No Broker-Dealer Acknowledgement. Absent a final adjudication from a court of competent jurisdiction stating otherwise, the Company shall not to any person, institution, governmental or other entity, state, claim, allege, or in any way assert, that Buyer is currently, or ever has been, a broker-dealer under the Securities Exchange Act of 1934.
Appears in 74 contracts
Samples: Securities Purchase Agreement (iCoreConnect Inc.), Securities Purchase Agreement (Blue Star Foods Corp.), Securities Purchase Agreement (iCoreConnect Inc.)
No Broker-Dealer Acknowledgement. Absent a final adjudication from a court of competent jurisdiction stating otherwiseUnless otherwise advised by legal counsel to the Company, the Company shall not to any person, institution, governmental or other entity, state, claim, allege, or in any way assert, that Buyer is currently, or ever has been, been a broker-dealer under the Securities Exchange Act of 1934.
Appears in 13 contracts
Samples: Securities Purchase Agreement (SIMPLICITY ESPORTS & GAMING Co), Securities Purchase Agreement (SIMPLICITY ESPORTS & GAMING Co), Securities Purchase Agreement (SIMPLICITY ESPORTS & GAMING Co)
No Broker-Dealer Acknowledgement. Absent a final adjudication from a court of competent jurisdiction stating otherwise, so long as any amount on this Note remains outstanding, the Company shall not to any person, institution, governmental or other entity, state, claim, allege, or in any way assert, that Buyer Holder is currently, or ever has been, been a broker-dealer under the Securities Exchange Act of 1934.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Tego Cyber, Inc.), Securities Purchase Agreement (Tego Cyber, Inc.), Securities Purchase Agreement (Tego Cyber, Inc.)
No Broker-Dealer Acknowledgement. Absent a final adjudication from a court of competent jurisdiction stating otherwise, so long as any amount on the Note remains outstanding, the Company shall not to any person, institution, governmental or other entity, state, claim, allege, or in any way assert, that Buyer Holder is currently, or ever has been, been a broker-dealer under the Securities Exchange Act of 1934.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Blue Star Foods Corp.), Securities Purchase Agreement (DarkPulse, Inc.), Securities Purchase Agreement (Greater Cannabis Company, Inc.)
No Broker-Dealer Acknowledgement. Absent a final adjudication from a court of competent jurisdiction stating otherwise, the Company shall not to any person, institution, governmental or other entity, state, claim, allege, or in any way assert, that Buyer is currently, or ever has been, a broker-dealer under the Securities Exchange Act of 19341934 Act.
Appears in 5 contracts
Samples: Securities Purchase Agreement (La Rosa Holdings Corp.), Securities Purchase Agreement (La Rosa Holdings Corp.), Securities Purchase Agreement (La Rosa Holdings Corp.)
No Broker-Dealer Acknowledgement. Absent a final adjudication from a court of competent jurisdiction stating otherwise, so long as any obligation of Borrower under this Note, Warrant or the other Transaction Documents is outstanding, the Company shall not to any person, institution, governmental or other entity, state, claim, allege, or in any way assertassert to any person, institution, or entity, that Buyer Holder is currently, or ever has been, a broker-dealer under the Securities Exchange Act of 1934.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Grom Social Enterprises, Inc.), Securities Purchase Agreement (Bruush Oral Care Inc.), Securities Purchase Agreement (ETAO International Co., Ltd.)
No Broker-Dealer Acknowledgement. Absent a final adjudication from a court of competent jurisdiction stating otherwise, so long as any of the Shares or any amount on the Note remains outstanding, the Company shall not to any person, institution, governmental or other entity, state, claim, allege, or in any way assert, that Buyer Purchaser is currently, or ever has been, been a broker-dealer under the Securities Exchange Act of 1934.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Digerati Technologies, Inc.), Securities Purchase Agreement (Digerati Technologies, Inc.)
No Broker-Dealer Acknowledgement. Absent a final adjudication from a court of competent jurisdiction stating otherwise, the Company shall not to any person, institution, governmental or other entity, state, claim, allege, or in any way assert, that Buyer any Purchaser is currently, or ever has been, a broker-dealer under the Securities Exchange Act of 1934Act.
Appears in 1 contract
No Broker-Dealer Acknowledgement. Absent a final adjudication from a court of competent jurisdiction stating otherwise, the Company shall not to any person, institution, governmental or other entity, state, claim, allege, or in any way assert, that Buyer Purchaser is currently, or ever has been, a broker-dealer under the Securities Exchange Act of 1934.
Appears in 1 contract
No Broker-Dealer Acknowledgement. Absent a final adjudication from a court of competent jurisdiction stating otherwiseauthorized to deliver such, the Company shall not to any person, institution, governmental or other entity, state, claim, allege, or in any way assert, that Buyer is currently, or ever has been, been a broker-dealer under the Securities Exchange Act of 1934.
Appears in 1 contract
Samples: Securities Purchase Agreement (Global Wholehealth Partners Corp)
No Broker-Dealer Acknowledgement. Absent a final adjudication from a court of competent jurisdiction stating otherwise, so long as any amount on the Note or Warrant remains outstanding, the Company shall not to any person, institution, governmental or other entity, state, claim, allege, or in any way assert, that Buyer Holder is currently, or ever has been, been a broker-dealer under the Securities Exchange Act of 1934.
Appears in 1 contract
Samples: Securities Purchase Agreement (Grom Social Enterprises, Inc.)
No Broker-Dealer Acknowledgement. Absent a final adjudication from a court of competent jurisdiction stating otherwise, the Company shall not not, to any person, institution, governmental or other entity, state, claim, allege, or in any way assert, that Buyer any Purchaser is currently, or ever has been, a broker-dealer under the Securities Exchange Act of 1934Act.
Appears in 1 contract
No Broker-Dealer Acknowledgement. Absent a final adjudication from a court of competent jurisdiction stating otherwise, so long as any amount on this Note, Commitment Shares, or warrant connected herewith is outstanding, the Company shall not to any person, institution, governmental or other entity, state, claim, allege, or in any way assert, that Buyer Holder is currently, or ever has been, a broker-dealer under the Securities Exchange Act of 1934.
Appears in 1 contract
Samples: Securities Purchase Agreement (Resonate Blends, Inc.)
No Broker-Dealer Acknowledgement. Absent a final adjudication from a court of competent jurisdiction stating otherwise, so long as any amount on this Note remains outstanding, the Company shall not to any person, institution, governmental or other entity, state, claim, allege, or in any way assert, that Buyer Holder is currently, or ever has been, been a broker-broker- dealer under the Securities Exchange Act of 1934.
Appears in 1 contract
Samples: Securities Purchase Agreement (Cannabis Global, Inc.)
No Broker-Dealer Acknowledgement. Absent a final adjudication from a court of competent jurisdiction stating otherwiseUnless otherwise advised by legal counsel to the Company, the Company shall not to any person, institution, governmental or other entity, state, claim, allege, or in any way assert, that each Buyer is currently, or ever has been, been a broker-dealer under the Securities Exchange Act of 1934.
Appears in 1 contract
Samples: Securities Purchase Agreement (SIMPLICITY ESPORTS & GAMING Co)