Common use of Market Obligations & Market Abuse Clause in Contracts

Market Obligations & Market Abuse. With respect to the use of the Trading Systems which may give direct connectivity to a Market you shall neither engage in, nor facilitate, nor fail to take reasonable steps to prevent: (a) Any action or any course of conduct that has the effect, or may be expected to have the effect, of artificially and/or abnormally moving the price or value of any securities admitted to the Market or any instrument underlying such securities or the level of any index of which such securities are a component; (b) Entering artificial orders or otherwise entering into or causing any artificial transaction; (c) Reporting a fictitious transaction or any other false data to the Market or other competent authority or causing such data to be input into any of their systems; (d) Any action or any course of conduct that creates or may reasonably be expected to create any false or misleading impression as to the Market in, or price or value of, any securities; (e) Any other action or any other course of conduct that may damage the integrity and the transparency of the Market: or (f) Agreeing or acting in consent with, or providing any assistance to, any person with a view to or in connection with any action or course of conduct referred to in paragraphs (a) to (e) inclusive.

Appears in 3 contracts

Samples: Customer Agreement, Customer Agreement, Customer Agreement

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Market Obligations & Market Abuse. 1. With respect to the use of the Trading Systems our electronic trading systems or platforms which may give direct connectivity to a Market you shall neither engage in, nor facilitate, nor fail to take reasonable reasona- ble steps to prevent: (a) Any any action or any course of conduct that has the effect, or may be expected to have the effect, of artificially and/or abnormally moving the price or value of any securities admitted to the Market or any instrument underlying such securities or the level of any index of which such securities are a component; (b) Entering entering artificial orders or otherwise entering into or causing any artificial transaction; (c) Reporting reporting a fictitious transaction or any other false data to the Market or other competent compe- tent authority or causing such data to be input into any of their systems; (d) Any any action or any course of conduct that creates or may reasonably be expected to create any false or misleading impression as to the Market in, or price or value of, any securities; (e) Any any other action or any other course of conduct that may damage the integrity and the transparency of the Market: ; or (f) Agreeing agreeing or acting in consent concert with, or providing any assistance to, any person with a view to or in connection with any action or course of conduct referred to in paragraphs (a) to (e) inclusive.paragraphs

Appears in 1 contract

Samples: Derivatives Trading Contract

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Market Obligations & Market Abuse. With respect to the use of the Trading Systems which may give direct connectivity to a Market you shall neither engage in, nor facilitate, nor fail to take reasonable steps to prevent: (a) Any action or any course of conduct that has the effect, or may be expected to have the effect, of artificially and/or abnormally moving the price or value of any securities admitted to the Market or any instrument underlying such securities or the level of any index of which such securities are a component;. (b) Entering artificial orders or otherwise entering into or causing any artificial transaction; (c) Reporting a fictitious transaction or any other false data to the Market market or other competent authority or causing such data to be input into any of their systems; (d) Any action or any course of conduct that creates or may reasonably be expected to create any false or misleading impression as to the Market market in, or price or value of, any securities; (e) Any other action or any other course of conduct that may damage the integrity and the transparency of the Market: or (f) Agreeing or acting in consent with, or providing any assistance to, any person with a view to or in connection with any action or course of conduct referred to in paragraphs (a) to (e) inclusive.

Appears in 1 contract

Samples: Customer Agreement

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