Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 546 contracts
Samples: Sales Agreement (Elutia Inc.), Sales Agreement (GREENPOWER MOTOR Co INC.), Sales Agreement (Mannkind Corp)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in each of the Registration Statement Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 329 contracts
Samples: Underwriting Agreement (Aeluma, Inc.), Underwriting Agreement (NeuroPace Inc), Underwriting Agreement (Hamilton Lane INC)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of GovernorsSystem.
Appears in 240 contracts
Samples: At Market Issuance Sales Agreement (iBio, Inc.), Sales Agreement (CorMedix Inc.), Atm Sales Agreement (Predictive Oncology Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Units nor the application of the proceeds thereof by the Company as described in each of the Registration Statement Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 136 contracts
Samples: Underwriting Agreement (Trailblazer Merger Corp I), Underwriting Agreement (Trailblazer Merger Corp I), Underwriting Agreement (PROTONIQ Acquisition Corp)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Securities nor the application of the proceeds thereof by the Company as described in the Registration Statement Statement, the Time of Sale Information and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 122 contracts
Samples: Underwriting Agreement (Eastman Chemical Co), Underwriting Agreement (Service Corp International), Underwriting Agreement (Eastman Chemical Co)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 121 contracts
Samples: At the Market Sales Agreement (Chicago Atlantic Real Estate Finance, Inc.), At the Market Offering Agreement (Neuphoria Therapeutics Inc.), At the Market Sales Agreement (Barnes & Noble Education, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Securities nor the application of the proceeds thereof by the Company as described in each of the Registration Statement Statement, the Time of Sale Information and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 96 contracts
Samples: Underwriting Agreement (AppLovin Corp), Underwriting Agreement (First American Financial Corp), Underwriting Agreement (Nordson Corp)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Securities nor the application of the proceeds thereof by the Company as described in each of the Registration Statement Time of Sale Information and the Prospectus Offering Memorandum will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 95 contracts
Samples: Purchase Agreement (Aris Water Solutions, Inc.), Purchase Agreement (Matthews International Corp), Purchase Agreement (Group 1 Automotive Inc)
Margin Rules. Neither the issuance, sale and delivery of the Placement Offered Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 66 contracts
Samples: Underwriting Agreement (Celldex Therapeutics, Inc.), Underwriting Agreement (Esperion Therapeutics, Inc.), Underwriting Agreement (Veru Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement Statement, the Time of Sale Information and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 58 contracts
Samples: Underwriting Agreement (Amag Pharmaceuticals Inc.), Underwriting Agreement (Seattle Genetics Inc /Wa), Underwriting Agreement (Avalonbay Communities Inc)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Securities nor the application of the proceeds thereof by the Company as described in the Registration Statement Time of Sale Information and the Prospectus Offering Memorandum will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 47 contracts
Samples: Purchase Agreement (Lyft, Inc.), Purchase Agreement (Semtech Corp), Purchase Agreement (Invacare Corp)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Public Units nor the application of the proceeds thereof by the Company as described in each of the Registration Statement Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 40 contracts
Samples: Underwriting Agreement (Horizon Space Acquisition I Corp.), Underwriting Agreement (Horizon Space Acquisition I Corp.), Underwriting Agreement (Lakeshore Acquisition II Corp.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 34 contracts
Samples: Underwriting Agreement (Black Diamond Therapeutics, Inc.), Underwriting Agreement (South Jersey Industries Inc), Underwriting Agreement (Generation Bio Co.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus Commission Documents will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 32 contracts
Samples: Common Stock Purchase Agreement (AirJoule Technologies Corp.), Ordinary Share Purchase Agreement (TNL Mediagene), Common Stock Purchase Agreement (Sound Point Meridian Capital, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in each of the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 31 contracts
Samples: Sales Agreement (PolyPid Ltd.), Sales Agreement (InflaRx N.V.), Sales Agreement (Crinetics Pharmaceuticals, Inc.)
