No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract with any Person (other than this Agreement) that would give rise to a valid claim against the Investors for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the sale of the Investor Shares.
Appears in 8 contracts
Samples: Backstop Conversion Commitment Agreement (Global Geophysical Services Inc), Backstop Conversion Commitment Agreement (Global Geophysical Services Inc), Backstop Conversion Commitment Agreement (Global Geophysical Services Inc)
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors Company or any of its Subsidiaries or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the offering and sale of the Investor Shares.
Appears in 5 contracts
Samples: Underwriting Agreement (Dynex Capital Inc), Underwriting Agreement (Hudson Technologies Inc /Ny), Underwriting Agreement (Synthetic Biologics, Inc.)
No Broker’s Fees. Neither the Company nor any of its the Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors any of them or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the offering and sale of the Investor SharesSecurities.
Appears in 5 contracts
Samples: Underwriting Agreement (PDC Energy, Inc.), Underwriting Agreement (PDC Energy, Inc.), Underwriting Agreement (PDC Energy, Inc.)
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract contract or agreement with any Person person (other than this Agreementthe Distribution Agreements) that would give rise to a valid claim against any of them or the Investors Manager for a an agent’s commission, brokerage commission, finder’s fee or like payment in connection with the Rights Offering execution and delivery of this Agreement, or the sale consummation of the Investor Sharestransactions contemplated hereby or by the Prospectus Supplement.
Appears in 5 contracts
Samples: Equity Distribution Agreement (Medical Properties Trust Inc), Equity Distribution Agreement (Medical Properties Trust Inc), Equity Distribution Agreement (Medical Properties Trust Inc)
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract contract or agreement with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors any of them or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering execution and delivery of this Agreement, or the sale consummation of the Investor Sharestransactions contemplated hereby or by the Registration Statement.
Appears in 5 contracts
Samples: Underwriting Agreement (MPT Operating Partnership, L.P.), Underwriting Agreement (MPT Operating Partnership, L.P.), Underwriting Agreement (MPT Operating Partnership, L.P.)
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors Company or any of its subsidiaries or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the offering and sale of the Investor Shares.
Appears in 4 contracts
Samples: Underwriting Agreement (First Foundation Inc.), Underwriting Agreement (Peak Resorts Inc), Underwriting Agreement (Peak Resorts Inc)
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against any of them or the Investors Agent for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the offering and sale of the Investor Placement Shares.
Appears in 4 contracts
Samples: Sales Agreement (Replimune Group, Inc.), Sales Agreement (Replimune Group, Inc.), Sales Agreement (Replimune Group, Inc.)
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract with any Person (other than this Agreement) that would give rise to a valid claim against the Investors Backstop Parties for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the sale of the Investor Unsubscribed Shares.
Appears in 4 contracts
Samples: Restructuring Support Agreement (Chesapeake Energy Corp), Backstop Commitment Agreement, Backstop Commitment Agreement (C&J Energy Services Ltd.)
No Broker’s Fees. Neither None of the Company nor any of its Subsidiaries is a are party to any Contract contract, agreement or understanding with any Person (other than this Agreement) that would give rise to a valid claim against them or the Investors Purchasers for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or Transaction Documents and the sale of the Investor Sharestransactions contemplated thereby.
Appears in 4 contracts
Samples: Stock Purchase Agreement (Venus Concept Inc.), Stock Purchase Agreement (Venus Concept Inc.), Securities Purchase Agreement (Greenbrook TMS Inc.)
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract with any Person (other than this Agreement) that would give rise to a valid claim against the Investors Backstop Parties for a brokerage commission, finder’s fee or like payment in connection with the sale of the New Common Stock, the Rights Offering or the sale of the Investor Rights Offering Shares.
Appears in 3 contracts
Samples: Backstop Commitment Agreement (Legacy Reserves Inc.), Backstop Commitment Agreement (Legacy Reserves Inc.), Backstop Commitment Agreement (Legacy Reserves Inc.)
