Common use of Maximum Number of Shares Clause in Contracts

Maximum Number of Shares. The maximum number any additional legend required by (i) any of Shares of Common Stock exercisable pursuant to applicable state securities laws and (ii) any this Warrant is 1,644,737 Shares. However, securities exchange upon which such Shares may, at notwithstanding anything herein to the contrary, the time of such exercise, be listed: in no event shall the Holder be permitted to exercise this Warrant for a number of Shares The shares of stock evidenced by this certificate greater than the number that would cause the have not been registered under the U.S. Securities aggregate beneficial ownership of the Company's Act of 1933, as amended, and may not be offered, Common Stock (calculated pursuant to Rule 13d-3 of sold, pledged or otherwise transferred the Securities Exchange Act of 1934, as amended) ("transferred") in the absence of such of the Holder and all persons affiliated with the registration or an applicable exemption therefrom. Holder to equal 9.99% of the Company's Common In the absence of such registration, such shares Stock then outstanding. may not be transferred unless, if the Company requests, the Company has received a written 1.4

Appears in 2 contracts

Samples: Warrant to Purchase Common Stock (Tidelands Oil & Gas Corp/Wa), Warrant to Purchase Common Stock (Tidelands Oil & Gas Corp/Wa)

AutoNDA by SimpleDocs

Maximum Number of Shares. The maximum number any additional legend required by (i) any of Shares of Common Stock exercisable pursuant to applicable state securities laws and (ii) any this Warrant is 1,644,737 287,829 Shares. However, securities exchange upon which such Shares may, at notwithstanding anything herein to the contrary, the time of such exercise, be listed: in no event shall the Holder be permitted to exercise this Warrant for a number of Shares The shares of stock evidenced by this certificate greater than the number that would cause the have not been registered under the U.S. Securities aggregate beneficial ownership of the Company's Act of 1933, as amended, and may not be offered, Common Stock (calculated pursuant to Rule 13d-3 of sold, pledged or otherwise transferred the Securities Exchange Act of 1934, as amended) ("transferred") in the absence of such of the Holder and all persons affiliated with the registration or an applicable exemption therefrom. Holder to equal 9.99% of the Company's Common In the absence of such registration, such shares Stock then outstanding. may not be transferred unless, if the Company requests, the Company has received a written 1.4

Appears in 2 contracts

Samples: Warrant to Purchase Common Stock (Tidelands Oil & Gas Corp/Wa), Warrant to Purchase Common Stock (Tidelands Oil & Gas Corp/Wa)

Maximum Number of Shares. The maximum number any additional legend required by (i) any of Shares of Common Stock exercisable pursuant to applicable state securities laws and (ii) any this Warrant is 1,644,737 939,145 Shares. However, securities exchange upon which such Shares may, at notwithstanding anything herein to the contrary, the time of such exercise, be listed: in no event shall the Holder be permitted to exercise this Warrant for a number of Shares The shares of stock evidenced by this certificate greater than the number that would cause the have not been registered under the U.S. Securities aggregate beneficial ownership of the Company's Act of 1933, as amended, and may not be offered, Common Stock (calculated pursuant to Rule 13d-3 of sold, pledged or otherwise transferred the Securities Exchange Act of 1934, as amended) ("transferred") in the absence of such of the Holder and all persons affiliated with the registration or an applicable exemption therefrom. Holder to equal 9.99% of the Company's Common In the absence of such registration, such shares Stock then outstanding. may not be transferred unless, if the Company requests, the Company has received a written 1.4

Appears in 2 contracts

Samples: Warrant Agreement (Tidelands Oil & Gas Corp/Wa), Warrant Agreement (Tidelands Oil & Gas Corp/Wa)

AutoNDA by SimpleDocs

Maximum Number of Shares. The maximum number any additional legend required by (i) any of Shares of Common Stock exercisable pursuant to applicable state securities laws and (ii) any this Warrant is 1,644,737 417,763 Shares. However, securities exchange upon which such Shares may, at notwithstanding anything herein to the contrary, the time of such exercise, be listed: in no event shall the Holder be permitted to exercise this Warrant for a number of Shares The shares of stock evidenced by this certificate greater than the number that would cause the have not been registered under the U.S. Securities aggregate beneficial ownership of the Company's Act of 1933, as amended, and may not be offered, Common Stock (calculated pursuant to Rule 13d-3 of sold, pledged or otherwise transferred the Securities Exchange Act of 1934, as amended) ("transferred") in the absence of such of the Holder and all persons affiliated with the registration or an applicable exemption therefrom. Holder to equal 9.99% of the Company's Common In the absence of such registration, such shares Stock then outstanding. may not be transferred unless, if the Company requests, the Company has received a written 1.4

Appears in 2 contracts

Samples: Warrant to Purchase Common Stock (Tidelands Oil & Gas Corp/Wa), Warrant to Purchase Common Stock (Tidelands Oil & Gas Corp/Wa)

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!