No Broker-Dealer Affiliation. There are no affiliations or associations between any member of the Financial Industry Regulatory Authority, Inc. (the “FINRA”) and the Company or any of the officers or directors of the Company or the Affiliated Entities, or holders of 5% or greater of the securities of the Company.
Appears in 3 contracts
Samples: Underwriting Agreement (Bitauto Holdings LTD), Underwriting Agreement (Qihoo 360 Technology Co LTD), Underwriting Agreement (Bitauto Holdings LTD)
No Broker-Dealer Affiliation. There are no affiliations or associations between any member of the Financial Industry Regulatory Authority, Inc. (the “FINRA”) and the Company or any of the officers or directors of the Company or the Affiliated EntitiesSubsidiaries, or holders of 5% or greater of the securities of the Company.
Appears in 2 contracts
Samples: Underwriting Agreement (Nobao Renewable Energy Holdings LTD), Underwriting Agreement (Nobao Renewable Energy Holdings LTD)
No Broker-Dealer Affiliation. There are no affiliations or associations between any member of the Financial Industry Regulatory Authority, Inc. (the “FINRA”) FINRA and the Company or the Subsidiaries, or between any member of the FINRA and any of the officers or directors of the Company or the Affiliated EntitiesSubsidiaries, or holders of 5% or greater of the securities of the Company.
Appears in 1 contract
No Broker-Dealer Affiliation. There Except as set forth in the General Disclosure Package, there are no affiliations or associations between any member of the Financial Industry Regulatory Authority, Inc. (the “"FINRA”") and the Company or any of the officers or directors of the Company or the Affiliated EntitiesSubsidiaries, or holders of 5% or greater of the securities of the Company.
Appears in 1 contract
Samples: Underwriting Agreement (Agria Corp)
No Broker-Dealer Affiliation. There are no affiliations or associations between any member of the Financial Industry Regulatory Authority, Inc. (the “FINRA”) and the Company or any of the officers or directors of the Company or the Subsidiaries or Affiliated Entities, or holders of 5% or greater of the securities of the Company.
Appears in 1 contract
Samples: Underwriting Agreement (China Distance Education Holdings LTD)
No Broker-Dealer Affiliation. There Except as set forth in the General Disclosure Package and the Final Prospectus, there are no affiliations or associations between any member of the Financial Industry Regulatory Authority, Inc. (the “FINRA”) and the Company or any of its subsidiaries or between any member of FINRA, any of the officers or directors of the Company or the Affiliated EntitiesCompany, or holders of 5% or greater of the securities of the Company.
Appears in 1 contract
Samples: Underwriting Agreement (Chemspec International LTD)
No Broker-Dealer Affiliation. There Except as disclosed in the General Disclosure Package, there are no affiliations or associations between any member of the Financial Industry Regulatory Authority, Inc. Authority (the “FINRA”) and the Company or any of the officers or directors of the Company or the Affiliated Entitiesits subsidiaries, or holders of 5% or greater of the securities of the Company.
Appears in 1 contract
Samples: Underwriting Agreement (Aei)
No Broker-Dealer Affiliation. There Except as set forth in the Offering Document, there are no affiliations or associations between any member of the Financial Industry Regulatory Authority, Inc. (the “FINRA”) and the Company or any of the officers or directors of the Company Issuer or the Affiliated Entitiessubsidiaries, or holders of 5% or greater of the securities of the CompanyIssuer.
Appears in 1 contract
Samples: Purchase Agreement (Home Inns & Hotels Management Inc.)
