Common use of No Cease Trade Orders Clause in Contracts

No Cease Trade Orders. No order ceasing or suspending trading in securities of the Corporation or prohibiting the sale of securities by the Corporation has been issued by an exchange or securities regulatory authority, and no proceedings for this purpose have been instituted, or are, to the Corporation’s knowledge, pending, contemplated or threatened;

Appears in 12 contracts

Samples: Underwriting Agreement (Hudbay Minerals Inc.), Underwriting Agreement (Prophecy Development Corp.), Underwriting Agreement (DHX Media Ltd.)

AutoNDA by SimpleDocs

No Cease Trade Orders. No order ceasing or suspending trading in the securities of the Corporation or prohibiting the sale of securities by the Corporation has been issued by an exchange or securities regulatory authority, and no proceedings for this purpose have been instituted, or are, to the Corporation’s knowledge, pending, contemplated or threatened;.

Appears in 8 contracts

Samples: Underwriting Agreement (Valens Company, Inc.), Underwriting Agreement (Valens Company, Inc.), Underwriting Agreement (Valens Company, Inc.)

No Cease Trade Orders. No order ceasing or suspending trading in the securities of the Corporation Issuer or prohibiting the sale of securities by the Corporation Issuer has been issued by an exchange or securities regulatory authority, and no proceedings for this purpose have been instituted, or are, to the CorporationBest of the Issuer’s knowledgeKnowledge, pending, contemplated or threatened;.

Appears in 3 contracts

Samples: Equity Distribution Agreement, Equity Distribution Agreement, Equity Distribution Agreement

No Cease Trade Orders. No order or ruling suspending the sale or ceasing or suspending the trading in any securities of the Corporation or prohibiting the sale of securities by the Corporation Borrower has been issued by an exchange or any securities regulatory authority, authority and is continuing in effect and no proceedings for this that purpose have been instituted, or areinstituted or, to the Corporation’s knowledgebest knowledge of the Borrower, are pending, contemplated or threatened;threatened by any regulatory authority.

Appears in 3 contracts

Samples: Stream Credit Agreement (Golden Phoenix Minerals Inc), Stream Credit Agreement (Golden Phoenix Minerals Inc), Stream Credit Agreement (Golden Phoenix Minerals Inc)

No Cease Trade Orders. No order ceasing or suspending trading in securities of the Corporation Company or prohibiting the sale of securities by the Corporation Company has been issued by an exchange or securities regulatory authority, and no proceedings for this purpose have been instituted, or are, to the CorporationCompany’s knowledge, pending, contemplated or threatened;

Appears in 3 contracts

Samples: Underwriting Agreement (Immunovaccine Inc.), Underwriting Agreement (Immunovaccine Inc.), Underwriting Agreement

No Cease Trade Orders. No order ceasing or suspending trading in securities of the Corporation or prohibiting the sale of securities by the Corporation has been issued by an exchange or securities regulatory authority, and no proceedings for this purpose have been instituted, or are, to the Corporation’s 's knowledge, pending, contemplated or threatened;

Appears in 3 contracts

Samples: Underwriting Agreement, Underwriting Agreement, Underwriting Agreement

No Cease Trade Orders. No order preventing, ceasing or suspending trading in any securities of the Corporation or prohibiting the issue and sale of securities by the Corporation has been issued by an exchange or securities regulatory authority, and no proceedings for this purpose either of such purposes have been instituted, or areinstituted or, to the best of the knowledge of the Corporation’s knowledge, are pending, contemplated or threatened;.

Appears in 2 contracts

Samples: Underwriting Agreement (Energy Fuels Inc), Agency Agreement (Quest Rare Minerals Ltd.)

No Cease Trade Orders. No order ceasing or suspending trading in securities of the Corporation Company or prohibiting the sale of securities by the Corporation Company has been issued by an exchange or securities regulatory authoritySecurities Regulator, and no proceedings for this purpose have been instituted, or are, to the CorporationCompany’s knowledge, pending, contemplated or threatened;

Appears in 2 contracts

Samples: Underwriting Agreement, Agency Agreement (Avino Silver & Gold Mines LTD)

No Cease Trade Orders. No order order, ruling or determination having the effect of ceasing or suspending trading in any securities of the Corporation or prohibiting the sale of the Units or any of the Corporation’s issued securities by the Corporation has been being issued by an exchange or securities regulatory authority, and no proceedings proceeding for this such purpose have been instituted, or arebeing pending or, to the knowledge of the Corporation’s knowledge, pending, contemplated threatened by any securities regulatory authority or threatened;the Stock Exchange.