Margin Rules. Neither the issuance, sale sale, and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U U, or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 31 contracts
Samples: At the Market Issuance Sales Agreement (Lixte Biotechnology Holdings, Inc.), At the Market Issuance Sales Agreement (RDE, Inc.), At the Market Issuance Sales Agreement (Alzamend Neuro, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in each of the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 31 contracts
Samples: Open Market Sale Agreement (Metagenomi, Inc.), Sales Agreement (SpringWorks Therapeutics, Inc.), Equity Distribution Agreement (Nine Energy Service, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Securities nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus Offering Memorandum will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 28 contracts
Samples: Purchase Agreement, Purchase Agreement (Bill Barrett Corp), Purchase Agreement (McMoran Exploration Co /De/)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Securities nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 27 contracts
Samples: Underwriting Agreement (Ur-Energy Inc), Securities Purchase Agreement (Gorilla Technology Group Inc.), Underwriting Agreement (Nyxoah SA)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company Company, in each case, as described in the Registration Statement Statement, the Pricing Disclosure Package and the Prospectus Final Prospectus, will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 26 contracts
Samples: Underwriting Agreement (APRINOIA Therapeutics Inc.), Underwriting Agreement (ParaZero Technologies Ltd.), Underwriting Agreement (Qinhui Technology International Co. Ltd.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Securities nor the application of the proceeds thereof by the Company Company, in each case, as described in the Registration Statement Statement, the Pricing Disclosure Package and the Prospectus Final Prospectus, will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 23 contracts
Samples: Underwriting Agreement (Innovation Beverage Group LTD), Underwriting Agreement (ParaZero Technologies Ltd.), Underwriting Agreement (Innovation Beverage Group LTD)
Margin Rules. Neither the issuance, sale and delivery of the Placement Firm Shares and the Option Shares nor the application of the proceeds thereof by the Company Company, in each case, as described in the Registration Statement Statement, the Pricing Disclosure Package and the Prospectus Final Prospectus, will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 23 contracts
Samples: Underwriting Agreement (Globavend Holdings LTD), Underwriting Agreement (Fd Technology Inc.), Underwriting Agreement (Fd Technology Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Securities nor the application of the proceeds thereof by the Company as described in the Registration Statement Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 18 contracts
Samples: Underwriting Agreement (Ares Management Corp), Underwriting Agreement (Rectitude Holdings Ltd.), Underwriting Agreement (Rectitude Holdings Ltd.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Securities nor the application of the proceeds thereof by the Company as described in each of the Registration Statement Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 16 contracts
Samples: Underwriting Agreement (InflaRx N.V.), Underwriting Agreement (Replimune Group, Inc.), Underwriting Agreement (Stoke Therapeutics, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Securities nor the application of the proceeds thereof by the Company as described disclosed in each of the Time of Sale Information, the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 14 contracts
Samples: Underwriting Agreement (Air Lease Corp), Underwriting Agreement (Air Lease Corp), Underwriting Agreement (Air Lease Corp)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Securities nor the application of the proceeds thereof by the Company Issuers as described in the Registration Statement Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 14 contracts
Samples: Underwriting Agreement (MPT Operating Partnership, L.P.), Underwriting Agreement (MPT Operating Partnership, L.P.), Underwriting Agreement (MPT Operating Partnership, L.P.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in each of the Registration Statement Statement, the General Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 13 contracts
Samples: Underwriting Agreement (Ascendis Pharma a/S), International Underwriting Agreement (GDS Holdings LTD), Equity Distribution Agreement (Piedmont Office Realty Trust, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Securities nor the application of the proceeds thereof by the Company Issuers as described in each of the Registration Statement Time of Sale Information and the Prospectus Offering Memorandum will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 13 contracts
Samples: Purchase Agreement (GoDaddy Inc.), Purchase Agreement (Enviva Partners, LP), Purchase Agreement (Enviva Partners, LP)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in each of the Registration Statement Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of GovernorsSystem.
