other than the Placement Agents, sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities.
Appears in 1 contract
Manipulation of Price. The Company has not takennot, and, and to the Company’s Knowledge, its knowledge no Person one acting on its behalf has has, (i) taken, directly or indirectly, any action designed to cause or to result or that could reasonably be expected to cause or result, in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesShares or (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Shares.
Appears in 1 contract
Samples: Securities Purchase Agreement (Uqm Technologies Inc)
Manipulation of Price. The Company has not takennot, and, and to the Company’s Knowledge, its knowledge no Person one acting on its behalf has has, (i) taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale transactions contemplated hereby or resale of (ii) sold, bid for, purchased, or paid any of compensation for soliciting purchases for the Securitiestransactions contemplated hereby.
Appears in 1 contract
Samples: Securities Purchase Agreement (Calera Capital Management IV Inc)
Manipulation of Price. The Company has not takennot, and, and to the Company’s Knowledge, its knowledge no Person one acting on its behalf has has, taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities.
Appears in 1 contract
Manipulation of Price. The Company has not taken, and, to the Company’s Knowledge, no Person acting on its behalf has taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesPrivate Placement ADSs or the Private Placement Shares or Non-Voting Ordinary Shares.
Appears in 1 contract
Manipulation of Price. The Company has not takennot, and, and to the Company’s Knowledge, no Person one acting on its behalf has (i) taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities.
Appears in 1 contract
Manipulation of Price. The Company has not takennot, and, to the Company’s Knowledge, no Person acting on its behalf has taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesShares.
Appears in 1 contract
Manipulation of Price. The Neither the Company nor any of its subsidiaries has not taken, and, to the Company’s Knowledge, no Person acting on its behalf has taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities.
Appears in 1 contract
Samples: Securities Purchase Agreement (Karyopharm Therapeutics Inc.)
Manipulation of Price. The Neither the Stockholders nor the Company has not takenhas, and, and to the Company’s Knowledgetheir knowledge, no Person one acting on its behalf has has, taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesCompany.
Appears in 1 contract
Manipulation of Price. The Company has not takennot, andand to its knowledge, to the Company’s Knowledge, no Person none of its Affiliates or anyone else acting on its behalf has has: (i) taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale transactions contemplated hereby; or resale of (ii) sold, bid for, purchased, or paid any of compensation for soliciting purchases for the Securitiestransactions contemplated hereby.
Appears in 1 contract
Manipulation of Price. The Company has not takennot, and, and to the Company’s Knowledge, its knowledge no Person one acting on its behalf has has, (i) taken, directly or indirectly, any action designed to cause or to result or that could reasonably be expected to cause or result, in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesShares or the Warrants or (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Shares and the Warrants.
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Samples: Series B Convertible Preferred Stock Purchase Agreement (Activecare, Inc.)
Manipulation of Price. The Company has not takennot, and, and to the Company’s Knowledge, its knowledge no Person one acting on its behalf has has, (i) taken, directly or indirectly, any action designed to cause or to result or that could reasonably be expected to cause or result, in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesShares or (ii) other than any placement agent, sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Shares and Warrants.
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Samples: Series a Convertible Preferred Stock Purchase Agreement (Options Media Group Holdings, Inc.)
Manipulation of Price. The Company has not taken, and, to the Company’s Knowledge, no Person acting on its behalf has taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities.. 4.32
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Samples: Securities Purchase Agreement (Skye Bioscience, Inc.)
Manipulation of Price. The Company has not takennot, and, and to the Company’s Knowledge, Knowledge no Person one acting on its behalf has taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesShares.
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Manipulation of Price. The Company has not takennot, and, and to the Company’s Knowledge, its knowledge no Person one acting on its behalf has has, (i) taken, directly or indirectly, any action designed to cause or to result or that could reasonably be expected to cause or result, in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesPreferred Shares or (ii) other than any placement agent, sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Preferred Shares.
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Samples: Preferred Stock Purchase Agreement (Point Capital, Inc.)
Manipulation of Price. The Company has not takennot, and, and to the Company’s Knowledge, its knowledge no Person one acting on its behalf has has, (i) taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities or (ii) sold, bid for, purchased, or, paid any compensation for soliciting purchases of, any of the Securities.
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Samples: Securities Purchase Agreement (Electronic Sensor Technology, Inc)
Manipulation of Price. The Company has not takennot, and, and to the Company’s Knowledge, its knowledge no Person one acting on its behalf has taken, directly or indirectly, any action designed to cause or to result result, or that could reasonably be expected to cause or result, in the stabilization or manipulation of the price of any security of the Company to facilitate the issuance, sale or resale of any of the SecuritiesReplacement Warrants or the Exercised Shares.
