Common use of Nasdaq; Exchange Act Registration Clause in Contracts

Nasdaq; Exchange Act Registration. The Common Stock is registered pursuant to Section 12(b) and/or 12(g) of the Exchange Act and is listed on the NASDAQ Capital Market, and the Company has taken no action designed to, or reasonably likely to have the effect of, termination the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital Market, nor has the Company received any notification that the Commission or the NASDAQ Capital Market is contemplating terminating such registration or listing. The Company has complied in all material respects with the applicable requirements of the NASDAQ Capital Market for maintenance of inclusion of the Common Stock thereon. The Company will file a notification of the listing of the Stock and the Warrant Shares on the NASDAQ Capital Market.

Appears in 3 contracts

Samples: Underwriting Agreement (Delcath Systems, Inc.), Underwriting Agreement (Delcath Systems, Inc.), Underwriting Agreement (Delcath Systems, Inc.)

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Nasdaq; Exchange Act Registration. The Common Stock is registered pursuant to Section 12(b) and/or or 12(g) of the Exchange Act and is listed on the NASDAQ Capital Market, and the Company has taken no action designed to, or reasonably likely to have the effect of, termination the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital Market, nor has the Company received any notification that the Commission or the NASDAQ Capital Market is contemplating terminating such registration or listing. The Company has complied in all material respects with the applicable requirements of the NASDAQ Capital Market for maintenance of inclusion of the Common Stock thereon. The Company will file has filed a notification of the listing of the Stock Shares and the Warrant Shares on the NASDAQ Capital Market.

Appears in 2 contracts

Samples: Placement Agency Agreement (Delcath Systems Inc), Placement Agency Agreement (Delcath Systems Inc)

Nasdaq; Exchange Act Registration. The Common Stock is registered pursuant to Section 12(b) and/or 12(g) of the Exchange Act and is listed on the NASDAQ Capital Market, and the Company has taken no action designed to, or reasonably likely to have the effect of, termination the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital Market, nor has the Company received any notification that the Commission or the NASDAQ Capital Market is contemplating terminating such registration or listing. The Company has complied in all material respects with the applicable requirements of the NASDAQ Capital Market for maintenance of inclusion of the Common Stock thereon. The Company will file has filed a notification of the listing of the Stock and the Warrant Shares on the NASDAQ Capital Market.

Appears in 2 contracts

Samples: Underwriting Agreement (Delcath Systems Inc), Underwriting Agreement (Delcath Systems Inc)

Nasdaq; Exchange Act Registration. The Common Stock is registered pursuant to Section 12(b) and/or 12(g) of the Exchange Act and is listed on the NASDAQ Capital MarketMarket (“NASDAQ”), and the Company has taken no action designed to, or reasonably likely to have the effect of, termination terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital MarketNASDAQ, nor has the Company received any notification that the Commission or the NASDAQ Capital Market is contemplating terminating such registration or listing. The Company has complied in all material respects with the applicable requirements of the NASDAQ Capital Market for maintenance of inclusion of the Common Stock thereon. The Company will file has filed a notification of the listing of the Stock Shares and the Warrant Shares on the NASDAQ Capital Marketwith NASDAQ.

Appears in 1 contract

Samples: Placement Agency Agreement (Hudson Technologies Inc /Ny)

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Nasdaq; Exchange Act Registration. The Common Stock is registered pursuant to Section 12(b) and/or 12(g) of the Exchange Act and is listed on the NASDAQ Capital Market, and the Company has taken no action designed to, or reasonably likely to have the effect of, termination the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital Market, nor has the Company received any notification that the Commission or the NASDAQ Capital Market is contemplating terminating such registration or listing. The Company has complied in all material respects with the applicable requirements of the NASDAQ Capital Market for maintenance of inclusion of the Common Stock thereon. The Company will file has filed a notification of the listing of the Stock and the Warrant Shares on the NASDAQ Capital Market.

Appears in 1 contract

Samples: Underwriting Agreement (Delcath Systems Inc)

Nasdaq; Exchange Act Registration. The Common Stock is registered pursuant to Section 12(b) and/or or 12(g) of the Exchange Act and is listed on the NASDAQ Capital Global Market, and the Company has taken no action designed to, or reasonably likely to have the effect of, termination terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the NASDAQ Capital Global Market, nor has the Company received any notification that the Commission or the NASDAQ Capital Market is contemplating terminating such registration or listing. The Company has complied in all material respects with the applicable requirements of the NASDAQ Capital Global Market for maintenance of inclusion of the Common Stock thereon. The Company will file has filed a notification of the listing of the Stock and the Warrant Shares on the NASDAQ Capital Global Market.

Appears in 1 contract

Samples: Placement Agency Agreement (Fuelcell Energy Inc)

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