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors for a any brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the sale of the Investor Shares.
Appears in 3 contracts
Samples: Private Placement Agreement (Addentax Group Corp.), Private Placement Agreement (Addentax Group Corp.), Private Placement Agreement (Trinity Place Holdings Inc.)
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors Company or any of its Subsidiaries or the Investor for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the offering and sale of the Investor Rights or the Shares.
Appears in 3 contracts
Samples: Equity Commitment Agreement (Owens Corning), Equity Commitment Agreement (Owens Corning), Equity Commitment Agreement (Owens Corning)
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract with any Person (other than this Agreement) that would give rise to a valid claim against the Investors Commitment Parties for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the sale of the Investor SharesUnsubscribed Securities.
Appears in 3 contracts
Samples: Backstop Commitment Agreement (Gulfmark Offshore Inc), Restructuring Support Agreement, Backstop Commitment Agreement
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract with any Person (other than this Agreement) that would give rise to a valid claim against the Investors Commitment Parties for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the sale of the Investor Unsubscribed Shares.
Appears in 3 contracts
Samples: Backstop Commitment Agreement (Bonanza Creek Energy, Inc.), Backstop Commitment Agreement (Chaparral Energy, Inc.), Backstop Commitment Agreement (Penn Virginia Corp)
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors Company or any of its Subsidiaries or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the offering and sale of the Investor SharesSecurities.
Appears in 3 contracts
Samples: Underwriting Agreement (Texas Capital Bancshares Inc/Tx), Underwriting Agreement (Texas Capital Bancshares Inc/Tx), Underwriting Agreement (Grupo Aval Acciones Y Valores S.A.)
No Broker’s Fees. Neither the Company nor any of its Significant Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors Company or any of its Significant Subsidiaries or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the offering and sale of the Investor Shares.
Appears in 3 contracts
Samples: Underwriting Agreement (FelCor Lodging Trust Inc), Underwriting Agreement (FelCor Lodging Trust Inc), Underwriting Agreement (FelCor Lodging Trust Inc)
No Broker’s Fees. Neither None of the Company nor any of its Subsidiaries is a are party to any Contract contract, agreement or understanding with any Person (other than this Agreement) that would give rise to a valid claim against them or the Investors Investor for a brokerage commission, finder’s fee or like payment in connection with this Agreement and the Rights Offering or transactions contemplated by this Agreement (other than as disclosed in this Agreement and the sale of the Investor SharesOther Subscription Agreements).
Appears in 3 contracts
Samples: Subscription Agreement (5E Advanced Materials, Inc.), Restructuring Support Agreement (5E Advanced Materials, Inc.), Subscription Agreement (5E Advanced Materials, Inc.)
No Broker’s Fees. Neither the Company nor any of its Subsidiaries subsidiary is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors either of them or Cowen for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the offering and sale of the Investor Placement Shares.
Appears in 3 contracts
Samples: Sales Agreement (Mersana Therapeutics, Inc.), Sales Agreement (Mersana Therapeutics, Inc.), Sales Agreement (Mersana Therapeutics, Inc.)
No Broker’s Fees. Neither the Company nor any of its the Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors any of them or any Initial Purchaser for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the offering and sale of the Investor SharesSecurities, except as described in each of the Time of Sale Information and the Offering Memorandum.
Appears in 3 contracts
Samples: Purchase Agreement (PDC Energy, Inc.), Purchase Agreement (PDC Energy, Inc.), Purchase Agreement (PDC Energy, Inc.)
No Broker’s Fees. Neither Except as would not have a Material Adverse Effect, neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors Company or any of its Subsidiaries or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the offering and sale of the Investor SharesSecurities.
Appears in 2 contracts
Samples: Underwriting Agreement (Texas Capital Bancshares Inc/Tx), Underwriting Agreement (Texas Capital Bancshares Inc/Tx)
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors any of them or any Initial Purchaser for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the offering and sale of the Investor SharesSecurities.
