Market Regulations. The Company shall notify the SEC, NASD and, if required under state securities laws, all applicable state authorities, in accordance with their requirements, of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to Purchaser and promptly provide following effectiveness thereof (except as otherwise provided in the Registration Rights Agreement) copies thereof to Purchaser.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Numerex Corp /Pa/), Securities Purchase Agreement (Numerex Corp /Pa/), Securities Purchase Agreement (Numerex Corp /Pa/)
Market Regulations. The Company shall notify the SEC, NASD and, if required under state securities laws, all and applicable state authorities, in accordance with their requirements, of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the applicable Securities to each Purchaser and promptly provide following effectiveness thereof (except as otherwise provided in the Registration Rights Agreement) copies thereof to such Purchaser.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Micro Component Technology Inc), Securities Purchase Agreement (General Environmental Management, Inc), Securities Purchase Agreement (Elec Communications Corp)
Market Regulations. The Company shall notify the SEC, NASD and, if required under state securities laws, all and ------------------- applicable state authorities, in accordance with their requirements, of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to the Purchaser and promptly provide following effectiveness thereof (except as otherwise provided in the Registration Rights Agreement) copies thereof to the Purchaser.
Appears in 3 contracts
Samples: Securities Purchase Agreement (New Century Energy Corp.), Securities Purchase Agreement (New Century Energy Corp.), Securities Purchase Agreement (New Century Energy Corp.)
Market Regulations. The Company shall notify the SEC, NASD and, if required under state securities laws, all and applicable state authorities, in accordance with their requirements, of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to Purchaser Purchasers and promptly provide following effectiveness thereof (except as otherwise provided in the Registration Rights Agreement) copies thereof to PurchaserPurchasers.
Appears in 2 contracts
Samples: Convertible Note Purchase Agreement (Advanced Optics Electronics Inc), Securities Purchase Agreement (One Voice Technologies Inc)
Market Regulations. The To the extent applicable, the Company shall notify the SEC, NASD and, if required under state securities laws, all and applicable state authorities, in accordance with their requirements, of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to the Purchaser and promptly provide following effectiveness thereof (except as otherwise provided in the Registration Rights Agreement) copies thereof to the Purchaser.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Gvi Security Solutions Inc), Securities Purchase Agreement (Gvi Security Solutions Inc)
Market Regulations. The Company shall notify If required by the SEC, NASD and, if required under state securities laws, all and/or any applicable state authorities, in accordance with their such requirements, the Company shall notify each of the SEC, NASD and such state authorities of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to the Purchaser and promptly provide following effectiveness thereof (except as otherwise provided in the Registration Rights Agreement) copies thereof to the Purchaser.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Tidel Technologies Inc), Securities Purchase Agreement (Tidel Technologies Inc)
Market Regulations. The Company shall notify the SEC, NASD and, if required under state securities laws, all American Stock Exchange and applicable state authorities, in accordance with their requirements, to the extent applicable to the Company, of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to the Purchaser and promptly provide following effectiveness thereof (except as otherwise provided in the Registration Rights Agreement) copies thereof to the Purchaser.
Appears in 2 contracts
Samples: Note and Warrant Purchase Agreement (Smart Move, Inc.), Note and Warrant Purchase Agreement (Smart Move, Inc.)
Market Regulations. The Company shall notify the SEC, NASD and, if required under state securities laws, all the Principal Market and applicable state authorities, in accordance with their requirements, of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities Purchased Shares, Conversion Shares, Warrants and Warrant Shares to Purchaser the Investors and promptly provide following effectiveness thereof (except as otherwise provided in the Registration Rights Agreement) copies thereof to Purchaserthe Investors.
Appears in 2 contracts
Samples: Series B Preferred Stock and Common Stock Warrants Purchase Agreement (Loyaltypoint Inc), Series B Preferred Stock and Common Stock Warrants Purchase Agreement (Loyaltypoint Inc)
Market Regulations. The Company shall notify the SEC, NASD and, if required under state securities laws, all the National Association of Securities Dealers ("NASD") and applicable state authorities, in accordance with their requirements, of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to the Purchaser and promptly provide following effectiveness thereof (except as otherwise provided in the Registration Rights Agreement) copies thereof to the Purchaser.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Greenman Technologies Inc), Securities Purchase Agreement (Greenman Technologies Inc)
Market Regulations. The Company shall notify the SEC, NASD and, if required under state securities laws, all and applicable state authorities, in accordance with their requirements, of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to Purchaser and promptly provide following effectiveness thereof (except as otherwise provided in the Registration Rights Agreement) copies thereof to PurchaserInvestors.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Nestor Inc), Securities Purchase Agreement (Nestor Inc)
Market Regulations. The Such Company shall notify the SEC, NASD and, if required under state securities laws, all and applicable state authorities, in accordance with their requirements, of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the applicable Securities to each Purchaser and promptly provide following effectiveness thereof (except as otherwise provided in the Registration Rights Agreement) copies thereof to such Purchaser.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Applied Digital Solutions Inc), Securities Purchase Agreement (True North Energy CORP)
Market Regulations. The Company shall notify the SEC, NASD and, if required under state securities laws, all and applicable state authorities, in accordance with their requirements, of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to Purchaser and promptly provide following effectiveness thereof (except as otherwise provided in copies to Purchaser of any such written notifications made by the Registration Rights Agreement) copies thereof to PurchaserCompany.
