Money Market Funds. Customer agrees that with respect to transactions effected in shares of any money market fund and any other transactions listed in Rule 10b-10(b)(1) of the Exchange Act, BNPP PB, Inc. may provide Customer with a monthly or quarterly written statement pursuant to Rule 10b-10(b) of the Exchange Act in lieu of an immediate confirmation.
Appears in 13 contracts
Samples: Account Agreement (FS Global Credit Opportunities Fund), Account Agreement (FS Energy Total Return Fund), Pb Agreement (FS Credit Income Fund)
Money Market Funds. Customer agrees that with respect to transactions effected in shares of any money market fund and any other transactions listed in Rule 10b-10(b)(1) of the Exchange Act, BNPP PB, Inc. PB may provide Customer with a monthly or quarterly written statement pursuant to Rule 10b-10(b) of the Exchange Act in lieu of an immediate confirmation.
Appears in 12 contracts
Samples: Prime Brokerage Agreement, Account Agreement (Muzinich BDC, Inc.), Account Agreement (Nexpoint Real Estate Strategies Fund)
Money Market Funds. Customer agrees that with respect to transactions effected in shares of any money market fund and any other transactions listed in Rule 10b-10(b)(1) of the Exchange Act, BNPP PB, Inc. NY may provide Customer with a monthly or quarterly written statement pursuant to Rule 10b-10(b) of the Exchange Act in lieu of an immediate confirmation.
Appears in 3 contracts
Samples: Account Agreement (Alpine Income Trust), Account Agreement (Alpine Series Trust), Account Agreement (Alpine Equity Trust)
Money Market Funds. Customer agrees that with respect to transactions effected in shares of any money market fund and any other transactions listed in Rule 10b-10(b)(1) of the Exchange Act, BNPP PB, Inc. PB or another BNPP Entity may provide Customer with a monthly or quarterly written statement pursuant to Rule 10b-10(b) of the Exchange Act in lieu of an immediate confirmation.
Appears in 3 contracts
Samples: Account Agreement (Guggenheim Credit Allocation Fund), Pb Agreement (Fiduciary/Claymore Energy Infrastructure Fund), Account Agreement (Guggenheim Strategic Opportunities Fund)
Money Market Funds. Customer agrees that with respect to transactions effected in shares of any money market fund and any other transactions listed in Rule 10b-10(b)(1) of the Exchange Act, BNPP PB, Inc. or another BNPP Entity may provide Customer with a monthly or quarterly written statement pursuant to Rule 10b-10(b) of the Exchange Act in lieu of an immediate confirmation.
Appears in 3 contracts
Samples: Pb Agreement (DNP Select Income Fund Inc), Pb Agreement (Guggenheim Enhanced Equity Income Fund (F/K/a Old Mutual/Claymore Long-Short Fund)), Account Agreement (Reaves Utility Income Fund)
Money Market Funds. Customer agrees that with respect to transactions effected in shares of any money market fund and any other transactions listed in Rule 10b-10(b)(110b-10(bX1) of the Exchange Act, BNPP PB, Inc. or another BNPP Entity may provide Customer with a monthly or quarterly written statement pursuant to Rule 10b-10(b) of the Exchange Act in lieu of an immediate confirmation.
Appears in 1 contract
Samples: Account Agreement (Claymore/Guggenheim Strategic Opportunities Fund)
Money Market Funds. Customer agrees that with respect to transactions effected in shares of any money market fund and any other transactions listed in Rule 10b-10(b)(1) of the Exchange Act, . BNPP PB, . Inc. or another BNPP Entity may provide Customer with a monthly or quarterly written statement pursuant to Rule 10b-10(b) of the Exchange Act in lieu of an immediate confirmation.
Appears in 1 contract
Samples: Account Agreement (Guggenheim Credit Allocation Fund)
