MONITORING UNREGISTERED EMPLOYEES. Insurance Agency shall monitor the activities of its Unregistered Employees, and ensure their compliance with the limitations on their permissible activities as set forth in Broker/Dealer's conduct manual for Unregistered Employees.
Appears in 4 contracts
Samples: Wholesaling Agreement (American Equity Life Variable Account), Wholesaling Agreement (Equitrust Life Variable Account), Wholesaling Agreement (Equitrust Life Variable Account Ii)