MARGIN DISCLOSURE STATEMENT Clause Samples
A Margin Disclosure Statement is a clause that informs clients about the risks and obligations associated with trading on margin. It typically outlines how margin accounts operate, including the requirement to maintain a minimum balance and the possibility of margin calls if the account value falls below certain thresholds. By providing this information, the clause ensures that clients are aware of the potential for amplified losses and the lender's rights to liquidate assets, thereby promoting transparency and helping clients make informed decisions about leveraged trading.
MARGIN DISCLOSURE STATEMENT. This statement is being furnished to you to provide some basic facts about purchasing securities on margin, and to alert you to the risks involved with trading securities in a margin account. Before trading securities in a margin account, you should carefully review the Margin Agreement provided by your brokerage firm (the Firm). Consult your Financial Advisor regarding any questions or concerns you may have with your margin accounts. When you purchase securities, you may pay for the securities in full or you may borrow part of the purchase
MARGIN DISCLOSURE STATEMENT. An important Margin Disclosure Statement is attached to this Agreement at Appendix A. While the Margin Disclosure Statement does not amend or supersede the terms of the RBC Express Credit agreement, it does provide additional facts about purchasing securities on margin, and describes the risks involved with trading securities in an RBC Express Credit account. Before trading stocks in an RBC Express Credit account, I understand that I should carefully review the RBC Express Credit agreement and the attached Margin Disclosure Statement. 11.
MARGIN DISCLOSURE STATEMENT. (where applicable)
5.1 When considering a margin loan, the Customer should determine how the use of margin fits his own investment philosophy. It is important that the Customer fully understands the risks, rules, and requirements involved in trading securities on margin.
MARGIN DISCLOSURE STATEMENT. This statement is being furnished to you to provide some basic facts about purchasing securities on margin, and to alert you to the risks involved with trading securities in a margin account. Before trading securities in a margin account, you should carefully review the Margin Agreement provided by your brokerage firm (the Firm). Consult your Broker regarding any questions or concerns you may have with your margin accounts. When you purchase securities, you may pay for the securities in full or you may borrow part of the purchase price from HTS. If you choose to borrow funds, a margin account will be opened and interest will be charged on amounts borrowed by you from HTS. The securities purchased are collateral for the loan to you. If the securities in your account decline in value, so does the value of the collateral supporting your loan, and, as a result, HTS or your Broker can take action, such as issue a margin call and/or sell securities or other assets in any of your accounts held with HTS, in order to maintain the required equity in the account. It is important that you fully understand the risks involved in trading securities on margin. These risks include the following: • HTS will charge interest on settled balances for any credit extended to you. Interest will accrue on a daily basis for these balances. Please consult your Broker for additional information. • You can lose more funds than you deposit in the margin account. A decline in the value of securities that are purchased on margin may require you to provide additional funds to HTS to avoid the forced sale of those securities or other securities or assets in your account(s). • The Firm or HTS can force the sale of securities or other assets in your account(s). If the equity in your account falls below the maintenance margin requirements or HTS’ higher “house” requirements, HTS or your Broker can sell the securities or other assets in any of your accounts held at HTS to cover the margin deficiency. You also will be responsible for any shortfall in the account after such a sale. • Your securities or other assets may be sold without contacting you. Some investors mistakenly believe that HTS or your Broker must contact the customer for a margin call to be valid, and that HTS or your Broker cannot liquidate securities or other assets in customer accounts to meet the call unless HTS or your Broker have contacted customers first. This is not the case. Most firms will attempt to notify customers of ...
MARGIN DISCLOSURE STATEMENT. An important Margin Disclosure Statement is attached to this Agreement at Appendix A. While the Margin Disclosure Statement does not amend or supersede the terms of the margin agreement, it does provide additional facts about purchasing securities on margin, and describes the risks involved with trading securities in a margin account. Before trading stocks in a margin account, I understand that I should carefully review the margin agreement and the attached Margin Disclosure Statement. 11.
MARGIN DISCLOSURE STATEMENT. The Introducing Firm shall be responsible for providing its customer with the margin disclosure statement at the time of the opening of the account in accordance with NASD Rule 2341.
MARGIN DISCLOSURE STATEMENT. An important Margin Disclosure Statement is attached to this PLOC Agreement at Appendix A. While the Margin Disclosure Statement does not amend or supersede the terms of this PLOC Agreement, it does provide additional facts about using margin, including without limitation, purchasing securities on margin, and describes the risks involved with trading securities in a margin account. Before trading stocks in a margin account, you understand that you should carefully review this PLOC Agreement and the attached Margin Disclosure Statement.