Appears in 13 contracts
Samples: Underwriting Agreement (Hornbeck Offshore Services Inc /La), Underwriting Agreement (Nuvalent, Inc.), Underwriting Agreement (Nuvalent, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Securities nor the application of the proceeds thereof by the Company as described in the Registration Statement Statement, the General Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 11 contracts
Samples: Underwriting Agreement (Dynex Capital Inc), Underwriting Agreement (Dynex Capital Inc), Underwriting Agreement (Transcept Pharmaceuticals Inc)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of GovernorsSystem.
Appears in 10 contracts
Samples: Open Market Sale Agreement (Achieve Life Sciences, Inc.), At the Market Sales Agreement (Mediaco Holding Inc.), At Market Issuance Sales Agreement (Perspective Therapeutics, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Common Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement Statement, the Prospectus and the Prospectus General Disclosure Package will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 10 contracts
Samples: Sales Agency Financing Agreement (Avalonbay Communities Inc), Sales Agency Financing Agreement (Avalonbay Communities Inc), Sales Agency Financing Agreement (Avalonbay Communities Inc)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Offered Securities nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 10 contracts
Samples: Underwriting Agreement (Planet 13 Holdings Inc.), Underwriting Agreement (Zosano Pharma Corp), Underwriting Agreement
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Securities nor the application of the proceeds thereof by the Company as described in each of the Registration Statement Time of Sale Information and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 9 contracts
Samples: Underwriting Agreement (T-Mobile US, Inc.), Underwriting Agreement (T-Mobile US, Inc.), Underwriting Agreement (T-Mobile US, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Securities nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus Commission Documents will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 7 contracts
Samples: Common Stock Purchase Agreement (Stardust Power Inc.), Common Stock Purchase Agreement (MultiSensor AI Holdings, Inc.), Common Stock Purchase Agreement (Signing Day Sports, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Rights or the Shares in connection with Rights Offering or the sale of the Investor Shares nor the application of the proceeds thereof by the Company as to be described in the Rights Offering Registration Statement and the Rights Offering Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 7 contracts
Samples: Equity Purchase and Commitment Agreement (Hli Operating Co Inc), Equity Purchase and Commitment Agreement (Highland Capital Management Lp), Equity Purchase and Commitment Agreement (Delphi Corp)
Margin Rules. Neither the issuance, sale and delivery of the Placement Offered Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement Statement, the General Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 7 contracts
Samples: Underwriting Agreement (AxoGen, Inc.), Underwriting Agreement (Aastrom Biosciences Inc), Underwriting Agreement (MeetMe, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Securities nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the U.S. Federal Reserve System or any other regulation of such Board of Governors.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Hi-Tech Wealth Inc.), Securities Purchase Agreement (7 Days Group Holdings LTD), Securities Purchase Agreement (7 Days Group Holdings LTD)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus General Disclosure Package will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 7 contracts
Samples: Distribution Agreement (Tellurian Inc. /De/), Distribution Agreement (Tellurian Inc. /De/), Distribution Agreement (Tellurian Inc. /De/)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Notes nor the application of the proceeds thereof by the Company as described in the Registration Statement Statement, the Time of Sale Prospectus and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 6 contracts
Samples: Underwriting Agreement (Avalonbay Communities Inc), Underwriting Agreement (Avalonbay Communities Inc), Underwriting Agreement (Avalonbay Communities Inc)
Margin Rules. Neither To the Company’s knowledge, neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 6 contracts
Samples: Capital on Demand Sales Agreement (Monopar Therapeutics), Capital on Demand Sales Agreement (Aileron Therapeutics Inc), Capital on Demand Sales Agreement (ARCA Biopharma, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Securities nor the application of the proceeds thereof by the Company as described in each of the Registration Statement Statement, the General Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 6 contracts
Samples: Underwriting Agreement (Intapp, Inc.), Underwriting Agreement (Palmer Square Capital BDC Inc.), Underwriting Agreement (Postal Realty Trust, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation Regulations T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of GovernorsSystem.
