Common use of Market misconduct Clause in Contracts

Market misconduct. The Customer undertakes to the Company that neither the Customer (nor any of his/her Authorized Persons) will engage in, and that the Customer has proper safeguards in place to prevent the Customer's Authorized Person(s) from engaging in any activity which may constitute market misconduct under the Ordinance, and the Customer further agrees to inform the Company immediately if the Customer becomes aware of any activity by any person (including the Customer's authorized signatories) that may result in the Customer being involved in market misconduct.

Appears in 2 contracts

Samples: www.artagm.com, www.artagm.com

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Market misconduct. The Customer undertakes to the Company MFL that neither the Customer (nor any of his/her Authorized Persons) will engage in, and that the Customer has proper safeguards in place to prevent the Customer's ’s Authorized Person(s) from engaging in any activity which may constitute market misconduct under the Ordinance, and the Customer further agrees to inform the Company MFL immediately if the Customer becomes aware of any activity by any person (including the Customer's ’s authorized signatories) that may result in the Customer being involved in market misconduct.

Appears in 2 contracts

Samples: 59.148.201.38, www.masonsec.com

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Market misconduct. The Customer undertakes to the Company that neither the Customer (nor any of his/her Authorized Persons) will engage in, and that the Customer has proper safeguards in place to prevent the Customer's ’s Authorized Person(s) from engaging in any activity which may constitute market misconduct under the Ordinance, and the Customer further agrees to inform the Company immediately if the Customer becomes aware of any activity by any person (including the Customer's ’s authorized signatories) that may result in the Customer being involved in market misconduct.

Appears in 1 contract

Samples: www.masonsec.com

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