Appears in 2 contracts
Samples: Purchase Agreement (Deluxe Corp), Purchase Agreement (Deluxe Corp)
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors Company or any of its Subsidiaries for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the offering and sale of the Investor Shares.
Appears in 2 contracts
Samples: Underwriting Agreement (Tyme Technologies, Inc.), Equity Distribution Agreement (Tyme Technologies, Inc.)
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the sale of the Investor Shares.
Appears in 2 contracts
Samples: Equity Purchase and Commitment Agreement (Delphi Corp), Equity Purchase and Commitment Agreement (Delphi Corp)
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors Company or any of its Subsidiaries or the Placement Agent for a brokerage commission, finder’s 's fee or like payment in connection with the Rights Offering or the offering and sale of the Investor Shares.
Appears in 2 contracts
Samples: Placement Agency Agreement (Apex Silver Mines LTD), Placement Agency Agreement (Apex Silver Mines LTD)
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract with any Person (other than this Agreement) that would give rise to a valid claim against the Investors Commitment Parties for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering this Agreement or the sale any of the Investor Sharestransactions contemplated hereby that would not be subject to discharge under the Plan.
Appears in 2 contracts
Samples: Restructuring Support Agreement (American Apparel, Inc), Equity Commitment Agreement (American Apparel, Inc)
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person (other than this Agreement) person that would give rise to a valid claim against the Investors Investor for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the issuance and sale of the Investor Acquired Series A Shares.
Appears in 2 contracts
Samples: Stock Purchase Agreement, Stock Purchase Agreement (Kansas City Power & Light Co)
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person (other than this Agreement) that would give rise to a valid claim against any of them or the Investors Purchaser for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the offering and sale of the Investor SharesNotes.
Appears in 2 contracts
Samples: Note Purchase Agreement (WeWork Inc.), Master Senior Secured Notes Note Purchase Agreement (WeWork Inc.)
No Broker’s Fees. Neither the Company nor any of its the Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors Company or any of the Subsidiaries or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the offering and sale of the Investor SharesSecurities.
Appears in 2 contracts
Samples: Underwriting Agreement (Petroleum Development Corp), Underwriting Agreement (Petroleum Development Corp)
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors Plan Sponsors for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the sale of the Investor SharesShares or the shares of New Common Stock.
Appears in 2 contracts
Samples: Equity Purchase and Commitment Agreement, Equity Purchase and Commitment Agreement
No Broker’s Fees. Neither None of the Company nor any of its Subsidiaries is a are party to any Contract contract, agreement or understanding with any Person (other than this Agreement) that would give rise to a valid claim against the Investors them or Ascend for a brokerage commission, finder’s fee or like payment in connection with this Agreement and the Rights Offering or transactions contemplated by this Agreement (other than as disclosed in this Agreement and the sale of the Investor SharesOther Subscription Agreements).
Appears in 2 contracts
Samples: Restructuring Support Agreement (5E Advanced Materials, Inc.), Subscription Agreement (5E Advanced Materials, Inc.)
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors Company or any of its subsidiaries or any Distribution Agent for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the offering and sale of the Investor Placement Shares.
Appears in 2 contracts
Samples: Equity Distribution Agreement, Equity Distribution Agreement (First Foundation Inc.)
No Broker’s Fees. Neither the Company Investor nor any of its Subsidiaries Affiliates is a party to any Contract contract, agreement or understanding with any Person (other than this Agreement) that would give rise to a valid claim against the Investors Company for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the issuance and sale of the Investor Acquired Series A Shares.
Appears in 2 contracts
Samples: Stock Purchase Agreement, Stock Purchase Agreement (Kansas City Power & Light Co)
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors any of them or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering execution and delivery of this Agreement, or the sale consummation of the Investor Sharestransactions contemplated hereby or by the Registration Statement.
Appears in 2 contracts
Samples: Underwriting Agreement (Medical Properties Trust Inc), Underwriting Agreement (Medical Properties Trust Inc)
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors Company or any of its Subsidiaries or any underwriter for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the offering and sale of the Investor Shares.