Appears in 2 contracts

Samples: Underwriting Agreement, Underwriting Agreement

No Cease Trade Orders. No order ceasing or suspending trading in the Subordinated Voting Shares or other securities of the Corporation or prohibiting the issuance or sale of securities by the Corporation Offered Securities or the issuance of the Compensation Securities has been issued by an exchange or securities any regulatory authorityauthority which is continuing in effect and, and to the knowledge of the Corporation, no proceedings for this such purpose have has been instituted, threatened or are, to the Corporation’s knowledge, are pending, contemplated or threatened;.

Appears in 2 contracts

Samples: Underwriting Agreement, Agency Agreement

No Cease Trade Orders. No order order, ruling or determination having the effect of suspending the sale or ceasing or suspending the trading in any securities of the Corporation or prohibiting the sale of securities by the Corporation Company has been issued by an exchange or securities any regulatory authority, authority and is continuing in effect and no proceedings for this that purpose have been instituted, or areinstituted or, to the Corporation’s knowledgeknowledge of the Company, are pending, contemplated or threatened;threatened by any regulatory authority.

Appears in 2 contracts

Samples: Agreement (WonderFi Technologies Inc.), Business Combination Agreement (WonderFi Technologies Inc.)

No Cease Trade Orders. No order ceasing or suspending trading in securities of the Corporation Borrower or prohibiting the sale of securities by the Corporation Borrower has been issued by an exchange and the Borrower has not been served with or securities regulatory authority, and no otherwise received notice of or become aware of any proceedings for this purpose have having been instituted, or are, to the Corporation’s knowledge, being pending, contemplated or threatened;.

Appears in 2 contracts

Samples: Loan Agreement (Rubicon Minerals Corp), Loan Agreement (North American Palladium LTD)

No Cease Trade Orders. No order ceasing or suspending trading in securities of the Corporation Company or prohibiting the sale of securities by the Corporation Company has been issued by an exchange or securities regulatory authority, and no proceedings for this purpose have been instituted, or are, to the CorporationCompany’s knowledge, pending, contemplated or threatened;.

Appears in 2 contracts

Samples: Underwriting Agreement (Hudbay Minerals Inc.), Underwriting Agreement

No Cease Trade Orders. No order order, ruling or determination having the effect of suspending the sale or ceasing the trading of the common shares or suspending trading in any other securities of the Corporation or prohibiting the sale of securities by the Corporation Company has been issued to the Company or made by an any Securities Regulator or exchange or securities any other regulatory authority, authority and is continuing in effect and no proceedings for this that purpose have been instituted, instituted or areare pending or, to the Corporation’s best of the knowledge, pending, information and belief of the Company are contemplated or threatened;threatened by any such authority or under any Securities Laws.

Appears in 2 contracts

Samples: Subscription Agreement (Zijin Mining Group Co., Ltd.), Subscription Agreement (Zijin Mining Group Co., Ltd.)

No Cease Trade Orders. No order ceasing or suspending trading in securities of the Corporation or prohibiting the sale of securities by the Corporation has been issued by an exchange or securities regulatory authority, and no proceedings for this purpose have been instituted, or areare pending, threatened, or, to the knowledge of the Corporation’s knowledge, pending, contemplated or threatenedcontemplated;

Appears in 1 contract

Samples: Underwriting Agreement (CRH Medical Corp)

No Cease Trade Orders. No order ceasing or suspending trading in the Common Shares or other securities of the Corporation or prohibiting the issuance or sale of securities by the Corporation Offered Securities or the issuance of the Compensation Securities has been issued by an exchange or securities regulatory authorityand to the knowledge of the Corporation, and no proceedings for this such purpose have has been instituted, threatened or are, to the Corporation’s knowledge, are pending, contemplated or threatened;.

Appears in 1 contract

Samples: Agency Agreement

No Cease Trade Orders. No order ceasing or suspending trading in the securities of the Corporation Company or prohibiting the sale of securities by the Corporation Company has been issued by an exchange or securities regulatory authority, and no proceedings for this purpose have been instituted, or are, to the CorporationCompany’s knowledge, pending, contemplated or threatened;.

