Market Activities. Neither the Company, nor any Subsidiary, nor any of their respective officers, directors or controlling persons will, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or might reasonably be expected to constitute or result, in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Shares or (ii) sell, bid for, or purchase Common Shares in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Shares.
Appears in 70 contracts
Samples: Standby Equity Purchase Agreement (InMed Pharmaceuticals Inc.), Equity Purchase Facility Agreement (New Era Helium Inc.), Standby Equity Purchase Agreement (Nukkleus Inc.)
Market Activities. Neither the Company, nor any Subsidiary, nor any of their respective officers, directors or controlling persons will, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or might reasonably be expected to constitute or result, in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Ordinary Shares or (ii) sell, bid for, or purchase Common Ordinary Shares in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Shares.
Appears in 23 contracts
Samples: Standby Equity Purchase Agreement (Baijiayun Group LTD), Standby Equity Purchase Agreement (NeuroSense Therapeutics Ltd.), Standby Equity Purchase Agreement (Rail Vision Ltd.)
Market Activities. Neither the Company, nor any Subsidiary, nor any of their respective officers, directors or controlling persons will, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or might reasonably be expected to constitute or result, in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common the Ordinary Shares or (ii) sell, bid for, or purchase Common the Ordinary Shares in violation of Regulation M, or pay anyone any compensation for soliciting purchases of subscriptions for the Advance Shares.
Appears in 6 contracts
Samples: Standby Equity Subscription Agreement (Antelope Enterprise Holdings LTD), Standby Equity Subscription Agreement (Antelope Enterprise Holdings LTD), Standby Equity Subscription Agreement (Antelope Enterprise Holdings LTD)
Market Activities. Neither the Company, nor any Subsidiary, nor any of their respective officers, directors or controlling persons will, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or might reasonably be expected to constitute or result, in the stabilization or manipulation of the price of any security of the Company to facilitate specifically and primarily the sale or resale of Common Shares or (ii) sell, bid for, or purchase Common Shares in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Shares.
Appears in 3 contracts
Samples: Standby Equity Purchase Agreement (REZOLVE AI LTD), Standby Equity Purchase Agreement (Armada Acquisition Corp. I), Standby Equity Purchase Agreement (Armada Acquisition Corp. I)
Market Activities. Neither the Company, nor any Subsidiary, nor any of their respective officers, directors or controlling persons will, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or might reasonably be expected to constitute or result, in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Shares or (ii) sell, bid for, or purchase Common Shares in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Common Shares.
Appears in 2 contracts
Samples: Prepaid Advance Agreement (Applied Digital Corp.), Prepaid Advance Agreement (Applied Digital Corp.)
Market Activities. Neither the Company, Company nor any Subsidiary, nor any of their respective officersdirectors, directors officers or controlling persons will, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or might would reasonably be expected to constitute or resultconstitute, in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Shares Stock or (ii) sell, bid for, or purchase Common Shares Stock in violation of Regulation M, M or pay anyone any compensation for soliciting purchases of the SharesPlacement Shares other than the Distribution Agent.
Appears in 2 contracts
Samples: At Market Issuance Sales Agreement (CNB Financial Corp/Pa), At Market Issuance Sales Agreement (CNB Financial Corp/Pa)
Market Activities. Neither the Company, nor any Subsidiary, nor any of their respective officers, directors or controlling persons will, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or might reasonably be expected to constitute or result, in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Shares ADSs or (ii) sell, bid for, or purchase Common Shares ADSs in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Shares.
Appears in 2 contracts
Samples: Standby Equity Purchase Agreement (SaverOne 2014 Ltd.), Standby Equity Purchase Agreement (SaverOne 2014 Ltd.)
Market Activities. Neither the Company, nor any Subsidiary, nor any of their respective officers, directors or controlling persons persons, will, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or might reasonably be expected to constitute or resultresult in, in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Shares or (ii) sell, bid for, for or purchase Common Shares in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Shares.
Appears in 2 contracts
Samples: Standby Equity Purchase Agreement (Bird Global, Inc.), Standby Equity Purchase Agreement (Bird Global, Inc.)
Market Activities. Neither the Company, nor any Subsidiary, nor any of their respective officers, directors or controlling persons will, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or might reasonably be expected to constitute or result, in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Shares Stock or (ii) sell, bid for, or purchase Common Shares Stock in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Shares.
Appears in 2 contracts
Samples: Equity Purchase Agreement (Vsee Health, Inc.), Equity Purchase Agreement (Digital Health Acquisition Corp.)
Market Activities. Neither the Company, nor any Subsidiary, nor any of their respective officers, directors or controlling persons will, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or might reasonably be expected to constitute or result, in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Ordinary Shares or (ii) sell, bid for, or purchase Common Ordinary Shares in violation of Regulation M, or pay anyone any compensation for soliciting purchases of subscriptions for the Shares.
Appears in 1 contract
Samples: Standby Equity Subscription Agreement (VinFast Auto Ltd.)
Market Activities. Neither the Company, nor any Subsidiaryof its subsidiary, nor any of their respective officers, directors or controlling persons will, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or might reasonably be expected to constitute or result, in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Shares Stock and/or Preferred Stock or (ii) sell, bid for, or purchase Common Shares Stock and/or Preferred Stock in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Shares.
Appears in 1 contract
Samples: Standby Equity Purchase Agreement (Aeva Technologies, Inc.)
Market Activities. Neither the Company, nor any Subsidiaryof its Subsidiaries, nor any of their respective officers, directors or controlling persons Persons will, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or might reasonably be expected to constitute or result, in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Shares or (ii) sell, bid for, or purchase Common Shares in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Shares.
Appears in 1 contract
Market Activities. Neither the Company, nor any Subsidiary, nor any of their respective officersdirectors, directors officers or controlling persons will, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or might would reasonably be expected to constitute or resultconstitute, in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Shares Stock or (ii) sell, bid for, or purchase Common Shares Stock in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the SharesPlacement Shares other than the Distribution Agent.
Appears in 1 contract
Samples: At Market Issuance Sales Agreement (Southern Missouri Bancorp, Inc.)
Market Activities. Neither the Company, nor any Subsidiary, nor any of their respective officers, directors or controlling persons will, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or might reasonably be expected to constitute or resultresult in, in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Shares Stock or (ii) sell, bid for, or purchase Common Shares Stock in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Shares.
Appears in 1 contract
Samples: Standby Equity Purchase Agreement (GigCapital5, Inc.)
Market Activities. Neither the Company, nor any Subsidiary, nor any of their respective officers, directors or controlling persons will, directly or indirectly, (i) take any action designed to cause or result in, or that constitutes or might reasonably be expected to constitute or resultresult in, in the stabilization or manipulation of the price of any security of the Company to facilitate the sale or resale of Common Shares or (ii) sell, bid for, or purchase Common Shares in violation of Regulation M, or pay anyone any compensation for soliciting purchases of the Shares.
Appears in 1 contract
Samples: Standby Equity Purchase Agreement (Virgin Orbit Holdings, Inc.)