Multi-Class Distribution Arrangements. You understand and acknowledge that the Funds may offer Shares in multiple classes, and you represent and warrant that you have established compliance procedures designed to ensure that your customers are made aware of the terms of each available class of Fund Shares, to ensure that each customer is offered only Shares that are suitable investments for him or her, to ensure that each customer is availed of the opportunity to obtain sales charge break points as detailed in the Prospectus, and to ensure proper supervision of your representatives in recommending and offering the Shares of multiple classes to your customers.
Appears in 102 contracts
Samples: Distribution Agreement (JOHCM Funds Trust), Distribution Agreement (Total Fund Solution), Distribution Agreement (Total Fund Solution)
Multi-Class Distribution Arrangements. You understand and acknowledge that the Funds may offer Shares in multiple classes, and you represent and warrant that you have established compliance procedures designed to ensure that your customers are made aware of the terms of each available class of Fund Shares, to ensure that each customer is offered only Shares that are suitable investments for him or her, to ensure that each customer is availed of the opportunity to obtain sales charge break points as detailed in the Prospectus, and to ensure proper supervision of your representatives in recommending and offering the Shares of multiple classes to your customers.
Appears in 29 contracts
Samples: Distribution Agreement (JOHCM Funds Trust), Distribution Agreement (Total Fund Solution), Distribution Agreement (Total Fund Solution)
Multi-Class Distribution Arrangements. You understand and acknowledge that the Funds may offer Shares in multiple classes, and you represent and warrant that you have established compliance procedures designed to ensure that your customers are made aware of the terms of each available class of Fund Shares, to ensure that each customer is offered only Shares that are suitable investments for him or her, to ensure that each customer is availed of the opportunity to obtain sales charge break points as detailed in the Prospectusinvestments, and to ensure proper supervision of your representatives in recommending and offering the Shares of multiple classes to your customers.
Appears in 3 contracts
Samples: Distribution Agreement (Wilshire Mutual Funds Inc), Distribution Agreement (Wilshire Variable Insurance Trust), Distribution Agreement (Rimrock Funds Trust)
Multi-Class Distribution Arrangements. You understand and acknowledge that the Funds may offer Shares in multiple classes, and you represent and warrant that you have established compliance procedures designed reasonably designed: to ensure that your customers are made aware of the terms of each available class of Fund Shares, to ensure that each customer is offered only Shares that are suitable investments for him or her, to ensure that each customer is availed of given the opportunity to obtain sales charge break points points, if any, as detailed in the Prospectus, and to ensure proper supervision of your representatives in recommending and offering the Shares of multiple classes to your customers.
Appears in 3 contracts
Samples: Dealer and Selling Group Agreement (Steward Funds, Inc.), Dealer and Selling Group Agreement (Capstone Series Fund Inc), Dealer and Selling Group Agreement (Steward Funds, Inc.)
Multi-Class Distribution Arrangements. You understand and acknowledge that the Funds may offer Shares in multiple classes, and you represent and warrant that you have established compliance procedures designed reasonably designed: to ensure that your customers are made aware of the terms of each available class of Fund Shares, to ensure that each customer is offered only Shares that are suitable investments for him or her, to ensure that each customer is availed of given the opportunity to obtain sales charge break points as detailed in the Prospectus, and to ensure proper supervision of your representatives in recommending and offering the Shares of multiple classes to your customers.
Appears in 2 contracts
Samples: Fee Agreement (Capstone Series Fund Inc), Fee Agreement (Steward Funds, Inc.)
Multi-Class Distribution Arrangements. You understand and acknowledge that the Funds Fund may offer Shares in multiple classes, and you represent and warrant that you have established compliance procedures designed to ensure that your customers are made aware of the terms of each available class of Fund Shares, to ensure that each customer is offered only Shares that are suitable investments for him or her, to ensure that each customer is availed of the opportunity to obtain sales charge break points as detailed in the Prospectus, if any, and to ensure proper supervision of your representatives in recommending and offering the Shares of multiple classes to your customers.
Appears in 1 contract
Samples: Dealer Agreement (Little Harbor MultiStrategy Composite Fund)
Multi-Class Distribution Arrangements. You understand and acknowledge that the Funds may offer Shares in multiple classes, and you represent and warrant that you have established compliance procedures designed to ensure that your customers are made aware of the terms of each available class of Fund Shares, to ensure that each customer is offered only Shares that are suitable investments for him or her, to ensure that each customer is availed of the opportunity to obtain sales charge break points as detailed in the Prospectus, if any, and to ensure proper supervision of your representatives in recommending and offering the Shares of multiple classes to your customers.
Appears in 1 contract
Multi-Class Distribution Arrangements. You understand and acknowledge that the Funds may offer Shares in multiple classes, and you represent and warrant that you have established compliance procedures reasonably designed to ensure that your customers are made aware of the terms of each available class of Fund Shares, Shares to ensure (i) that each customer is offered only Shares that are suitable investments for him or her, to ensure (ii) that each customer is availed of given the opportunity to obtain sales charge break points points, if any, as detailed in the Prospectus, Prospectus and to ensure (iii) proper supervision of your representatives in recommending and offering the Shares of multiple classes to your customers.
Appears in 1 contract
Samples: Steward Funds, Inc.
Multi-Class Distribution Arrangements. You understand and acknowledge that the Funds may offer Shares in multiple classes, and you represent and warrant that you have established compliance procedures designed to ensure that your customers are made aware of the terms of each available class of Fund Shares, to ensure that each customer is offered only Shares that are suitable investments for him or her, to ensure that each customer is availed of the opportunity to obtain sales charge break points as detailed in the Prospectus, and to ensure proper supervision of your representatives in recommending and offering the Shares of multiple classes to your customers.
Appears in 1 contract
Multi-Class Distribution Arrangements. You understand and acknowledge that the Funds may Fund intends to offer Shares in multiple classes, and you represent and warrant that you have established compliance procedures designed to ensure that your customers are made aware of the terms of each available class of Fund Shares, to ensure that each customer is offered only Shares that are suitable investments for him or her, to ensure that each customer is availed of the opportunity to obtain sales charge break points as detailed in the Prospectus, if any, and to ensure proper supervision of your representatives in recommending and offering the Shares of multiple classes to your customers.
Appears in 1 contract
Samples: Dealer Agreement (Archstone Alternative Solutions Fund)
Multi-Class Distribution Arrangements. You understand and acknowledge that the Funds may offer Shares in multiple classes, and you represent and warrant that you have established compliance procedures designed reasonably designed: to ensure that your customers are made aware of the terms of each available class of Fund Shares, to ensure that each customer is offered only Shares that are suitable investments for him or her, to ensure that each customer is availed of the opportunity to obtain sales charge break points as detailed in the Prospectus, and to ensure proper supervision of your representatives in recommending and offering the Shares of multiple classes to your customers.
Appears in 1 contract
Multi-Class Distribution Arrangements. You understand and acknowledge that the Funds may offer Shares in multiple classes, and you represent and warrant that you have established compliance procedures designed to ensure that your customers are made aware of the terms of each available class of Fund Shares, to ensure that each customer is offered only Shares that are suitable investments for him or her, to ensure that each customer is availed of the opportunity to obtain any applicable sales charge break points as detailed in the Prospectusprospectus from time to time, and to ensure proper supervision of your representatives in recommending and offering the Shares of multiple classes to your customers.
Appears in 1 contract