NASD Affiliations. Except as described in the due diligence materials provided by the Company to the Placement Agent, neither the Company nor any Subsidiary nor any of their affiliates (within the meaning of NASD Conduct Rule 2720(b)(1)(a)) directly or indirectly controls, is controlled by, or is under common control with, or is an associated person (within the meaning of Article I, Section 1(e)(e) of the By-laws of the NASD) of, any member firm of the NASD.
Appears in 4 contracts
Samples: Placement Agency Agreement (Beijing Med Pharm Corp), Placement Agency Agreement (Broadcast International Inc), Subscription Agreement (Beijing Med Pharm Corp)
NASD Affiliations. Except as described in the due diligence materials provided by the Company to the Placement Agent, neither Neither the Company nor any Subsidiary nor any of their affiliates (within the meaning of NASD Conduct Rule 2720(b)(1)(a)) directly or indirectly controls, is controlled by, or is under common control with, or is an associated person (within the meaning of Article I, Section 1(e)(e) of the By-laws of the NASD) of, any member firm of the NASD.
Appears in 1 contract
Samples: Placement Agency Agreement (Sangamo Biosciences Inc)
