Market Timing. Dealer represents that it has and will maintain policies and procedures to detect and prevent any market timing transaction that contravenes the restrictions or prohibitions on market timing, if any, as found in the then current Funds’ prospectus and/or statement of additional information. Dealer acknowledges that it is responsible for the sales activities of its licensed representatives including, among other things, improper trading activity in violation of the terms and conditions of the Fund’s then current prospectus.
Appears in 25 contracts
Samples: Dealer Agreement (Thompson Im Funds Inc), Dealer Agreement (Thompson Im Funds Inc), Dealer Agreement (Thompson Im Funds Inc)
Market Timing. Dealer represents that it has and will maintain policies and procedures to detect and prevent any market timing transaction that contravenes the restrictions or prohibitions on market timing, if any, as found in the then current Funds’ prospectus ' Prospectus and/or statement of additional informationSAI. Dealer acknowledges that it is responsible for the sales activities of its licensed representatives including, among other things, improper trading activity in violation of the terms and conditions of the Fund’s then current prospectusFunds' Prospectus.
Appears in 9 contracts
Samples: Dealer Agreement (First American Funds Inc), Dealer Agreement (First American Investment Funds Inc), Dealer Agreement (First American Funds Inc)
Market Timing. Dealer represents that it has and will maintain policies and procedures to detect and prevent any market timing transaction that contravenes the restrictions or prohibitions on market timing, if any, as found in the then current Funds’ prospectus Prospectus and/or statement of additional informationSAI. Dealer acknowledges that it is responsible for the sales activities of its licensed representatives including, among other things, improper trading activity in violation of the terms and conditions of the Fund’s then current prospectusFunds’ Prospectus.
Appears in 6 contracts
Samples: Dealer Agreement (First American Funds Inc), Dealer Agreement (First American Funds Inc), Dealer Agreement (First American Funds Inc)
Market Timing. Dealer represents that it has and will maintain policies and procedures to detect and prevent any market timing transaction that contravenes the restrictions or prohibitions on market timing, if any, as found in the then current Funds’ ' prospectus and/or statement of additional information. Dealer acknowledges that it is responsible for the sales activities of its licensed representatives including, among other things, improper trading activity in violation of the terms and conditions of the Fund’s 's then current prospectus.
Appears in 5 contracts
Samples: Dealer Agreement (Julius Baer Global Equity Fund Inc), Dealer Agreement (Julius Baer Investment Funds), Dealer Agreement (Thompson Plumb Funds Inc)
Market Timing. Dealer represents that it has and will maintain policies and procedures to detect and prevent any market timing transaction that contravenes the restrictions or prohibitions on market timing, if any, as found in the then current Funds’ prospectus ' Prospectus and/or statement of additional informationSAI. Dealer acknowledges that it is responsible for the sales activities of its licensed representatives including, among other things, improper trading activity in violation of the terms and conditions of the Fund’s then current prospectus's Prospectus.
Appears in 5 contracts
Samples: Dealer Agreement (First American Funds Inc), Dealer Agreement (First American Investment Funds Inc), Dealer Agreement (First American Strategy Funds Inc)
Market Timing. Dealer represents that it has and will maintain policies and procedures to detect and prevent any market timing transaction that contravenes the restrictions or prohibitions on market timing, if any, as found in the then current Funds’ prospectus Fund's Prospectus and/or statement of additional informationSAI. Dealer acknowledges that it is responsible for the sales activities of its licensed representatives including, among other things, improper trading activity in violation of the terms and conditions of the Fund’s then current prospectus's Prospectus.
Appears in 2 contracts
Samples: Dealer Agreement (EntrepreneurShares Series Trust), Dealer Agreement (USQ Core Real Estate Fund)
Market Timing. Dealer represents that it has and will maintain policies and procedures to detect and prevent any market timing transaction that contravenes the restrictions or prohibitions on market timing, if any, as found in the then current Funds’ ' prospectus and/or statement of additional information. Dealer acknowledges that it is responsible for the sales activities of its licensed representatives including, among other things, improper trading activity in violation of the terms and conditions of the Fund’s Funds' then current prospectus.
Appears in 2 contracts
Samples: Dealer Selling Agreement (Claymore Trust), Selling/Service Agreement (Kensington Funds)
Market Timing. Dealer represents that it has and will maintain policies and procedures to detect and prevent any market timing transaction that contravenes the restrictions or prohibitions on market timing, if any, as found in the then current Funds’ prospectus Fund’s Prospectus and/or statement of additional informationSAI. Dealer acknowledges that it is responsible for the sales activities of its licensed representatives including, among other things, improper trading activity in violation of the terms and conditions of the Fund’s then current prospectusProspectus.
Appears in 1 contract
Samples: Dealer Selling Agreement (Tortoise Tax-Advantaged Social Infrastructure Fund, Inc.)
Market Timing. Dealer represents that it has and will maintain policies and procedures to detect and prevent any market timing transaction that contravenes the restrictions or prohibitions on market timing, if any, as found in the then current Funds’ prospectus Prospectus and/or statement of additional informationSAI. Dealer acknowledges that it is responsible for the sales activities of its licensed representatives including, among other things, improper trading activity in violation of the terms and conditions of the Fund’s then current prospectusProspectus.
Appears in 1 contract
Market Timing. Dealer represents that it has and will maintain policies and procedures to detect and prevent any market timing transaction that contravenes the restrictions or prohibitions on market timing, if any, as found in the then current Funds’ prospectus Prospectus and/or statement of additional informationSAI. Dealer acknowledges that it is responsible for the sales activities of its licensed representatives including, among other things, improper trading activity in violation of the terms and conditions of the Fund’s then current prospectusProspectus.
Appears in 1 contract
Samples: Dealer Agreement (RBC Funds Trust)
Market Timing. Dealer represents that it has and will maintain policies and procedures to detect and prevent any market timing transaction that contravenes the restrictions or prohibitions on market timing, if any, as found in the then current Funds’ prospectus ' Prospectus and/or statement of additional informationSAI. Dealer acknowledges that it is responsible for the sales activities of its licensed representatives including, among other things, improper trading activity in violation of the terms and conditions of the Fund’s then current prospectus.Funds' Prospectus. (signature page follows)
Appears in 1 contract
Samples: Dealer Agreement (First American Strategy Funds Inc)
Market Timing. Dealer represents that it has and will maintain policies and procedures to detect and prevent any market timing transaction that contravenes the restrictions or prohibitions on market timing, if any, as found in the then current Funds’ prospectus Prospectus and/or statement of additional informationSAI. Dealer acknowledges that it is responsible for the sales activities of its licensed representatives including, among other things, improper trading activity in violation of the terms and conditions of the Fund’s then current prospectus.Funds’ Prospectus. First American 12/31/2010 8
Appears in 1 contract
Market Timing. Dealer represents that it has and will maintain policies and procedures to detect and prevent any market timing transaction that contravenes the restrictions or prohibitions on market timing, if any, as found in the then current Funds’ prospectus Prospectus and/or statement of additional informationSAI. Dealer acknowledges that it is responsible for the sales activities of its licensed representatives including, among other things, improper trading activity in violation of the terms and conditions of the Fund’s then current prospectus.Funds’ Prospectus. First American 4/8/2021 8
Appears in 1 contract
