Money Market Funds. Customer agrees that with respect to transactions effected in shares of any money market fund and any other transactions listed in Rule 10b-10(b)(1) of the Exchange Act, BNPP PB, Inc. may provide Customer with a monthly or quarterly written statement pursuant to Rule 10b-10(b) of the Exchange Act in lieu of an immediate confirmation.
Appears in 13 contracts
Samples: u.s. Pb Agreement (FS Global Credit Opportunities Fund), u.s. Pb Agreement (FS Energy Total Return Fund), u.s. Pb Agreement (FS Credit Income Fund)
Money Market Funds. Customer agrees that with respect to transactions effected in shares of any money market fund and any other transactions listed in Rule 10b-10(b)(1) of the Exchange Act, BNPP PB, Inc. PB may provide Customer with a monthly or quarterly written statement pursuant to Rule 10b-10(b) of the Exchange Act in lieu of an immediate confirmation.
Appears in 12 contracts
Samples: u.s. Prime Brokerage Agreement, u.s. Pb Agreement (Muzinich BDC, Inc.), u.s. Pb Agreement (Nexpoint Real Estate Strategies Fund)
Money Market Funds. Customer agrees that with respect to transactions effected in shares of any money market fund and any other transactions listed in Rule 10b-10(b)(1) of the Exchange Act, BNPP PB, Inc. PB or another BNPP Entity may provide Customer with a monthly or quarterly written statement pursuant to Rule 10b-10(b) of the Exchange Act in lieu of an immediate confirmation.
Appears in 3 contracts
Samples: u.s. Pb Agreement (Guggenheim Credit Allocation Fund), u.s. Pb Agreement (Fiduciary/Claymore Energy Infrastructure Fund), u.s. Pb Agreement (Guggenheim Strategic Opportunities Fund)
Money Market Funds. Customer agrees that with respect to transactions effected in shares of any money market fund and any other transactions listed in Rule 10b-10(b)(1) of the Exchange Act, BNPP PB, Inc. NY may provide Customer with a monthly or quarterly written statement pursuant to Rule 10b-10(b) of the Exchange Act in lieu of an immediate confirmation.
Appears in 3 contracts
Samples: BNPP Ny Lending Agreement (Alpine Series Trust), BNPP Ny Lending Agreement (Alpine Income Trust), BNPP Ny Lending Agreement (Alpine Equity Trust)
Money Market Funds. Customer agrees that with respect to transactions effected in shares of any money market fund and any other transactions listed in Rule 10b-10(b)(1) of the Exchange Act, BNPP PB, Inc. or another BNPP Entity may provide Customer with a monthly or quarterly written statement pursuant to Rule 10b-10(b) of the Exchange Act in lieu of an immediate confirmation.
Appears in 3 contracts
Samples: u.s. Pb Agreement (DNP Select Income Fund Inc), Pb Agreement (Guggenheim Enhanced Equity Income Fund (F/K/a Old Mutual/Claymore Long-Short Fund)), u.s. Pb Agreement (Reaves Utility Income Fund)
Money Market Funds. Customer agrees that with respect to transactions effected in shares of any money market fund and any other transactions listed in Rule 10b-10(b)(1) of the Exchange Act, . BNPP PB, . Inc. or another BNPP Entity may provide Customer with a monthly or quarterly written statement pursuant to Rule 10b-10(b) of the Exchange Act in lieu of an immediate confirmation.
Appears in 1 contract
Samples: u.s. Pb Agreement (Guggenheim Credit Allocation Fund)
Money Market Funds. Customer agrees that with respect to transactions effected in shares of any money market fund and any other transactions listed in Rule 10b-10(b)(110b-10(bX1) of the Exchange Act, BNPP PB, Inc. or another BNPP Entity may provide Customer with a monthly or quarterly written statement pursuant to Rule 10b-10(b) of the Exchange Act in lieu of an immediate confirmation.
Appears in 1 contract
Samples: u.s. Pb Agreement (Claymore/Guggenheim Strategic Opportunities Fund)