Appears in 2 contracts
Samples: Underwriting Agreement (Prometheum, Inc.), Underwriting Agreement (Prometheum, Inc.)
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement, or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors any of them or any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with the Rights Offering or the offering and sale of the Investor SharesSecurities contemplated hereby.
Appears in 2 contracts
Samples: Underwriting Agreement (Lone Pine Resources Inc.), Underwriting Agreement (Lone Pine Resources Inc.)
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person (other than this Agreement) person that would give rise to a valid claim against the Investors Investor for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the issuance and sale of the Investor Shares.
Appears in 2 contracts
Samples: Stock Purchase Agreement (China Investment Corp), Stock Purchase Agreement (Aes Corp)
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this AgreementAgreement or any Forward Contract) that would give rise to a valid claim against the Investors Company or any of its Subsidiaries or any of the Agents, the Forward Purchasers or the Forward Sellers for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the offering and sale of the Investor Common Shares.
Appears in 2 contracts
Samples: Equity Distribution Agreement (RPT Realty), Equity Distribution Agreement (RPT Realty)
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors for a any brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the sale of the Investor Shares.
Appears in 2 contracts
Samples: Investment Agreement (Trinity Place Holdings Inc.), Investment Agreement (Trinity Place Holdings Inc.)
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors Company or any of its Subsidiaries or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the offering and sale of the Investor SharesADSs.
Appears in 2 contracts
Samples: Underwriting Agreement (Watchdata Technologies Ltd.), Underwriting Agreement (Watchdata Technologies Ltd.)
No Broker’s Fees. Neither the Company Investor nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person (other than this Agreement) person that would give rise to a valid claim against the Investors Company for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the issuance and sale of the Investor Shares.
Appears in 2 contracts
Samples: Stock Purchase Agreement (China Investment Corp), Stock Purchase Agreement (Aes Corp)
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors Company or any of its Subsidiaries or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the offering and sale of the Investor SharesOrdinary Shares and the ADSs hereunder.
Appears in 1 contract
No Broker’s Fees. Neither Aside from this Agreement, neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors Company or its Subsidiaries or the Placement Agent for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the offering and sale of the Investor Shares.
Appears in 1 contract
Samples: Placement Agency Agreement (Immtech Pharmaceuticals, Inc.)
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against it or the Investors DIP Notes Creditors for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering transactions contemplated by this Agreement or the sale any of the Investor SharesCredit Documents.
Appears in 1 contract
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors for a any brokerage commission, finder’s 's fee or like payment in connection with the Rights Offering or the sale of the Investor Shares.
Appears in 1 contract
Samples: Investment Agreement (S&W Seed Co)
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract or understanding with any Person (other than this Agreement) that would give rise to a valid claim against the Investors Purchaser or its Affiliates for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the sale of the Investor SharesTransaction.
Appears in 1 contract
No Broker’s Fees. Neither the Company nor any of its Material Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors Company or any of its Material Subsidiaries or the Underwriter for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the offering and sale of the Investor SharesStock or any transaction contemplated by this Agreement, the Registration Statement, the General Disclosure Package or the Prospectus.
Appears in 1 contract
No Broker’s Fees. Neither the Company nor any of its the Significant Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors any of them or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the offering and sale of the Investor SharesOffered Securities.
Appears in 1 contract
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors Investor for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the sale of the Investor Shares.
Appears in 1 contract
Samples: Equity Purchase and Commitment Agreement (Highland Capital Management Lp)
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors Company or any of its Subsidiaries for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the offering and sale of the Investor SharesSecurities.
Appears in 1 contract
No Broker’s Fees. Neither None of the Company nor any of or its Subsidiaries is a party to any Contract with any Person (other than this Agreement) that would give rise to a valid claim against the Investors Equity Backstop Parties for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the sale of the Investor Unsubscribed Shares.
