Sales of Fund Shares. You may offer and sell shares of each Fund and class of each Fund only at the public offering price which shall be applicable to, and in effect at the time of, each transaction. The procedures relating to all orders and the handling of them shall be subject to the terms of the applicable then current prospectus and statement of additional information (hereafter, the “Prospectus”) and new account application, including amendments, for each such Fund and each class of such Fund, and our written instructions from time to time. This Agreement is not exclusive, and either party may enter into similar agreements with third parties.
Sales of Fund Shares. Dealer may offer and sell shares of each Fund only at the public offering price applicable to the shares in effect at the time of each transaction. The procedures relating to all orders and the handling of orders are subject to the terms of the then current prospectus and statement of additional information of the Fund (collectively, the "prospectus"), the then current new account application for the Fund, and our written instructions which may be issued from time to time. This Agreement is not exclusive, and either party may enter into similar agreements with third parties.
Sales of Fund Shares. A. Financial Intermediary will offer and sell Shares only in accordance with the applicable current prospectus (“Prospectus”) and Statement of Additional Information (“SAI”), the applicable rules, regulations and requirements, including, without limitation, Rule 22c-1(a) and other applicable rules under the Investment Company Act, and the provisions of this Agreement.
Sales of Fund Shares. 1.1. The Underwriter agrees to sell to the company those shares of the Fund which each Account orders, executing such orders on a daily basis at the net asset value next computed after receipt by the Fund or its designee of the order for the shares of the Fund. For purposes of this Section 1.1, the Company shall be the designee of the Fund for receipt of such orders from each Account and receipt by such designee shall constitute receipt by the Fund; provided that the
Sales of Fund Shares. (a) Whenever the Fund shall sell any of its Shares, the Fund shall deliver or cause to be delivered to the Transfer Agent a Certificate duly specifying: (i) the number of Shares sold, trade date and price per Share and the total price; (ii) the amount of money to be delivered to the Custodian from the sale of such Shares; and (iii) in the case of a new account, a new account application or sufficient information with which to establish an account.
Sales of Fund Shares. Any sales and redemptions of Fund shares for the account of Clients shall be conducted by the Advisor in compliance with the terms and conditions of the Funds' prospectuses and statements of additional information ("SAIs") in effect from time to time. DD, LLC shall provide the Advisor with current copies of the Funds' prospectuses and SAIs and any supplements thereto. From time to time, DD, LLC may notify the Advisor of changes in the list of Funds to which this Agreement relates by sending to the Advisor (by mail, or by facsimile transmission followed by hard copy by mail) a revised Exhibit A and the effective date of the change. In accordance with the then current applicable prospectuses, shares of certain Funds may be offered on a no-load basis ("No-Load Shares") and shares of other Funds may be offered pursuant to a multi-class distribution system ("Multi-Class Shares") under which investors will have the choice of purchasing Class A Shares, Class B Shares, Class C Shares, or Class Y Shares. With respect to Class A Shares, orders for shares received from the Advisor and accepted by DD, LLC will be at the public offering price applicable to each order, which will include the applicable sales load. It shall be the responsibility of the Advisor to inform DD, LLC if an order placed by Advisor for Class A Shares is entitled to a reduced sales charge. With respect to No-Load Shares, Class B Shares, Class C Shares and Money Market Fund Class A Shares, the Advisor will offer and sell shares of the Funds only at their respective net asset values. With respect to Class A Shares, the Advisor will be paid an appropriate agency commission, on the basis set forth in the then current applicable prospectus. Commissions will be paid to the Advisor semi-monthly with respect to direct purchases and deducted from settlement with respect to all wire order purchases. With respect to Class B and Class C Shares, DD, LLC, will pay commissions to the Advisor on sales of such shares. Commissions will be paid to the Advisor semi-monthly with respect to direct purchases and deducted from settlement with respect to all wire order purchases. The Advisor agrees not to share or rebate any portion of such commissions or to otherwise grant any commissions, discounts, or other allowances to any person who is not a broker or dealer actually engaged in the investment banking or securities business or a bank as defined in Section 3(a)(6) of the Act. The Advisor will receive commissions, as ...
Sales of Fund Shares. All sales of Fund Shares by the Custodian, as agent, pursuant to the provisions of this Agreement, shall be made by deposit of the shares with the Fund or its duly authorized agent together with a request that the shares be repurchased at the net asset value of the Fund at the time of sale as calculated by Fidelity Service Co. (or any successor thereto) in accordance with the terms of the Fund's then current prospectus, so long as the privilege of redemption at net asset value is available to holders of Fund Shares as set forth in the Fund's then current prospectus. Whenever pursuant to the provisions of this Agreement Fund Shares are to be sold or redeemed, the Custodian shall first withdraw the Fund Shares from the custodianship hereunder and, as agent for the Planholder, shall sell or redeem said shares by depositing them for repurchase as set forth above. Anything herein to the contrary notwithstanding, (i) the Custodian, as agent for the Planholders, is authorized to offset sales and purchases for all of the Planholders on a business day and, accordingly, to place with the Fund or its agent a net purchase order for the excess of purchases over sales, or a net sale order for the excess of sales over purchases; and (ii) any such sales of Fund Shares in connection with a Plan termination, a withdrawal of shares by a Planholder, or an exercise of an exchange privilege by a Planholder, shall be effected by the Custodian in accordance with the terms and conditions of applicable Plan Documents. (q)
Sales of Fund Shares. 1.1. The Underwriter agrees to sell to the Company those shares of the Fund which each Account orders, executing such orders on a daily basis at the net asset value next computed after receipt by the Fund or its designee of the order for the shares of the Fund. For purposes of this Section 1.1., the Company shall be the designee of the Fund for receipt of such orders from each Account and receipt by such designee shall constitute receipt by the Fund; provided that the Fund receives notice of such order by 9:30 a.m. Boston time on the next following Business Day. "
Sales of Fund Shares. (b) The Manager shall, upon receipt by it of a check or other medium of payment identified by it as funds or a claim of funds in payment of the purchase price for sales of Shares (and, if necessary, payable or endorsed to the Manager as agent for, or identified as being for the account of, the Fund), promptly deposit the check or other payment to the appropriate account postings necessary to reflect the sale according to arrangements to be made between it and the Custodian. The Manager shall notify the Fund or its designee and the Custodian of all purchases and related account adjustments. ADMINISTRATIVE SERVICES AGREEMENT Pearl Mutual Funds July 2, 2001
Sales of Fund Shares. 1.1 Fund shares shall be sold by the respective portfolios of Fund and purchased by Company for the appropriate subaccount at the net asset value next computed after receipt by Fund or its designee of each order of the Account or its designee, in accordance with the provisions of this Agreement, and of the then current prospectuses of the Fund, and the variable annuity contract that uses the Fund as an underlying investment medium (the “Contracts”). Company may purchase Fund shares for its own Account subject to (a) receipt of prior written approval by Underwriter; and (b) such purchases being in accordance with the then current prospectuses of the Fund and the Contracts. For purposes of this Section, each purchaser of the Contracts (“Owner”) shall be a designee of the Account for placing such orders, to the extent that such Owner’s orders are consistent with the provisions of the applicable Contract, and Underwriter shall be designee of Fund for receipt of such orders. Orders or payments for shares purchased will be sent promptly to Fund and will be made payable in the manner reasonably established from time to time by Fund for the receipt of such payments.