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Manipulation of Price. The Company has not takennot, and, and to the Company’s Knowledge, its knowledge no Person one acting on its behalf has has, taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesCompany.
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Manipulation of Price. The Company has not takennot, and, to the Company’s Knowledge, no Person acting on its behalf has taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesPre-Funded Warrants.
Appears in 1 contract
Samples: Securities Purchase Agreement (RAPT Therapeutics, Inc.)
Manipulation of Price. The Company has not takennot, and, and to the Company’s Knowledge, its knowledge no Person one acting on its behalf has has, (i) taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company Company, or (ii) paid or agreed to facilitate the sale or resale of pay to any person any compensation for soliciting another to purchase any other securities of the SecuritiesCompany.
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Manipulation of Price. The Company has not takennot, and, and to the Company’s Knowledge, its knowledge no Person one acting on its behalf has has, (i) taken, directly or indirectly, any action primarily designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities., (ii) sold, bid for, purchased, or, paid any compensation for soliciting purchases of, any of the Securities, or
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Manipulation of Price. The Company has not takennot, and, and to the Company’s Knowledge, its knowledge no Person one acting on its behalf has has, (i) taken, directly or indirectly, any action designed to cause or to result result, or that could reasonably be expected to cause or result, in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities.,
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Samples: Securities Purchase Agreement (Generex Biotechnology Corp)
Manipulation of Price. The Company has not takennot, and, and to the Company’s Knowledge, its knowledge no Person one acting on its behalf has takenhas, directly or indirectly, (i) taken any action designed to or that has constituted or that could reasonably be expected to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate in connection with the sale or resale of any offering of the Securities, or (ii) other than actions taken by the Agent, sold, bid for, purchased, or paid any compensation for soliciting purchases of, the Debentures.
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Samples: Securities Purchase Agreement (Trico Marine Services Inc)
Manipulation of Price. The Company has not takennot, and, and to the Company’s Knowledge, its knowledge no Person one acting on its behalf has has, (i) taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale of the Notes or resale of (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases in the marketplace of, any of the SecuritiesNotes.
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Samples: Securities Purchase Agreement (Antigenics Inc /De/)
Manipulation of Price. The Company has not takennot, and, and to the Company’s Knowledge, its knowledge no Person one acting on its behalf has has, (i) taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities or (ii) other than the Agents, sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities.
Appears in 1 contract
Samples: Securities Purchase Agreement (Cleveland Biolabs Inc)
Manipulation of Price. The Company has not takennot, and, and to the Company’s its Knowledge, no Person one acting on its behalf has has, (i) taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the SecuritiesCommon Shares, or (ii) sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Common Shares.
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Manipulation of Price. The Company has not taken, and, to the Company’s Knowledge, no Person acting on its behalf has taken, directly or indirectly, any action designed designed, or which has constituted or would reasonably be expected to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities.Shares. 4.29
Appears in 1 contract
Samples: Securities Purchase Agreement (Lifecore Biomedical, Inc. \De\)
Manipulation of Price. The Company has not takennot, and, and to the Company’s Knowledge, its knowledge no Person one acting on its behalf has takenhas, directly or indirectly, (A) taken any action designed to or that has constituted or that would reasonably be expected to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate in connection with the sale or resale of any offering of the Securities, or (B) other than actions taken by the Advisors, sold, bid for, purchased, or paid any compensation for soliciting purchases of, the 2015 Notes.
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Manipulation of Price. The Company has not takennot, and, and to the Company’s Knowledge, its knowledge no Person one acting on its behalf has has, (i) taken, directly or indirectly, any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Securities, or (ii) other than the Placement Agent, sold, bid for, purchased, or paid any compensation for soliciting purchases of, any of the Securities.
Appears in 1 contract
Samples: Securities Purchase Agreement (Adcare Health Systems Inc)
Manipulation of Price. The Neither the Company has not takennor any of its Subsidiaries has, and, to the knowledge of the Company’s Knowledge, no Person acting on its their behalf has takenhas, directly or indirectly, (i) taken any action designed to cause or to result in the stabilization or manipulation of the price of any security of the Company or any of its Subsidiaries to facilitate the sale or resale of any of the SecuritiesSecurities or (ii) sold, bid for, or purchased Common Stock in violation of Regulation M, or paid anyone any compensation for soliciting purchases of the Shares.
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