Appears in 1 contract

Samples: Underwriting Agreement

No Cease Trade Orders. No securities commission, stock exchange or comparable authority has issued any order ceasing preventing or suspending the distribution of the Offered Securities or the Broker Warrants or the trading in of securities of the Corporation or prohibiting the sale of securities by the Corporation has been issued by an exchange or securities regulatory authority, and no proceedings for this purpose have been instituted, or aregenerally and, to the Corporation’s knowledge, there is no investigation, inquiry or proceeding for this purpose that has been commenced or which is pending, contemplated or threatened;.

Appears in 1 contract

Samples: Agency Agreement

No Cease Trade Orders. No order ceasing or suspending trading in the securities of the Corporation or prohibiting the sale of securities by the Corporation has been issued by an exchange exchange, a Securities Commission, the SEC or a similar securities regulatory authority, and no proceedings for this purpose have been instituted, or are, to the Corporation’s knowledge, pending, contemplated or threatened;.

Appears in 1 contract

Samples: Underwriting Agreement (Cronos Group Inc.)

No Cease Trade Orders. No order order, ruling or determination having the effect of suspending the sale or ceasing or suspending the trading in any securities of the Corporation or prohibiting the sale of securities by the Corporation Purchaser has been issued by an exchange or securities any regulatory authority, authority and is continuing in effect and no proceedings for this that purpose have been instituted, or areinstituted or, to the Corporation’s knowledgeknowledge of the Purchaser, are pending, contemplated or threatened;threatened by any regulatory authority.

Appears in 1 contract

Samples: Business Combination Agreement (WonderFi Technologies Inc.)

No Cease Trade Orders. No order order, ruling or determination having the effect of suspending the sale or ceasing or suspending the trading in any securities of the Corporation or prohibiting the sale of securities by the Corporation Company has been issued by an exchange or securities any regulatory authority, authority and is continuing in effect and no proceedings for this that purpose have been instituted, or areinstituted or, to the Corporation’s knowledgeknowledge of the Company, are pending, contemplated or threatenedthreatened by any regulatory authority;

Appears in 1 contract

Samples: Underwriting Agreement (enCore Energy Corp.)

No Cease Trade Orders. No order ceasing or suspending trading in the securities of the Corporation or prohibiting the sale of securities by the Corporation has been issued by an exchange a Securities Regulator or securities any similar regulatory authority, and no proceedings for this purpose have been instituted, or are, to the Corporation’s knowledge, pending, contemplated or threatened;.

Appears in 1 contract

Samples: Underwriting Agreement

AutoNDA by SimpleDocs

No Cease Trade Orders. No order ceasing or suspending trading in the Common Shares or other securities of the Corporation or prohibiting the issuance or sale of securities by the Corporation Offered Securities or the issuance of the Broker Securities has been issued by an exchange or securities any regulatory authorityauthority which is continuing in effect, and to the knowledge of the Corporation, no proceedings for this such purpose have has been instituted, threatened or are, to the Corporation’s knowledge, are pending, contemplated or threatened;.

Appears in 1 contract

Samples: Agency Agreement

No Cease Trade Orders. No Neither the Commission, the SEC, any other securities regulatory authority, any stock exchange nor any similar regulatory authority has issued any order ceasing which is currently outstanding preventing or suspending trading in any securities of the Corporation or prohibiting the sale use of securities by the Corporation has been issued by an exchange or securities regulatory authorityany Offering Documents, and no proceedings for this purpose such purposes have been instituted, instituted or areare pending or, to the knowledge of the Corporation’s knowledge, pending, contemplated or are threatened;.

Appears in 1 contract

Samples: Underwriting Agreement (Colliers International Group Inc.)

No Cease Trade Orders. No Securities Authority or other Governmental Entity or any similar regulatory authority in any jurisdiction has issued any order ceasing or suspending trading in securities of the Corporation which is currently outstanding preventing or prohibiting the sale of securities by the Corporation has been issued by an exchange or securities regulatory authorityCompany Shares, and no proceedings for this purpose have been institutedsuch proceeding is pending, or arecontemplated or, to the Corporation’s knowledgeknowledge of the Company, pending, contemplated or threatened;.

Appears in 1 contract

Samples: Arrangement Agreement (SolarBank Corp)

No Cease Trade Orders. No securities commission or any similar regulatory authority in any jurisdiction has issued any order ceasing which is currently outstanding preventing or suspending trading in any securities of the Corporation or prohibiting the sale of securities by the Corporation has been issued by an exchange or securities regulatory authorityCompany, and no proceedings for this purpose have been instituted, or aresuch proceeding is, to the Corporation’s knowledgeknowledge of the Company, pending, contemplated or threatened;, and the Company is not in default of any requirement of Applicable Securities Laws which would have a Material Adverse Effect on the Offering or the Company.