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Market Regulations. The If and when required (but only if and when required), the Company shall notify the SEC, NASD and, if required under state securities laws, all and applicable state authorities, in accordance with their requirements, of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities Common Stock to Purchaser and promptly provide following effectiveness thereof (except as otherwise provided in the Registration Rights Agreement) copies thereof to Purchaser.
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Market Regulations. The Company shall will notify the SEC, NASD and, if required under state securities laws, all and applicable state authorities, in accordance with their requirements, of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to Purchaser Federal Partners and promptly provide following effectiveness thereof (except as otherwise provided in the Registration Rights Agreement) copies thereof to PurchaserFederal Partners.
Appears in 1 contract
Samples: Security and Purchase Agreement (Thomas Equipment, Inc.)
Market Regulations. The Company shall notify the SEC, NASD and, if required under state securities laws, all and applicable state authorities, in accordance with their requirements, to the extent applicable to the Company, of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to Purchaser the Purchasers and promptly provide following effectiveness thereof (except as otherwise provided in the Registration Rights Agreement) copies thereof to the Purchaser.
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Market Regulations. The Company shall notify the SEC, NASD and, if required under state securities laws, all and applicable state authorities, in accordance with their requirementsrequirements (if any), of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to the Purchaser and promptly provide following effectiveness thereof (except as otherwise provided in the Registration Rights Agreement) copies thereof to the Purchaser.
Appears in 1 contract
Market Regulations. The Company shall notify the SEC, NASD and, if required under state securities laws, all and applicable state authorities, in accordance with their requirements, of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as reasonably may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to the Purchaser and promptly provide following effectiveness thereof (except as otherwise provided in the Registration Rights Agreement) copies thereof to the Purchaser.
Appears in 1 contract
Samples: Securities Purchase Agreement (Standard Management Corp)
Market Regulations. The Company shall notify the SEC, NASD and, if required under state securities laws, all and applicable state authorities, in accordance with their requirements, of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities Note to the Purchaser and promptly provide following effectiveness thereof (except as otherwise provided in the Registration Rights Agreement) copies thereof to the Purchaser.
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Market Regulations. The Company shall notify the SEC, NASD and, if required under state securities laws, all ------------------- and applicable state authorities, in accordance with their requirements, of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to the Purchaser and promptly provide following effectiveness thereof (except as otherwise provided in the Registration Rights Agreement) copies thereof to the Purchaser.
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Market Regulations. Market Regulations The Company shall notify the SEC, NASD and, if required under state securities laws, all and applicable state authorities, in accordance with their requirements, of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to Purchaser and promptly provide following effectiveness thereof (except as otherwise provided in the Registration Rights Agreement) copies thereof to Purchaser.
Appears in 1 contract
Samples: Securities Purchase Agreement (Global Sports & Entertainment Inc/)
Market Regulations. The Company shall notify the SEC, the NASD and, if required under state securities laws, all ------------------- and applicable state authorities, in accordance with their requirements, of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to the Purchaser and promptly provide following effectiveness thereof (except as otherwise provided in the Registration Rights Agreement) copies thereof to the Purchaser.
Appears in 1 contract
Samples: Securities Purchase Agreement (Elec Communications Corp)
Market Regulations. The Company shall notify the SEC, NASD and, if required under state securities laws, all the National Association of Securities Dealers ("NASD") and applicable state authorities, in accordance with their requirements, of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to Purchaser Laurus and promptly provide following effectiveness thereof (except as otherwise provided in the Registration Rights Agreement) copies thereof to PurchaserLaurus.
Appears in 1 contract
Market Regulations. The To the extent required, the Company shall notify the SEC, NASD and, if required under state securities laws, all and applicable state authorities, in accordance with their requirements, of the transactions contemplated by this Agreement, and shall take all other necessary action and proceedings as may be required and permitted by applicable law, rule and regulation, for the legal and valid issuance of the Securities to the Purchaser and promptly provide following effectiveness thereof (except as otherwise provided in the Registration Rights Agreement) copies thereof to the Purchaser.
Appears in 1 contract