Appears in 6 contracts
Samples: At Market Issuance Sales Agreement (Umh Properties, Inc.), At Market Issuance Sales Agreement (Umh Properties, Inc.), At Market Issuance Sales Agreement (Monmouth Real Estate Investment Corp)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 6 contracts
Samples: Sales Agreement (Olema Pharmaceuticals, Inc.), Sales Agreement (Olema Pharmaceuticals, Inc.), Sales Agreement (Olema Pharmaceuticals, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus Prospectuses will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 6 contracts
Samples: Sales Agreement (Avino Silver & Gold Mines LTD), Sales Agreement (Aptose Biosciences Inc.), Sales Agreement (Avino Silver & Gold Mines LTD)
Margin Rules. Neither the issuance, sale and delivery of the Placement Company Firm Shares nor the application of the proceeds thereof by the Company Company, in each case, as described in the Registration Statement Statement, the Pricing Disclosure Package and the Prospectus Final Prospectus, will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 6 contracts
Samples: Underwriting Agreement (Vistek LTD), Underwriting Agreement (Delixy Holdings LTD), Underwriting Agreement (SKK Holdings LTD)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and Statement, the Prospectus or any Permitted Free Writing Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 5 contracts
Samples: Equity Distribution Agreement (Medical Properties Trust Inc), Equity Distribution Agreement (Medical Properties Trust Inc), Equity Distribution Agreement (Medical Properties Trust Inc)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the General Disclosure Package and the Final Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 5 contracts
Samples: Placement Agency Agreement (SilverSun Technologies, Inc.), Placement Agency Agreement (Nac Global Technologies, Inc.), Placement Agency Agreement (Cytosorbents Corp)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus Disclosure Documents will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 5 contracts
Samples: Chef Purchase Agreement (Senti Biosciences, Inc.), Chef Purchase Agreement (Sonnet BioTherapeutics Holdings, Inc.), Chef Purchase Agreement (Allurion Technologies, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Notes nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 5 contracts
Samples: Underwriting Agreement (Church & Dwight Co Inc /De/), Underwriting Agreement (Church & Dwight Co Inc /De/), Underwriting Agreement (Church & Dwight Co Inc /De/)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Securities nor the application of the proceeds thereof by the Company as described in the Registration Statement Pricing Prospectus and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 4 contracts
Samples: Underwriting Agreement (Keysight Technologies, Inc.), Underwriting Agreement (Keysight Technologies, Inc.), Underwriting Agreement (Keysight Technologies, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares by the Company nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 4 contracts
Samples: Open Market Sales Agreement (IDEAYA Biosciences, Inc.), Open Market Sales Agreement (IDEAYA Biosciences, Inc.), Open Market Sale Agreement (IDEAYA Biosciences, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in each of the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of GovernorsSystem.
Appears in 4 contracts
Samples: Sales Agreement (Relay Therapeutics, Inc.), At the Market Sales Agreement (Aridis Pharmaceuticals, Inc.), Sales Agreement (Aridis Pharmaceuticals, Inc.)
Margin Rules. Neither the issuance, sale and delivery of any of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of GovernorsSystem.
Appears in 4 contracts
Samples: At the Market Sales Agreement (reAlpha Tech Corp.), At Market Issuance Sales Agreement (AEye, Inc.), At Market Issuance Sales Agreement (Soligenix, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Securities or the Underlying Shares nor the application of the proceeds thereof by the Company as described in each of the Registration Statement Statement, the ADR Registration Statement, the Pricing Disclosure Package, the Prospectus and the ADR Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 4 contracts
Samples: Underwriting Agreement (DoubleDown Interactive Co., Ltd.), Underwriting Agreement (DoubleDown Interactive Co., Ltd.), Underwriting Agreement (DoubleDown Interactive Co., Ltd.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 4 contracts
Samples: Securities Purchase Agreement (NeurogesX Inc), Securities Purchase Agreement (Ada-Es Inc), Company Stock Purchase Agreement (Tracinda Corp)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus, nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 4 contracts
