Common use of Market Timing Policy Clause in Contracts

Market Timing Policy. This policy addresses issues with regard to unacceptable mutual fund trading activity, specifically the market timing of mutual funds. The Canadian securities industry has identified mutual fund market timing as practices that include: STATEMENT OF POLICIES Confidentiality of Client Information: Confidentiality of client information is a fundamental principle of our firm. TD Waterhouse may release confidential client information only in accordance with the Privacy Agreement and the Privacy Code – “Protecting Your Privacy” of TD, of which TD Waterhouse is a part.

Appears in 2 contracts

Samples: Account and Services Agreements, Account and Services Agreements

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Market Timing Policy. This policy addresses issues with regard to regarding unacceptable mutual fund trading activity, specifically the market timing of mutual fundsfunds . The Canadian securities industry has identified mutual fund market timing as practices that include: STATEMENT OF POLICIES Confidentiality of Client InformationRespect for the Law: Confidentiality of client information is a fundamental principle of our firm. TD Waterhouse may release confidential client information only Canada Inc . (TDWCI) and its officers and employees strive to scrupulously observe, in accordance with the Privacy Agreement letter and the Privacy Code – “Protecting Your Privacy” of TDspirit, of which TD Waterhouse is a partall laws governing its business and securities activities .

Appears in 1 contract

Samples: Account and Services Agreements

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Market Timing Policy. This policy addresses issues with regard to unacceptable mutual fund trading activity, specifically the market timing of mutual funds. The Canadian securities industry has identified mutual fund market timing as practices that include: STATEMENT OF POLICIES Respect for the Law: TD Waterhouse and its officers and employees must Confidentiality of Client Information: Confidentiality of client information is a fundamental principle of our firm. TD Waterhouse may release confidential client information only in accordance with the Privacy Agreement and the Privacy Code – “Protecting Your Privacy” of TD, of which TD Waterhouse is a part.the

Appears in 1 contract

Samples: Account and Service Agreements

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