Appears in 1 contract

Samples: Underwriting Agreement (Gammon Gold Inc.)

No Cease Trade Orders. No Except as disclosed in the Public Disclosure Documents, no order ceasing or suspending trading in the securities of the Corporation Company or prohibiting the sale of securities by the Corporation Company has been issued by an exchange or securities regulatory authority, and no proceedings for this purpose have been instituted, or are, to the CorporationCompany’s knowledge, pending, contemplated or threatened;.

Appears in 1 contract

Samples: Agency Agreement

No Cease Trade Orders. No Securities Authority or other Governmental Entity or any similar regulatory authority in any jurisdiction has issued any order ceasing which is currently outstanding preventing or suspending trading in any securities of the Corporation or prohibiting the sale of securities by the Corporation has been issued by an exchange or securities regulatory authorityBuyer, and no proceedings for this purpose have been instituted, or areand, to the Corporation’s knowledgeknowledge of the Buyer, no such proceeding is pending, contemplated or threatened;.

Appears in 1 contract

Samples: Arrangement Agreement (SolarBank Corp)

No Cease Trade Orders. No order order, ruling or determination having the effect of suspending the sale or ceasing or suspending the trading in any securities of the Corporation or prohibiting the sale of securities by the Corporation Company has been issued by an exchange or securities any regulatory authorityauthority and is continuing in effect, and no proceedings for this that purpose have been instituted, or areinstituted or, to the Corporation’s knowledgeknowledge of the Company, are pending, contemplated or threatened;threatened by any regulatory authority.

Appears in 1 contract

Samples: Arrangement Agreement

No Cease Trade Orders. No order ceasing or suspending trading in any securities of the Corporation or prohibiting the sale of any securities by the Corporation has been issued by an exchange or securities regulatory authority, and no proceedings for this purpose have been instituted, or are, to the Corporation’s 's knowledge, pending, contemplated or threatened;.

Appears in 1 contract

Samples: Underwriting Agreement (KWESST Micro Systems Inc.)

No Cease Trade Orders. No order ceasing or suspending trading in any securities of the Corporation Company or prohibiting the issue or sale of the Offered Securities or the trading of any of the Company’s issued securities by the Corporation has been issued by an exchange or securities regulatory authority, and no proceedings for this such purpose have been instituted, or arethreatened or, to the Corporation’s knowledgeknowledge of the Company, are pending, contemplated or threatened;

Appears in 1 contract

Samples: Underwriting Agreement (Rubicon Minerals Corp)

No Cease Trade Orders. No order order, ruling or determination having the effect of suspending the sale or ceasing the trading of the Common Shares or suspending trading in any other securities of the Corporation or prohibiting the sale of securities by the Corporation has been issued or made by an any Regulatory Authority or exchange or securities any other regulatory authority, authority and is continuing in effect and no proceedings for this that purpose have been instituted, instituted or areare pending or, to the knowledge of the Corporation’s knowledge, pending, are contemplated or threatened;threatened by any such authority or under any Securities Laws.

Appears in 1 contract

Samples: Agency Agreement

No Cease Trade Orders. No order ceasing or suspending trading in securities of the Corporation Borrower or prohibiting the sale of securities by the Corporation Borrower has been issued by an exchange and the Borrower has not been served with or securities regulatory authority, and no proceedings otherwise received notice of or become aware of any Proceedings for this purpose have having been instituted, or are, to the Corporation’s knowledge, being pending, contemplated or threatened;.

Appears in 1 contract

Samples: Consolidated Loan Agreement (Liminal BioSciences Inc.)

No Cease Trade Orders. No order ceasing or suspending trading in securities of the Corporation Company or prohibiting the sale of securities by the Corporation Company has been issued by an exchange or securities regulatory authorityauthority and remains outstanding, and no proceedings for this purpose have been instituted, or are, to the CorporationCompany’s knowledge, pending, contemplated or threatened;.

Appears in 1 contract

Samples: Underwriting Agreement

No Cease Trade Orders. No current order ceasing or suspending trading in securities of the Corporation Company or prohibiting the sale of securities by the Corporation Company has been issued by an exchange or securities regulatory authority, and no proceedings for this purpose have been instituted, or are, to the CorporationCompany’s knowledge, pending, contemplated or threatened;.

Appears in 1 contract

Samples: Underwriting Agreement

Time is Money Join Law Insider Premium to draft better contracts faster.