Samples: Underwriting Agreement (Aveo Pharmaceuticals Inc), Underwriting Agreement (NPS Pharmaceuticals Inc), Underwriting Agreement (Aveo Pharmaceuticals Inc)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares ADSs nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 4 contracts
Samples: Atm Sales Agreement (Safe-T Group Ltd.), Sales Agreement (Gracell Biotechnologies Inc.), Equity Distribution Agreement (Kazia Therapeutics LTD)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Securities nor the application of the proceeds thereof by the Company as described in the Registration Statement and or the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 4 contracts
Samples: At Market Issuance Sales Agreement (Bitdeer Technologies Group), At Market Issuance Sales Agreement (Bitdeer Technologies Group), At Market Issuance Sales Agreement (Bitdeer Technologies Group)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Final Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 3 contracts
Samples: Underwriting Agreement (Wj Communications Inc), Underwriting Agreement (Lexar Media Inc), Underwriting Agreement (Collins & Aikman Products Co)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares pursuant to this Agreement nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate constitute a violation by the Company of Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 3 contracts
Samples: At Market Issuance Sales Agreement (Xoma LTD /De/), At Market Issuance Sales Agreement (Xoma LTD /De/), At Market Issuance Sales Agreement (Xoma LTD /De/)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Offered Securities nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 3 contracts
Samples: Placement Agent Agreement (Tellurian Inc. /De/), Placement Agent Agreement (Tellurian Inc. /De/), Placement Agent Agreement (Tellurian Inc. /De/)
Margin Rules. Neither With respect to the Placement Shares, neither the issuance, sale and or delivery of the Placement Shares thereof, nor the application of the proceeds thereof therefrom, by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of GovernorsSystem.
Appears in 3 contracts
Samples: At Market Issuance Sales Agreement (CNB Financial Corp/Pa), At Market Issuance Sales Agreement (CNB Financial Corp/Pa), At Market Issuance Sales Agreement (City Holding Co)
Margin Rules. Neither the issuance, sale and delivery of the Placement Rights or the Shares nor the application of the proceeds thereof by the Company as to be described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 3 contracts
Samples: Equity Commitment Agreement (Owens Corning), Equity Commitment Agreement (Owens Corning), Equity Commitment Agreement (Owens Corning)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the U.S. Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 3 contracts
Samples: Sales Agreement (GREENPOWER MOTOR Co INC.), Sales Agreement (Theratechnologies Inc.), Sales Agreement (Correvio Pharma Corp.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Notes nor the application of the proceeds thereof by the Company as described in the Registration Statement Time of Sale Prospectus and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 3 contracts
Samples: Distribution Agreement (Avalonbay Communities Inc), Terms Agreement (Avalonbay Communities Inc), Distribution Agreement (Avalonbay Communities Inc)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in each of the Registration Statement Statement, the Prospectus and the Prospectus Time of Sale Information will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 3 contracts
Samples: Sales Agreement (Solid Biosciences Inc.), Sales Agreement (Solid Biosciences Inc.), Sales Agreement (Solid Biosciences Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Firm Shares nor the application of the proceeds thereof by the Company Company, in each case, as described in the Registration Statement Statement, the Pricing Disclosure Package and the Prospectus Final Prospectus, will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 3 contracts
Samples: Underwriting Agreement (SAG Holdings LTD), Underwriting Agreement (SAG Holdings LTD), Underwriting Agreement (SAG Holdings LTD)
Margin Rules. Neither the issuance, sale and delivery of the Placement Underlying Ordinary Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Sales Agreement (Innate Pharma SA), Sales Agreement (Innate Pharma SA)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Offered Securities nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Final Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Placement Agent Agreement (Velo3D, Inc.), Placement Agent Agreement (Velo3D, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof received by the Company as described in each of the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Sales Agreement (Inventiva S.A.), Sales Agreement (Inventiva S.A.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in each of the Registration Statement Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of GovernorsSystem.
