Investment Accounts. Schedule 2 sets forth under the headings “Securities Accounts” and “Commodity Accounts”, respectively, all of the Securities Accounts and Commodity Accounts in which such Grantor has an interest. Except as disclosed to the Administrative Agent, such Grantor is the sole entitlement holder of each such Securities Account and Commodity Account, and such Grantor has not consented to, and is not otherwise aware of, any Person (other than the Administrative Agent) having “control” (within the meanings of Sections 8-106 and 9-106 of the UCC) over, or any other interest in, any such Securities Account or Commodity Account or any securities or other property credited thereto;
(a) Schedule 2 sets forth under the heading “Deposit Accounts” all of the Deposit Accounts in which such Grantor has an interest and, except as otherwise disclosed to the Administrative Agent, such Grantor is the sole account holder of each such Deposit Account and such Grantor has not consented to, and is not otherwise aware of, any Person (other than the Administrative Agent) having either sole dominion and control (within the meaning of common law) or “control” (within the meaning of Section 9-104 of the UCC) over, or any other interest in, any such Deposit Account or any money or other property deposited therein; and
(b) In each case to the extent requested by the Administrative Agent, such Grantor has taken all actions necessary or desirable to: (i) establish the Administrative Agent’s “control” (within the meanings of Sections 8-106 and 9-106 of the UCC) over any Certificated Securities (as defined in Section 9-102 of the UCC); (ii) establish the Administrative Agent’s “control” (within the meanings of Sections 8-106 and 9-106 of the UCC) over any portion of the Investment Accounts constituting Securities Accounts, Commodity Accounts, Securities Entitlements or Uncertificated Securities (each as defined in Section 9-102 of the UCC); (iii) establish the Administrative Agent’s “control” (within the meaning of Section 9-104 of the UCC) over all Deposit Accounts; and (iv) deliver all Instruments (as defined in Section 9-102 of the UCC) to the Administrative Agent to the extent required hereunder.
Investment Accounts. Cemetery Authority may establish one or more separate and distinct investment accounts within the Endowment Care Trust Fund, provided that all statutes, rules and regulations of the State of Alabama, as well as all terms and conditions under this Trust Agreement, are complied with separately for each investment account.
Investment Accounts. Funeral Establishment may establish one or more separate and distinct investment accounts within the Preneed Trust Fund, provided that all statutes, rules and regulations of the State of Alabama, as well as all terms and conditions under this Trust Agreement, are complied with separately for each investment account.
Investment Accounts. Item I of Schedule I attached hereto (as such Schedule may be amended or supplemented from time to time) identifies each Deposit Account of each Grantor, Item J of Schedule I attached hereto (as such Schedule may be amended or supplemented from time to time) identifies each Securities Account of each Grantor and Item K of Schedule I attached hereto (as such Schedule may be amended or supplemented from time to time) identifies each Commodities Account of each Grantor. Each Grantor is the sole Entitlement Holder of each such Investment Account, such Grantor has not consented or has knowledge that any Person, other than the Administrative Agent, has Control over any interest in any such Investment Account, and the Administrative Agent has exclusive Control over each such Investment Account.
Investment Accounts. The investment account of each of the entities identified in Schedule A to this Agreement (each an “Investment Account”) shall consist of cash and securities in an amount equal to at least $30,000,000 (the “Minimum Account Amount”), or such other amount as may be agreed to by the Adviser, initially furnished by the Client for investment pursuant to this Agreement, as well as all other assets which become part of each Investment Account as a result of trading therein or additions thereto, except for amounts withdrawn there from and paid to the Client. Each Client may make additions to the Investment Account in amounts exceeding $100,000, or in such other amount as may be agreed to by the Adviser, provided that the Adviser shall have received prompt written notice of such additions. Each Client may make withdrawals from its’ Investment Account in such amounts as it shall determine upon not less than 30 days prior written notice thereof to the Adviser and provided that the withdrawal shall not cause the assets in the Investment Account to fall below the Minimum Account Amount, unless otherwise agreed to by the Adviser.
