Margin Rules. Neither the issuance, sale and delivery of the Public Units nor the application of the proceeds thereof by the Company as described in each of the Registration Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 40 contracts
Samples: Warrant Agreement (Horizon Space Acquisition I Corp.), Warrant Agreement (Horizon Space Acquisition I Corp.), Underwriting Agreement (Lakeshore Acquisition II Corp.)
Margin Rules. Neither the issuance, sale and delivery of the Public Units Shares nor the application of the proceeds thereof by the Company Company, in each case, as described in each of the Registration Statement, the Pricing Disclosure Package and the Prospectus Final Prospectus, will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 24 contracts
Samples: Underwriting Agreement (APRINOIA Therapeutics Inc.), Underwriting Agreement (ParaZero Technologies Ltd.), Underwriting Agreement (HomesToLife LTD)
Margin Rules. Neither the issuance, sale and delivery of the Public Units Securities nor the application of the proceeds thereof by the Company Company, in each case, as described in each of the Registration Statement, the Pricing Disclosure Package and the Prospectus Final Prospectus, will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 23 contracts
Samples: Underwriting Agreement (Innovation Beverage Group LTD), Underwriting Agreement (ParaZero Technologies Ltd.), Underwriting Agreement (Innovation Beverage Group LTD)
Margin Rules. Neither the issuance, sale and delivery of the Public Units Securities nor the application of the proceeds thereof by the Company as described in each of the Registration Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 18 contracts
Samples: Underwriting Agreement (Ares Management Corp), Underwriting Agreement (Rectitude Holdings Ltd.), Underwriting Agreement (Rectitude Holdings Ltd.)
Margin Rules. Neither the issuance, sale and delivery of the Public Units Securities nor the application of the proceeds thereof by the Company Issuers as described in each of the Registration Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 14 contracts
Samples: Underwriting Agreement (MPT Operating Partnership, L.P.), Underwriting Agreement (MPT Operating Partnership, L.P.), Underwriting Agreement (MPT Operating Partnership, L.P.)
Margin Rules. Neither the issuance, sale and delivery of the Public Units Securities nor the application of the proceeds thereof by the Company as described in each of the Registration Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 13 contracts
Samples: Underwriting Agreement (InflaRx N.V.), Letter Agreement (Terns Pharmaceuticals, Inc.), Underwriting Agreement (Granite Point Mortgage Trust Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Public Units Shares nor the application of the proceeds thereof by the Company as described in each of the Registration Statement, the Pricing General Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 13 contracts
Samples: Deposit Agreement (Ascendis Pharma a/S), Sales Agreement (Piedmont Office Realty Trust, Inc.), Underwriting Agreement (Ascendis Pharma a/S)
Margin Rules. Neither the issuance, sale and delivery of the Public Units Securities nor the application of the proceeds thereof by the Company as described in each of the Registration Statement, the Pricing General Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 11 contracts
Samples: Underwriting Agreement (Dynex Capital Inc), Underwriting Agreement (Dynex Capital Inc), Underwriting Agreement (Transcept Pharmaceuticals Inc)
Margin Rules. Neither the issuance, sale and delivery of the Public Units Offered Shares nor the application of the proceeds thereof by the Company as described in each of the Registration Statement, the Pricing General Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 7 contracts
Samples: Underwriting Agreement (AxoGen, Inc.), Underwriting Agreement (MeetMe, Inc.), Underwriting Agreement (AxoGen, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Public Units Securities nor the application of the proceeds thereof by the Company as described in each of the Registration Statement, the Pricing General Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 6 contracts
Samples: Underwriting Agreement (Intapp, Inc.), Underwriting Agreement (Palmer Square Capital BDC Inc.), Underwriting Agreement (SoFi Technologies, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Public Units Offered ADSs nor the application of the proceeds thereof by the Company as described in each of the Registration Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 5 contracts
Samples: Underwriting Agreement (Dynacure S.A.), Underwriting Agreement (Freeline Therapeutics Holdings PLC), Cowen and Company (Orchard Rx LTD)
Margin Rules. Neither the issuance, sale and delivery of the Public Units Offered Securities nor the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Registration Statement, the Pricing General Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 5 contracts
Samples: Underwriting Agreement (Invesco Mortgage Capital Inc.), Management Agreement (Invesco Mortgage Capital Inc.), Underwriting Agreement (Invesco Mortgage Capital Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Public Units nor Securities or the application of the proceeds thereof by the Company as described in each of the Registration Statement, the Pricing General Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 5 contracts
Samples: Underwriting Agreement (PDC Energy, Inc.), Underwriting Agreement (PDC Energy, Inc.), Underwriting Agreement (PDC Energy, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Public Closing Units and the Option Securities nor the application of the proceeds thereof by the Company Company, in each case, as described in each of the Registration Statement, the Pricing Disclosure Package and the Prospectus Final Prospectus, will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 4 contracts
Samples: Underwriting Agreement (Elate Group, Inc.), Underwriting Agreement (Elate Group, Inc.), Underwriting Agreement (Elate Group, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Public Units Shares nor the application of the proceeds thereof by the Company as described in each of the Registration Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U U, or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 3 contracts
Samples: Absci Corp, Absci Corp, Talis Biomedical Corp
Margin Rules. Neither the issuance, sale and delivery of the Public Units Securities nor the application of the proceeds thereof by the Company Issuer as described in each of the Registration Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 3 contracts
Samples: Underwriting Agreement (Aptiv PLC), Aptiv PLC, Underwriting Agreement (Washington Prime Group, L.P.)