Appears in 1 contract
Samples: Equity Backstop Commitment Agreement (Garrett Motion Inc.)
No Broker’s Fees. Neither the Company nor any of its Principal Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors Company or any of its Principal Subsidiaries or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the offering and sale of the Investor SharesSecurities.
Appears in 1 contract
No Broker’s Fees. Neither the Company nor any of its the Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors any of them or any Underwriter for a brokerage commission, finder’s 's fee or like payment in connection with the Rights Offering or the offering and sale of the Investor SharesSecurities, except as described in each of the Time of Sale Information and the Prospectus.
Appears in 1 contract
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors Company or any of its Subsidiaries or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the offering and sale of the Investor SharesShares and the Warrants.
Appears in 1 contract
No Broker’s Fees. Neither the Company nor any of its the Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors Company or any of the Subsidiaries or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the offering and sale of the Investor Shares.
Appears in 1 contract
Samples: Underwriting Agreement (Petroleum Development Corp)
No Broker’s Fees. Neither the Company nor any of its the Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors Company or the Subsidiaries or you for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the offering and sale of the Investor Shares.
Appears in 1 contract
Samples: Purchase Agreement (Utek Corp)
No Broker’s Fees. Neither the Company nor any of its the Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors any of them or any Underwriter for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the offering and sale of the Investor Shares.
Appears in 1 contract
Samples: Underwriting Agreement (InvenTrust Properties Corp.)
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors Company or its Subsidiaries or the Placement Agents for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the offering and sale of the Investor Shares.
Appears in 1 contract
Samples: Placement Agency Agreement (Sangamo Biosciences Inc)
No Broker’s Fees. Neither None of the Company nor Company, Holdings or any of its the Significant Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against any of them or the Investors Initial Purchaser for a brokerage commission, finder’s fee or other like payment in connection with the Rights Offering or the offering and sale of the Investor SharesSecurities.
Appears in 1 contract
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract with any Person (other than this Agreement) that would give rise to a valid claim against the Investors Plan Sponsors for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering Emergence Equity Purchase, the Additional Capital Commitment or the sale of the Investor SharesEmergence Equity Units or the Additional Capital Commitment Units or the transactions contemplated hereby or thereby.
Appears in 1 contract
Samples: Unit Purchase and Support Agreement (Horsehead Holding Corp)
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors Company or any of its Subsidiaries or the Placement Agent for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the offering and sale of the Investor SharesShares and the Warrants.
Appears in 1 contract
Samples: Placement Agency Agreement (Synthetic Biologics, Inc.)
No Broker’s Fees. Neither the Company Corporation nor any of its Subsidiaries is a party to any Contract commitment, understanding, agreement or other instrument with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors Corporation or any of its Subsidiaries or any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with the Rights Offering or the sale of the Investor SharesOffering.
Appears in 1 contract
No Broker’s Fees. Neither the Company nor any of its Significant Subsidiaries is a party to any Contract contract, agreement or understanding with any Person (other than this Agreement) person that would give rise to a valid claim against the Investors Company or any of its subsidiaries or any underwriter for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the offering and sale of the Investor Shares.
Appears in 1 contract
Samples: Stock Purchase Agreement (Idt Corp)
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors Plan Sponsor for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the sale of the Investor SharesShares or the shares of New Common Stock.
Appears in 1 contract
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Company or any of its Subsidiaries or the Investors for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the sale of the Investor Shares.transactions contemplated by this Agreement
Appears in 1 contract
Samples: Commitment Agreement (Solutia Inc)
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is are a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors Company or its Subsidiaries or the Placement Agent for a brokerage commission, finder’s 's fee or like payment in connection with the Rights Offering or the offering and sale of the Investor Shares.
Appears in 1 contract
No Broker’s Fees. Neither the Company nor any of its Significant Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors any of them or any Initial Purchaser for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the offering and sale of the Investor SharesSecurities.
Appears in 1 contract
Samples: Purchase Agreement (Lci Industries)
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is are a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors Company or its Subsidiaries or the Placement Agents for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the offering and sale of the Investor Shares.