Investment Accounts. Schedule II hereto (as such schedule may be amended or supplemented from time to time) sets forth under the headings “Securities Accounts” and “Commodities Accounts,” respectively, all of the Securities Accounts and Commodities Accounts in which each Grantor has an interest. Each Grantor is the sole entitlement holder of each such Securities Account and Commodities Account, and such Grantor has not consented to, and is not otherwise aware of, any Person (other than the Administrative Agent pursuant hereto) having “control” (within the meaning of Sections 8-106 and 9-106 of the U.C.C.) over, or any other interest in, any such Securities Account or Commodity Account or any securities or other property credited thereto.
Investment Accounts. Each premium allocated to any of the Investment Accounts under this contract buys a number of accumulation units. Accumulations in the Investment Accounts are not guaranteed, and may increase or decrease depending on investment results. The separate account charges that apply to each Investment Account will reduce the net annual investment return. For all Investment Accounts other than the Real Estate Account, the separate account charge is guaranteed not to exceed [2.0%] per year of average net assets. The Real Estate Account separate account charge is guaranteed not to exceed [2.5%] per year of average net assets. For questions about the contract or for help to resolve a problem, contact us at the address or phone number above. IGRSP-TR INDEX ON NEXT PAGE 1 Accumulation - Definition 15 - Definition 1 - Effective Date 63 - Employee’s 7 - Restrictions 65 - Employee’s Investment Account 43 - Restrictions on Transfers into the Real Estate - Employee’s Traditional Annuity 37 Account - Additional 66 - Investment Account 42 Investment Account 16 - Report of 75 - Insulation of 73 - Traditional Annuity 36 - Modification of 74 Accumulation Units Investment Company Act of 1940 76 - Definition 41 IRC 17 - Number of 47 Laws and Regulations - Compliance with 85 Additional Amounts 38 Lump-sum Benefit Assignment -Void and of no effect 78 ‑ Amount and Effective Date 59 Benefit Payment 48 ‑ Availability 58 Benefits Based on Incorrect Data 82 Maturity Date 18 Business Day 3 Net Investment Factor Claims of Creditors - Protection Against 84 - For Other Investment Accounts 44 Commuted Value 4 Ownership 77 Companion CREF Contract 32 Payee 19 Contestability 31 Payment to an Estate, Trustee, etc 80 Contract 30 Plan Benefit Payment 55 Correspondence with us 86 Plan Expense Reimbursement Agreement 70 Death Benefit Premiums ‑ Amount of Payments 53 - Allocation of 34 ‑ Beneficiary 2 ‑ Payment of 33 - Definition 5 - Taxes 35 ‑ Payment Methods 52 Proof of Survival 83 ‑ Payments after Death of Beneficiary 54 Rate Schedule Disruptive Transactions 72 - Change of 87 Elections and Changes ‑ Procedure for 79 - Definition 20 Employee 6 Real Estate Account Employer 8 - Definition of 39 Employer Plan 9 Retirement Plan Loan Employer Plan Fee Withdrawals 69 ‑ Amount and Effective Date 60 ‑ Definition 10 Revenue Credit Account 21 Equity Wash Restrictions 71 Revenue Credit Account Payment ERISA 11 ‑ Amount and Effective Date 57 Forfeiture Account 12 Xxxx Accounting 67 Forfeiture Account Payment Se...
Investment Accounts. Each Grantor will take any and all actions necessary to cause the Administrative Agent to obtain exclusive Control of all Investment Accounts owned by such Grantor in a manner acceptable to the Administrative Agent. No Grantor shall close or terminate any Investment Account without the prior consent of the Administrative Agent and unless a successor or replacement account has been established with the consent of the Administrative Agent and is subject to a control agreement reasonably satisfactory to the Administrative Agent.
Investment Accounts. Each premium allocated to any of the Investment Accounts under this contract buys a number of accumulation units. Accumulations in the Investment Accounts are not guaranteed, and may increase or decrease depending on investment results. The separate account charges that apply to each Investment Account will reduce the net annual investment return. For all Investment Accounts other than the Real Estate Account, the separate account charge is guaranteed not to exceed [2.0%] per year of average net assets. The Real Estate Account separate account charge is guaranteed not to exceed [2.5%] per year of average net assets.
Investment Accounts. Schedule 7.8 hereof sets forth, as of the date hereof, for each Company, the name of each Person by which there is maintained, or with which there is maintained, any Commodity Account, Deposit Account, or Securities Account in which such Company has rights or the power to transfer rights and the title and account number of each such Commodity Account, Deposit Account or Securities Account.