Margin Rules. Neither the issuance, sale and delivery of the Public Units Shares or the Offered ADSs nor the application of the proceeds thereof by the Company as described in each of the Registration Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 3 contracts
Samples: BioNTech SE, BioNTech SE, BioNTech SE
Margin Rules. Neither the issuance, sale and delivery of the Public Units Securities nor the application of the proceeds thereof by the Company as described in each of the Registration Statement, if any, the Pricing General Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 3 contracts
Samples: Underwriting Agreement (BrightSpire Capital, Inc.), Underwriting Agreement (BrightSpire Capital, Inc.), Underwriting Agreement (DigitalBridge Group, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Public Units Stock nor the application of the proceeds thereof by the Company as described in each of the Registration StatementStatements, the Pricing General Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 3 contracts
Samples: Underwriting Agreement (Aerie Pharmaceuticals Inc), Underwriting Agreement (Aerie Pharmaceuticals Inc), Underwriting Agreement (Aerie Pharmaceuticals Inc)
Margin Rules. Neither the issuance, sale and delivery of the Public Units Shares by the Company nor the application of the proceeds thereof by the Company as described in each of the Registration Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of GovernorsSystem.
Appears in 3 contracts
Samples: Underwriting Agreement (Healthequity, Inc.), Underwriting Agreement (Healthequity, Inc.), Underwriting Agreement (Healthequity, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Public Units Offered ADSs nor the application of the proceeds thereof received by the Company as described in each of the Registration Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 3 contracts
Samples: Underwriting Agreement (Zai Lab LTD), Zai Lab LTD, Zai Lab LTD
Margin Rules. Neither the issuance, sale and delivery of the Public Units Shares nor the application of the proceeds thereof by the Company or the LLC as described in each of the Registration Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Underwriting Agreement (Nextracker Inc.), Underwriting Agreement (Nextracker Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Public Units Shares by the Company nor the application of the proceeds thereof by the Company as described in each of the Registration Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Underwriting Agreement (Century Therapeutics, Inc.), Eargo, Inc.
Margin Rules. Neither the issuance, sale and delivery of the Public Units Shares nor the application of the proceeds received thereof by the Company as described in each of the Registration Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Underwriting Agreement (Aptinyx Inc.), Underwriting Agreement (Aptinyx Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Public Units Shares to be sold by the Company nor the application of the proceeds thereof by the Company as described in each of the Registration Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Trean Insurance Group, Inc., Trean Insurance Group, Inc.
Margin Rules. Neither the issuance, sale and delivery of the Public Units Securities nor the application of the proceeds thereof by the Company as described in each of the Registration Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Placement Agency Agreement (Scholar Rock Holding Corp), Underwriting Agreement (MTS Systems Corp)
Margin Rules. Neither the issuance, sale and delivery of the Public Units nor the application of the proceeds thereof by the Company as described in each of the Registration Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Underwriting Agreement (Jack Creek Investment Corp.), Underwriting Agreement (Jack Creek Investment Corp.)
Margin Rules. Neither the issuance, sale and delivery of the Public Units Securities nor the application of the net proceeds thereof by the Company as described in each of the Registration Statement, the Pricing General Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Underwriting Agreement (Pebblebrook Hotel Trust), Underwriting Agreement (Pebblebrook Hotel Trust)
Margin Rules. Neither the issuance, sale and delivery of the Public Units Shares by the Company nor the application of the proceeds thereof by the Company as described in each of the Registration Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Underwriting Agreement (Ares Management Corp), Underwriting Agreement (Ares Management Corp)
Margin Rules. Neither the issuance, sale and delivery of the Public Units Offered Securities nor the application of the proceeds thereof by the Company as described in each of the Registration Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Annexon, Inc., Ctrip Com International LTD
Margin Rules. Neither the issuance, sale and delivery of the Public Units Shares nor the application of the proceeds thereof by the Company as described in each of the Registration Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation G, T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Samples: Navistar International Corp
Margin Rules. Neither the issuance, sale and delivery of the Public Units Shares nor the application of the proceeds thereof by the Company Definitive Parties as described in each of the Registration Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Samples: Underwriting Agreement (Definitive Healthcare Corp.)