Appears in 1 contract
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors Company or its Subsidiaries or you for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the offering and sale of the Investor Shares.
Appears in 1 contract
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract with any Person (other than this AgreementCommitment Agreement and the Retention Agreements) that would give rise to a valid claim against the Investors Backstop Parties for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the sale of the Investor Backstop Shares.
Appears in 1 contract
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors Plan Sponsorany Backstop Party for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the sale of the Investor SharesShares or the shares of New Common Stock.
Appears in 1 contract
No Broker’s Fees. Neither Except as otherwise disclosed to Agent, neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors Company or any of its Subsidiaries or the Agent for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the offering and sale of the Investor Shares.Placement Shares or any transaction contemplated by this Agreement, the Registration Statement or the Prospectus. (ss)
Appears in 1 contract
No Broker’s Fees. Neither None of the Company nor any of or its Subsidiaries is a party to any Contract with any Person (other than this Agreement) that would give rise to a valid claim against the Investors Equity Backstop Parties for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering Offerings or the sale of the Investor SharesUnsubscribed Shares or the issuance of Convertible Series A Preferred Shares on account of the Subscription Rights issued on account of the Backstop Commitment Fee Allocation.
Appears in 1 contract
Samples: Replacement Equity Backstop Commitment Agreement (Garrett Motion Inc.)
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors Company or any of its Subsidiaries or any Underwriter for a brokerage commission, finder’s 's fee or like payment in connection with the Rights Offering or the offering and sale of the Investor Shares.
Appears in 1 contract
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors any of them or any Initial Purchaser for a brokerage commission, finder’s fee or other like payment in connection with the Rights Offering or the offering and sale of the Investor SharesSecurities contemplated hereby.
Appears in 1 contract
Samples: Purchase Agreement (Forest Oil Corp)
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors Company or any of its Subsidiaries or the Underwriters for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the offering and sale of the Investor SharesSecurities.
Appears in 1 contract
Samples: Underwriting Agreement (Hudson Valley Holding Corp)
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors Company or its Subsidiaries or the Placement Agent for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the offering and sale of the Investor SharesSecurities.
Appears in 1 contract
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract with any Person (other than this Agreement) that would give rise to a valid claim against the Investors Commitment Parties for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the sale of the Investor SharesRights Offering Securities.
Appears in 1 contract
Samples: Equity Commitment Agreement
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors Company or any of its Subsidiaries or the Agents for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the offering and sale of the Investor Placement Shares.
Appears in 1 contract
Samples: Equity Distribution Agreement (Ramco Gershenson Properties Trust)
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract with any Person (other than this Agreement) that would give rise to a valid claim against the Investors Commitment Parties for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering Offerings or the sale of the Investor Unsubscribed Shares.
Appears in 1 contract
Samples: Backstop Commitment Agreement (Momentive Performance Materials Inc.)
No Broker’s Fees. Neither the Company Investor nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person (other than this Agreement) that would give rise to a valid claim against the Investors Company for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the issuance and sale of the Investor Shares; provided that the foregoing excludes the existing engagement by the Company of a single worldwide recognized financial advisor with respect to the MP Division.
Appears in 1 contract
Samples: Stock Purchase Agreement (Chindex International Inc)
No Broker’s Fees. Neither the Company nor any of its the Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than as contemplated by this Agreement) that would give rise to a valid claim against the Investors Company or any of the Subsidiaries or the Agent for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the offer and sale of the Investor any Shares.
Appears in 1 contract
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors Company or its Subsidiaries for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the offering and sale of the Investor Shares.
Appears in 1 contract
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors Company or its Subsidiaries for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the offering and sale of the Investor SharesSecurities.
Appears in 1 contract
Samples: Securities Purchase Agreement (Acacia Research Corp)
No Broker’s Fees. Neither Other than the Co-Placement Agent, neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors Company or any of its Subsidiaries or the Placement Agents for a brokerage commission, finder’s 's fee or like payment in connection with the Rights Offering or the offering and sale of the Investor Shares.
