Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Common Shares or (ii) sell, bid for, or purchase the Shares to be issued and sold pursuant to this Agreement, or pay anyone any compensation for soliciting purchases of the Shares to be issued and sold pursuant to this Agreement other than Ladenburg; provided, however, that the Company may bid for and purchase its Common Shares in accordance with Rule 10b-18 under the Exchange Act.
Appears in 7 contracts
Samples: Equity Distribution Agreement (Oxford Lane Capital Corp.), Equity Distribution Agreement (Oxford Square Capital Corp.), Equity Distribution Agreement (Oxford Lane Capital Corp.)
Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Common Placement Shares or (ii) sell, bid for, or purchase the Placement Shares to be issued and sold pursuant to this AgreementAgreement in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares to be issued and sold pursuant to this Agreement other than LadenburgCowen; provided, however, that the Company may bid for and purchase shares of its Common Shares common stock in accordance with Rule 10b-18 under the Exchange Act.
Appears in 5 contracts
Samples: Sales Agreement (Mersana Therapeutics, Inc.), Sales Agreement (Rhythm Pharmaceuticals, Inc.), Sales Agreement (MedAvail Holdings, Inc.)
Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Common Shares or (ii) sell, bid for, or purchase the Shares to be issued and sold pursuant to this Agreement, or pay anyone any compensation for soliciting purchases of the Shares to be issued and sold pursuant to this Agreement other than LadenburgCF&Co; provided, however, that the Company may bid for and purchase its Common Shares Stock in accordance with Rule 10b-18 under the Exchange Act.
Appears in 5 contracts
Samples: Sales Agreement (Education Realty Trust, Inc.), Sales Agreement (Mid America Apartment Communities Inc), Sales Agreement (Cedar Shopping Centers Inc)
Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Common Placement Shares or (ii) sell, bid for, or purchase the Placement Shares to be issued and sold pursuant to this AgreementAgreement in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares to be issued and sold pursuant to this Agreement other than LadenburgCxxxx; provided, however, that the Company may bid for and purchase shares of its Common Shares common stock in accordance with Rule 10b-18 under the Exchange Act.
Appears in 3 contracts
Samples: Sales Agreement (Mersana Therapeutics, Inc.), Sales Agreement (Rhythm Pharmaceuticals, Inc.), Sales Agreement (Akouos, Inc.)
Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Common Placement Shares or (ii) sell, bid for, or purchase the Placement Shares to be issued and sold pursuant to this AgreementAgreement in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares to be issued and sold pursuant to this Agreement other than LadenburgLeerink Partners; provided, however, that the Company may bid for and purchase shares of its Common Shares common stock in accordance with Rule 10b-18 under the Exchange Act.
Appears in 2 contracts
Samples: Common Stock Sales Agreement (Edgewise Therapeutics, Inc.), Common Stock Sales Agreement (Edgewise Therapeutics, Inc.)
Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Common Shares or (ii) sell, bid for, or purchase the Shares to be issued and sold pursuant to this Agreement, or pay anyone any compensation for soliciting purchases of the Shares to be issued and sold pursuant to this Agreement other than LadenburgCF&Co; provided, however, that the Company may bid for and purchase its Common Shares Stock in accordance with Rule 10b-18 under the Exchange Act.
Appears in 2 contracts
Samples: Sales Agreement (GLADSTONE LAND Corp), Sales Agreement (Gladstone Commercial Corp)
Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Common Shares or (ii) sell, bid for, or purchase the Shares to be issued and sold pursuant to this Agreement, or pay anyone any compensation for soliciting purchases of the Shares to be issued and sold pursuant to this Agreement other than LadenburgCF&Co; provided, however, that the Company may bid for and purchase its Common Shares common shares in accordance with Rule 10b-18 under the Exchange Act.
Appears in 2 contracts
Samples: Sales Agreement (Hersha Hospitality Trust), Sales Agreement (Hersha Hospitality Trust)
Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Common Shares or (ii) sell, bid for, or purchase the Shares to be issued and sold pursuant to this Agreement, or pay anyone any compensation for soliciting purchases of the Shares to be issued and sold pursuant to this Agreement other than LadenburgCredit Agricole; provided, however, that the Company may bid for and purchase its Common Shares in accordance with Rule 10b-18 under the Exchange Act.
Appears in 2 contracts
Samples: Sales Agreement (Healthcare Realty Trust Inc), Sales Agreement (Healthcare Realty Trust Inc)
Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Common Placement Shares or (ii) sell, bid for, or purchase the Placement Shares to be issued and sold pursuant to this AgreementAgreement in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares to be issued and sold pursuant to this Agreement other than LadenburgWedbush; provided, however, that the Company may bid for and purchase shares of its Common Shares common stock in accordance with Rule 10b-18 under the Exchange Act.