Appears in 2 contracts
Samples: Underwriting Agreement (Sunnova Energy International Inc.), Underwriting Agreement (Sunnova Energy International Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus, nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus thereof, will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Underwriting Agreement (Ariad Pharmaceuticals Inc), Underwriting Agreement (Ariad Pharmaceuticals Inc)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Offered Securities nor the application of the proceeds thereof received by the Company as described in the Registration Statement Statement, the Statutory Prospectus and the Final Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Underwriting Agreement (SOC Telemed, Inc.), Underwriting Agreement (SOC Telemed, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement Statement, Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Underwriting Agreement (Asterias Biotherapeutics, Inc.), Underwriting Agreement (Biotime Inc)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in each of the Registration Statement Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Underwriting Agreement (Ormat Technologies, Inc.), Underwriting Agreement (Ormat Technologies, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Rights or the Shares in connection with Rights Offering or the sale of the Investor Shares nor the application of the proceeds thereof by the Company as described and to be described in the Rights Offering Registration Statement and the Rights Offering Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Equity Purchase and Commitment Agreement (Delphi Corp), Equity Purchase and Commitment Agreement (Appaloosa Management Lp)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Sales Agreement (GDEV Inc.), Sales Agreement (Addex Therapeutics Ltd.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Securities nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Sales Agreement (Bionomics Limited/Fi), Sales Agreement (Bionomics Limited/Fi)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Securities nor the application of the proceeds thereof by the Company as described in the Registration Statement Statement, Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Underwriting Agreement (Anworth Mortgage Asset Corp), Underwriting Agreement (Peregrine Pharmaceuticals Inc)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Units nor the application of the proceeds thereof by the Company as described in each of the Registration Statement Statement, the Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Underwriting Agreement (Jack Creek Investment Corp.), Underwriting Agreement (Jack Creek Investment Corp.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares to be sold by the Company nor the application of the proceeds thereof by the Company as described in the Registration Statement Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Underwriting Agreement (Trean Insurance Group, Inc.), Underwriting Agreement (Trean Insurance Group, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Preferred Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus Filed SEC Reports will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Securities Purchase and Exchange Agreement (Interpace Biosciences, Inc.), Securities Purchase Agreement (Interpace Diagnostics Group, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof Net Proceeds by the Company as described in each of the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Sales Agreement (Terns Pharmaceuticals, Inc.), Sales Agreement (Terns Pharmaceuticals, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in each of the Registration Statement Statement, any Permitted Free Writing Prospectus and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Distribution Agreement (Axon Enterprise, Inc.), Distribution Agreement (Axon Enterprise, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement Statements and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Underwriting Agreement (Serologicals Corp), Underwriting Agreement (Myriad Genetics Inc)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Public Securities nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Zosano Pharma Corp), Underwriting Agreement (Zosano Pharma Corp)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors..
Appears in 2 contracts
Samples: Sales Agreement (Cassava Sciences Inc), Capital on Demand Sales Agreement (Pain Therapeutics Inc)
Margin Rules. Neither the issuance, sale and delivery of the Placement Firm Shares and the Option Securities nor the application of the proceeds thereof by the Company Company, in each case, as described in the Registration Statement Statement, the Pricing Disclosure Package and the Prospectus Final Prospectus, will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Underwriting Agreement (Volcon, Inc.), Underwriting Agreement (Volcon, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Underwriting Agreement (Tenneco Inc), Underwriting Agreement (Tenneco Automotive Inc)
Margin Rules. Neither To the Company’s knowledge, neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus Commission Documents will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Common Stock Purchase Agreement (PishPosh, Inc.), Common Stock Purchase Agreement (Boxed, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds received thereof by the Company as described in the Registration Statement Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Underwriting Agreement (Aptinyx Inc.), Underwriting Agreement (Aptinyx Inc.)
Margin Rules. Neither the issuanceoffering, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in each of the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Samples: Sales Agreement (SOPHiA GENETICS SA)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Time of Sale Information and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Samples: Underwriting Agreement (FGX International Holdings LTD)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of GovernorsSystem. nn.
Appears in 1 contract
Samples: At Market Issuance Sales Agreement (Troika Media Group, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the General Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.. (nn)
Appears in 1 contract
Samples: Term Loan, Guarantee and Security Agreement (Volta Inc.)
Margin Rules. Neither the issuance, sale issuance and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in each of the Registration Statement Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Samples: Underwriting Agreement (Valtech Se)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.. US-DOCS\150547902.6
Appears in 1 contract
Samples: Sales Agreement (Immunome Inc.)