Appears in 1 contract
Samples: Placement Agency Agreement (Ariad Pharmaceuticals Inc)
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors any of them or any Underwriter for a brokerage commission, finder’s fee or other like payment in connection with the Rights Offering or the offering and sale of the Investor SharesSecurities contemplated hereby.
Appears in 1 contract
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against Purchaser, the Investors Company or any of its Subsidiaries for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the sale of the Investor Sharestransaction contemplated by this Agreement.
Appears in 1 contract
No Broker’s Fees. Neither the Company Investor nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person (other than this Agreement) person that would give rise to a valid claim against the Investors Company for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the issuance and sale of the Investor SharesShares or the funding of the Loan.
Appears in 1 contract
No Broker’s Fees. Neither the Company nor any of its the Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors Company or any of the Subsidiaries or any Initial Purchaser for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the offering and sale of the Investor SharesSecurities.
Appears in 1 contract
No Broker’s Fees. Neither Except as would not have a Material Adverse Effect, neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors Company or any of its Subsidiaries or the Underwriter for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the offering and sale of the Investor SharesSecurities.
Appears in 1 contract
Samples: Underwriting Agreement (Texas Capital Bancshares Inc/Tx)
No Broker’s Fees. Neither the Company nor any of its Subsidiaries subsidiary is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors Company or the Agent for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering transactions contemplated by this Agreement or the sale of the Investor SharesProspectus.
Appears in 1 contract
Samples: Open Market Sale Agreement (Constellation Pharmaceuticals Inc)
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person (other than this Agreement) person that would give rise to a valid claim against the Investors Investor for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the issuance and sale of the Investor SharesShares or the funding of the Loan.
Appears in 1 contract
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors any of them or any Initial Purchaser for a brokerage commission, finder’s 's fee or like payment in connection with the Rights Offering or the offering and sale of the Investor SharesSecurities.
Appears in 1 contract
No Broker’s Fees. Neither the Company Investor nor any of its Subsidiaries Affiliates is a party to any Contract contract, agreement or understanding with any Person (other than this Agreement) that would give rise to a valid claim against the Investors Company for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the issuance and sale of the Investor Shares.
Appears in 1 contract
Samples: Stock Purchase Agreement (Natures Sunshine Products Inc)
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors Company or any of its Subsidiaries or the Underwriter for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the offering and sale of the Investor SharesStock.
Appears in 1 contract
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors Company or any of its Subsidiaries or the Placement Agent for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the offering and sale of the Investor Shares.
Appears in 1 contract
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person (other than this Agreement) that would give rise to a valid claim against the Investors Investor for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the issuance and sale of the Investor Shares.
Appears in 1 contract
No Broker’s Fees. Neither the Company nor any of its Significant Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors Company or any of its Significant Subsidiaries or any Agent for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the offering and sale of the Investor SharesPlacement Shares pursuant to this Agreement.
Appears in 1 contract
Samples: Sales Agreement (Hut 8 Corp.)
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors Company or any of its Subsidiaries or the Underwriters for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the offering and sale of the Investor SharesStock or any transaction contemplated by this Agreement.
Appears in 1 contract
No Broker’s Fees. Neither the Company nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person person (other than this Agreement) that would give rise to a valid claim against the Investors Company or any of its subsidiaries or the Distribution Agent for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or the offering and sale of the Investor Placement Shares.
Appears in 1 contract
Samples: Equity Distribution Agreement (Penns Woods Bancorp Inc)
No Broker’s Fees. Neither the Company Corporation nor any of its Subsidiaries is a party to any Contract contract, agreement or understanding with any Person (other than this Agreement) that would give rise to a valid claim against the Investors Strul for a brokerage commission, finder’s fee or like payment in connection with the Rights Offering or transactions contemplated by the sale of the Investor SharesTransaction Documents.
Appears in 1 contract