Appears in 1 contract
Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the shares of Common Shares Stock or (ii) sell, bid for, or purchase the Shares shares of Common Stock to be issued and sold pursuant to this AgreementAgreement in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares to be issued and sold pursuant to this Agreement other than Ladenburgthe Agent; provided, however, that the Company may bid for and purchase its shares of Common Shares Stock in accordance with Rule 10b-18 under the Exchange Act.
Appears in 1 contract
Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Common Shares or (ii) sell, bid for, or purchase the Shares to be issued and sold pursuant to this Agreementthe applicable Sales Agreements, or pay anyone any compensation for soliciting purchases of the Shares to be issued and sold pursuant to this Agreement other than LadenburgCF&Co or the Alternative Agents; provided, however, that the Company may bid for and purchase shares of its Common Shares Stock in accordance with Rule 10b-18 under the Exchange Act.
Appears in 1 contract
Samples: Sales Agreement (Excel Trust, Inc.)
Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or might would reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Common Shares or (ii) sell, bid for, or purchase the Shares to be issued and sold pursuant to this Agreement, or pay anyone any compensation for soliciting purchases of the Shares to be issued and sold pursuant to this Agreement other than LadenburgXxxxx; provided, however, that the Company may bid for and purchase its Common Shares in accordance with Rule 10b-18 under the Exchange Act.
Appears in 1 contract
Samples: Sales Agreement (Franklin Street Properties Corp /Ma/)
Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Common Shares or (ii) sell, bid for, or purchase the Shares to be issued and sold pursuant to this AgreementAgreement or any Terms Agreement in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Shares to be issued and sold pursuant to this Agreement other than LadenburgXxxxx; provided, however, that the Company may bid for and purchase shares of its Common Shares Stock in accordance with Rule 10b-18 under the Exchange Act.
Appears in 1 contract
Samples: Sales Agreement (Generation Bio Co.)
Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Common Shares or (ii) sell, bid for, or purchase the Shares to be issued and sold pursuant to this Agreementthe applicable Sales Agreements, or pay anyone any compensation for soliciting purchases of the Shares to be issued and sold pursuant to this Agreement other than LadenburgBarclays or the Alternative Agents; provided, however, that the Company may bid for and purchase shares of its Common Shares Stock in accordance with Rule 10b-18 under the Exchange Act.
Appears in 1 contract
Samples: Sales Agreement (Excel Trust, Inc.)
Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Common Shares or (ii) sell, bid for, or purchase the Shares to be issued and sold pursuant to this Agreement, or pay anyone any compensation for soliciting purchases of the Shares to be issued and sold pursuant to this Agreement other than LadenburgLiquidnet; provided, however, that the Company may bid for and purchase its Common Shares in accordance with Rule 10b-18 under the Exchange Act.
Appears in 1 contract
Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the shares of Common Shares Stock or (ii) sell, bid for, or purchase the Shares shares of Common Stock to be issued and sold pursuant to this AgreementAgreement in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares to be issued and sold pursuant to this Agreement other than Ladenburgthe Agents; provided, however, that the Company may bid for and purchase its shares of Common Shares Stock in accordance with Rule 10b-18 under the Exchange Act.
Appears in 1 contract
Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Common Placement Shares or (ii) sell, bid for, or purchase the Shares Common Stock to be issued and sold pursuant to this AgreementAgreement in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares to be issued and sold pursuant to this Agreement other than LadenburgCxxxx; provided, however, that the Company may bid for and purchase shares of its Common Shares common stock in accordance with Rule 10b-18 under the Exchange Act.
Appears in 1 contract
Samples: Sales Agreement (IVERIC Bio, Inc.)
Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Common Shares or (ii) sell, bid for, or purchase the Shares to be issued and sold pursuant to this Agreement, or pay anyone any compensation for soliciting purchases of the Shares to be issued and sold pursuant to this Agreement other than Ladenburgthe Agents; provided, however, that the Company may bid for and purchase its Common Shares in accordance with Rule 10b-18 under the Exchange Act.
Appears in 1 contract
Samples: Equity Distribution Agreement (Oxford Lane Capital Corp.)
Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Common Shares or (ii) sell, bid for, or purchase the Shares to be issued and sold pursuant to this AgreementAgreement or any Terms Agreement in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Shares to be issued and sold pursuant to this Agreement other than LadenburgXxxxx; provided, however, that the Company may bid for and purchase shares of its Common Shares common stock in accordance with Rule 10b-18 under the Exchange Act.
Appears in 1 contract
Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Common Shares or (ii) sell, bid for, or purchase the Shares to be issued and sold pursuant to this Agreement, or pay anyone any compensation for soliciting purchases of the Shares to be issued and sold pursuant to this Agreement other than LadenburgBMO; provided, however, that the Company may bid for and purchase its Common Shares in accordance with Rule 10b-18 under the Exchange Act.
Appears in 1 contract
Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Common Shares or (ii) sell, bid for, or purchase the Shares to be issued and sold pursuant to this Agreement, or pay anyone any compensation for soliciting purchases of the Shares to be issued and sold pursuant to this Agreement other than LadenburgBarclays; provided, however, that the Company may bid for and purchase its Common Shares in accordance with Rule 10b-18 under the Exchange Act.
