Common use of No Filings, Regulatory Approvals etc Clause in Contracts

No Filings, Regulatory Approvals etc. No filing with, or approval, authorization, consent, license, registration, qualification, if any as may be required, order or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the due authorization, execution and delivery by the Company of this Agreement and the other Company Program Documents or for the performance by the Company of its obligations under this Agreement and the other Company Program Documents, except (a) as otherwise set forth in the Prospectus, (b) as have been obtained or rendered, as the case may be, (c) as may be necessary or required under state or foreign securities or blue sky laws or any rules or regulations of any securities exchange and (d) with respect to any applicable insurance laws, regulations, rulings, policies and guidelines addressed in the memorandum of Company Counsel received by the Agents pursuant to Section 6(b)(vii) hereof and/or the opinion of Company Counsel received by the Agents pursuant to Section 6(b)(viii) hereof.

Appears in 2 contracts

Samples: Ing Usa Annuity & Life Insurance Co, Ing Usa Annuity & Life Insurance Co

AutoNDA by SimpleDocs

No Filings, Regulatory Approvals etc. No filing with, or approval, authorization, consent, license, registration, qualification, if any as may be required, order or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the due authorization, execution and delivery by the Company of this Agreement and the other Company Program Documents or for the performance by the Company of its obligations under this Agreement and the other Company Program Documents, except (a) as otherwise set forth in the Time of Sale Prospectus, (b) as have been obtained or rendered, as the case may be, (cb) as may be necessary or required under state or foreign securities or blue sky laws or any rules or regulations of any securities exchange and (dc) with respect to any applicable insurance laws, regulations, rulings, policies and guidelines addressed in the memorandum of Company Counsel received by the Agents pursuant to Section 6(b)(vii) hereof and/or the opinion of Company Counsel received by the Agents pursuant to Section 6(b)(viii) hereof.

Appears in 2 contracts

Samples: Distribution Agreement (Ge Life & Annuity Assurance Co), Distribution Agreement (Ge Life & Annuity Assurance Co)

No Filings, Regulatory Approvals etc. No filing with, or approval, authorization, consent, license, registration, qualification, if any as may be required, order or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the due authorization, execution and delivery by the Company of this Agreement and the other Company Program Documents or for the performance by the Company of its obligations under this Agreement and the other Company Program Documents, except (aA) as otherwise set forth in the applicable Time of Sale Prospectus, (bB) as have been obtained or rendered, as the case may be, (cC) as may be necessary or required under state or foreign securities or blue sky laws or any rules or regulations of any securities exchange and (dD) with respect to any applicable insurance laws, regulations, rulings, policies and guidelines addressed in the memorandum of Company Counsel received by the Agents pursuant to Section 6(b)(vii7(b)(x) hereof and/or the opinion of Company Counsel received by the Agents pursuant to Section 6(b)(viii7(b)(xi) hereof.

Appears in 1 contract

Samples: Distribution Agreement (Ing Usa Annuity & Life Insurance Co)

No Filings, Regulatory Approvals etc. No filing with, or approval, authorization, consent, license, registration, qualification, if any as may be required, order or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the due authorization, execution and delivery by the Company of this Agreement and the other Company Program Documents or for the performance by the Company of its obligations under this Agreement and the other Company Program Documents, except (aA) as otherwise set forth in the applicable Time of Sale Prospectus, (bB) as have been obtained or rendered, as the case may be, (cC) as may be necessary or required under state or foreign securities or blue sky laws or any rules or regulations of any securities exchange and (dD) with respect to any applicable insurance laws, regulations, rulings, policies and guidelines addressed in the memorandum of Company Counsel received by the Agents pursuant to Section 6(b)(vii7(b)(vii) hereof and/or the opinion of Company Counsel received by the Agents pursuant to Section 6(b)(viii7(b)(viii) hereof.

Appears in 1 contract

Samples: Distribution Agreement (Ing Usa Annuity & Life Insurance Co)

AutoNDA by SimpleDocs

No Filings, Regulatory Approvals etc. No filing with, or approval, authorization, consent, license, registration, qualification, if any as may be required, order or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the due authorization, execution and delivery by the Company Trust of this Agreement and the other Company Trust Program Documents or for the performance by the Company such Trust of its obligations under this Agreement and the other Company Trust Program Documents, except (aA) as otherwise set forth in the applicable Time of Sale Prospectus, (bB) as have been obtained or rendered, as the case may be, (cC) as may be necessary or required under state or foreign securities or blue sky laws or any rules or regulations of any securities exchange and (dD) with respect to any applicable insurance laws, regulations, rulings, policies and guidelines addressed in the memorandum of Company Counsel received by the Agents pursuant to Section 6(b)(vii7(b)(x) hereof and/or the opinion of Company Counsel received by the Agents pursuant to Section 6(b)(viii7(b)(xi) hereof.

Appears in 1 contract

Samples: Distribution Agreement (Ing Usa Annuity & Life Insurance Co)

No Filings, Regulatory Approvals etc. No filing with, or approval, authorization, consent, license, registration, qualification, if any as may be required, order or decree of, any court or governmental authority or agency, domestic or foreign, is necessary or required for the due authorization, execution and delivery by the Company Trust of this Agreement and the other Company Trust Program Documents or for the performance by the Company such Trust of its obligations under this Agreement and the other Company Trust Program Documents, except (aA) as otherwise set forth in the applicable Time of Sale Prospectus, (bB) as have been obtained or rendered, as the case may be, (cC) as may be necessary or required under state or foreign securities or blue sky laws or any rules or regulations of any securities exchange and (dD) with respect to any applicable insurance laws, regulations, rulings, policies and guidelines addressed in the memorandum of Company Counsel received by the Agents pursuant to Section 6(b)(vii7(b)(vii) hereof and/or the opinion of Company Counsel received by the Agents pursuant to Section 6(b)(viii7(b)(viii) hereof.

Appears in 1 contract

Samples: Distribution Agreement (Ing Usa Annuity & Life Insurance Co)

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!