Margin Rules. Neither the issuance, sale and delivery of the Public Units Securities nor the application of the proceeds thereof by the Company and the Issuer as described in each of the Registration Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Samples: J C Penney Co Inc
Margin Rules. Neither the issuance, sale and delivery of the Public Units nor the application of the proceeds thereof by the Company Partnership as described in each of the Registration Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Samples: Ares Management Lp
Margin Rules. Neither the issuance, sale and delivery of the Public Units Shares nor the application of the proceeds thereof by the Company as described in each of the Registration Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governorsthe Federal Reserve.
Appears in 1 contract
Margin Rules. Neither the issuance, sale and delivery of the Public Units Underwritten Shares nor the application of the proceeds thereof received by the Company as described in each of the Registration Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Samples: Zai Lab LTD
Margin Rules. Neither the issuance, sale and delivery of the Public Units Securities nor the application of the proceeds thereof by the Company Partnership as described in each of the Registration Statement, the Pricing General Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Margin Rules. Neither the issuance, sale and delivery of the Public Units nor the application of the proceeds thereof by the Company as described in each of the Registration Statement, Statement and the Pricing General Disclosure Package and the Final Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Margin Rules. Neither the issuance, sale and delivery of the Public Units Common Shares nor the application of the proceeds thereof by the Company as described in each of the Registration Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Margin Rules. Neither the issuance, sale and delivery of the Public Units Underlying Shares nor the application of the proceeds thereof by the Company as described in each of the Registration Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Samples: Avianca Holdings S.A.
Margin Rules. Neither the issuanceissuance of, sale and subscription for or delivery of the Public Units Shares nor the application of the proceeds thereof by the Company as described in each of the Registration Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Margin Rules. Neither the issuance, sale and delivery of the Public Units Shares nor the application of the proceeds thereof by the Company as described in each of the Company Registration Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Samples: Underwriting Agreement (Grid Dynamics Holdings, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Public Units Shares by the Partnership nor the application of the proceeds thereof by the Company Partnership as described in each of the Registration Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Margin Rules. Neither the issuance, sale and delivery of the Public Units Underwritten Securities nor the application of the proceeds thereof by the Company as described in each of the Registration Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Margin Rules. Neither the issuance, sale and delivery of the Public Units Notes nor the application of the proceeds thereof by the Company Parties as described in each of the Registration Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Samples: TPG Inc.
Margin Rules. Neither the issuance, sale and delivery of the Public Units Securities, nor the application of the proceeds thereof by the Company as described in each of the Registration Statement, the Pricing General Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Samples: Moonlake Immunotherapeutics (MoonLake Immunotherapeutics)
Margin Rules. Neither the issuance, sale and delivery of the Public Units Shares nor the application of the proceeds thereof by the Company as described in each of the Registration Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors...
Appears in 1 contract
Samples: Bank of the Ozarks Inc
Margin Rules. Neither the issuance, sale and delivery of the Public Units Shares nor the application of the proceeds thereof by the Company as described in each of the Registration Statement, the Pricing Disclosure Package and the Prospectus Prospectuses will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Samples: Lithium Americas Corp.
Margin Rules. Neither the issuance, sale and delivery of the Public Units Offered Securities nor the application of the proceeds thereof received by the Company as described in each of the Registration Statement, the Pricing Disclosure Package Package, the Prospectus and the French Listing Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Margin Rules. Neither the issuance, sale and delivery of the Public Units Offered Securities nor the application of the proceeds thereof by the Company as described in each of the Registration Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Margin Rules. Neither the issuance, sale and delivery of the Public Units Securities nor the application of the proceeds thereof by the Company as described in each of the Registration StatementDisclosure Package, the Pricing Disclosure Package Final Prospectus and the Prospectus Registration Statement will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Margin Rules. Neither the issuance, sale issuance and delivery of the Public Units Shares nor the application of the proceeds thereof by the Company as described in each of the Registration Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Samples: Underwriting Agreement (Valtech Se)
Margin Rules. Neither the issuance, sale and delivery of the Public Units Shares nor the application of the proceeds thereof by the Company Parties as described in each of the Registration Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Samples: TPG Partners, LLC
Margin Rules. Neither the issuance, sale and delivery of the Public Units Shares nor the application of the proceeds thereof by the Company as described in each of the Registration Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors, to the extent applicable.
Appears in 1 contract
Samples: Underwriting Agreement (Vtex)
Margin Rules. Neither the issuance, sale and delivery of the Public Units Shares nor the application of the proceeds thereof by the Company as described in each of the Registration Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Samples: Cardlytics, Inc.
Margin Rules. Neither the issuance, sale and delivery of the Public Units Offered Shares and Warrants nor the application of the proceeds thereof by the Company as described in each of the Registration Statement, the Pricing General Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Samples: Syntroleum Corp
Margin Rules. Neither the issuance, sale and delivery of the Public Units Shares by the Company, nor the application of the proceeds thereof by the Company as described in each of the Registration Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