Appears in 1 contract
Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Common Shares or (ii) sell, bid for, or purchase the Shares to be issued and sold pursuant to this Agreement, or pay anyone any compensation for soliciting purchases of the Shares to be issued and sold pursuant to this Agreement other than LadenburgXxxxx; provided, however, that the Company may bid for and purchase its Common Shares in accordance with Rule 10b-18 under the Exchange Act.
Appears in 1 contract
Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or might would reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Common Shares Securities or (ii) sell, bid for, or purchase the Shares to be issued and sold pursuant to this AgreementSecurities in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Shares Securities to be issued and sold pursuant to this Agreement other than Ladenburgthe Placement Agents; provided, however, that the Company may bid for and purchase its shares of Common Shares Stock in accordance with Rule 10b-18 under the Exchange Act.
Appears in 1 contract
Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Common Shares or (ii) sell, bid for, or purchase the Shares to be issued and sold pursuant to this AgreementAgreement or any Terms Agreement in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Shares to be issued and sold pursuant to this Agreement other than LadenburgXX Xxxxx; provided, however, that the Company may bid for and purchase shares of its Common Shares Stock in accordance with Rule 10b-18 under the Exchange Act.
Appears in 1 contract
Samples: Sales Agreement (Generation Bio Co.)
Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or might would reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Common Placement Shares or (ii) sell, bid for, or purchase the Placement Shares to be issued and sold pursuant to this AgreementAgreement in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Placement Shares to be issued and sold pursuant to this Agreement other than LadenburgCowen; provided, however, that the Company may bid for and purchase shares of its Common Shares Stock in accordance with Rule 10b-18 under the Exchange Act.
Appears in 1 contract
Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Common Shares or (ii) sell, bid for, or purchase the Shares to be issued and sold pursuant to this Agreement, or pay anyone any compensation for soliciting purchases of the Shares to be issued and sold pursuant to this Agreement other than Ladenburg; provided, CF&Co provided however, that the Company may bid for and purchase its Common Shares in accordance with Rule 10b-18 under the Exchange Act.
Appears in 1 contract
Samples: Ramco Gershenson Properties Trust
Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Common Shares or (ii) sell, bid for, or purchase the Shares to be issued and sold pursuant to this Agreement, or pay anyone any compensation for soliciting purchases of the Shares to be issued and sold pursuant to this Agreement other than LadenburgXxxxx Fargo; provided, however, that the Company may bid for and purchase its Common Shares in accordance with Rule 10b-18 under the Exchange Act.
Appears in 1 contract
Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Common Shares or (ii) sell, bid for, or purchase the Shares to be issued and sold pursuant to this Agreement, or pay anyone any compensation for soliciting purchases of the Shares to be issued and sold pursuant to this Agreement other than Ladenburgthe Agents; provided, however, that the Company may bid for and purchase its Common Shares in accordance with Rule 10b-18 under the Exchange Act.
Appears in 1 contract
Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Common Shares or (ii) sell, bid for, or purchase the Shares to be issued and sold pursuant to this Agreement, or pay anyone any compensation for soliciting purchases of the Shares to be issued and sold pursuant to this Agreement other than LadenburgXxxxx; provided, however, that the Company may bid for and purchase its Common Shares in accordance with Rule 10b-18 under the Exchange Act.
Appears in 1 contract
Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Common Shares or (ii) sell, bid for, or purchase the Shares to be issued and sold pursuant to this AgreementAgreement or any Terms Agreement in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Shares to be issued and sold pursuant to this Agreement other than LadenburgCowen; provided, however, that the Company may bid for and purchase shares of its Common Shares common stock in accordance with Rule 10b-18 under the Exchange Act.
Appears in 1 contract
Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Common Shares or (ii) sell, bid for, or purchase the Shares to be issued and sold pursuant to this Agreement, or pay anyone any compensation for soliciting purchases of the Shares to be issued and sold pursuant to this Agreement other than LadenburgMLPFS; provided, however, that the Company may bid for and purchase its Common Shares in accordance with Rule 10b-18 under the Exchange Act.
Appears in 1 contract
Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Common Shares or (ii) sell, bid for, for or purchase the Shares to be issued and sold pursuant to this Agreement, or pay anyone any compensation for soliciting purchases of the Shares to be issued and sold pursuant to this Agreement other than LadenburgBMO; provided, however, that the Company may bid for and purchase its Common Shares in accordance with Rule 10b-18 under the Exchange Act.Act and Regulation M.
Appears in 1 contract
Samples: Investors Real Estate Trust
Market Activities. The Company will not, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of the Common Shares or (ii) sell, bid for, or purchase the Shares to be issued and sold pursuant to this AgreementAgreement or any Terms Agreement in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Shares to be issued and sold pursuant to this Agreement other than LadenburgCxxxx; provided, however, that the Company may bid for and purchase shares of its Common Shares common stock in accordance with Rule 10b-18 under the Exchange Act.
Appears in 1 contract