Common use of No Financial Advisors Clause in Contracts

No Financial Advisors. Except as set forth on Section 3.21 of the Parent Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage fee, finder’s fee, opinion fee, success fee, transaction fee or other fee or commission in connection with the Contemplated Transactions based upon arrangements made by or on behalf of Parent.

Appears in 7 contracts

Samples: Merger Agreement (Sunesis Pharmaceuticals Inc), Merger Agreement (Tocagen Inc), Merger Agreement (Gemphire Therapeutics Inc.)

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No Financial Advisors. Except as set forth on in Section 3.21 3.20 of the Parent Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage fee, finder’s fee, opinion fee, success fee, transaction fee or other fee or commission in connection with the Contemplated Transactions based upon arrangements made by or on behalf of ParentParent or any of its Subsidiaries.

Appears in 3 contracts

Samples: Merger Agreement (Kidpik Corp.), Agreement and Plan of Merger (MorphImmune Inc.), Merger Agreement (Immunome Inc.)

No Financial Advisors. Except as set forth on Section 3.21 4.21 of the Parent Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage fee, finder’s fee, opinion fee, success fee, transaction fee or other fee or commission in connection with the Contemplated Transactions based upon arrangements made by or on behalf of Parent.

Appears in 2 contracts

Samples: Merger Agreement (Neoleukin Therapeutics, Inc.), Merger Agreement (First Wave BioPharma, Inc.)

No Financial Advisors. Except as set forth on in Section 3.21 of the Parent Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage fee, finder’s fee, opinion fee, success fee, transaction fee or other fee or commission in connection with the Contemplated Transactions based upon arrangements made by or on behalf of ParentParent or any of its Subsidiaries.

Appears in 2 contracts

Samples: Merger Agreement (Angion Biomedica Corp.), Merger Agreement (AgeX Therapeutics, Inc.)

No Financial Advisors. Except as set forth on Section 3.21 of the Parent Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage fee, finder’s fee, opinion fee, success fee, transaction fee or other fee or commission in connection with the Contemplated Transactions based upon arrangements made by or on behalf of ParentParent or any of its Subsidiaries.

Appears in 2 contracts

Samples: Merger Agreement (Kubient, Inc.), Merger Agreement (Kubient, Inc.)

No Financial Advisors. Except as set forth on Section 3.21 3.18 of the Parent Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage fee, finder’s fee, opinion fee, success fee, transaction fee or other fee or commission in connection with the Contemplated Transactions based upon arrangements made by or on behalf of Parent.

Appears in 1 contract

Samples: Merger Agreement (Versartis, Inc.)

No Financial Advisors. Except as set forth on Section 3.21 of the Parent Disclosure Schedule, no broker, finder finder, or investment banker is entitled to any brokerage fee, finder’s fee, opinion fee, success fee, transaction fee or other fee or commission in connection with the Contemplated Transactions based upon arrangements made by or on behalf of ParentParent or any of its Subsidiaries.

Appears in 1 contract

Samples: Merger Agreement (Baudax Bio, Inc.)

No Financial Advisors. Except as set forth on Section 3.21 ‎‎3.20 of the Parent Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage fee, finder’s fee, opinion fee, success fee, transaction fee or other fee or commission in connection with the Contemplated Transactions to which it is a party based upon arrangements made by or on behalf of ParentParent or Merger Sub.

Appears in 1 contract

Samples: Merger Agreement (SciSparc Ltd.)

No Financial Advisors. Except as set forth on Section 3.21 ‎4.21 of the Parent Disclosure ScheduleLetter, no broker, finder or investment banker is entitled to any brokerage fee, finder’s fee, opinion fee, success fee, transaction fee or other fee or commission in connection with the Contemplated Transactions based upon arrangements made by or on behalf of Parent.

Appears in 1 contract

Samples: Merger Agreement (Pulmatrix, Inc.)

No Financial Advisors. Except as set forth on Section 3.21 4.15 of the Parent Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage fee, finder’s fee, opinion fee, success fee, transaction fee or other fee or commission in connection with the Contemplated Transactions based upon arrangements made by or on behalf of Parent.

Appears in 1 contract

Samples: Merger Agreement (Ikena Oncology, Inc.)

No Financial Advisors. Except as set forth on Section 3.21 3.20 of the Parent Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage fee, finder’s fee, opinion fee, success fee, transaction fee or other fee or commission in connection with the Contemplated Transactions based upon arrangements made by or on behalf of ParentParent or any of its Subsidiaries.

Appears in 1 contract

Samples: Agreement and Plan of Merger (Terra Tech Corp.)

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No Financial Advisors. Except as set forth on in Section 3.21 3.22 of the Parent Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage fee, finder’s fee, opinion fee, success fee, transaction fee or other fee or commission in connection with the Contemplated Transactions based upon arrangements made by or on behalf of ParentParent or any of its Subsidiaries.

Appears in 1 contract

Samples: Merger Agreement (Aduro Biotech, Inc.)

No Financial Advisors. Except as set forth on Section 3.21 3.20 of the Parent Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage fee, finder’s fee, opinion fee, success fee, transaction fee or other fee or commission in connection with the Contemplated Transactions based upon arrangements made by or on behalf of Parent. All such fees, as well as fees to the Parent Financial Advisor, are included within the Budget.

Appears in 1 contract

Samples: Merger Agreement (BioPharmX Corp)

No Financial Advisors. Except as set forth on Section 3.21 4.21 of the Parent Disclosure ScheduleLetter, no broker, finder or investment banker is entitled to any brokerage fee, finder’s fee, opinion fee, success fee, transaction fee or other fee or commission in connection with the Contemplated Transactions based upon arrangements made by or on behalf of Parent.

Appears in 1 contract

Samples: Merger Agreement (ARCA Biopharma, Inc.)

No Financial Advisors. Except as set forth on Section 3.21 3.20 of the Parent Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage fee, finder’s fee, opinion fee, success fee, transaction fee or other fee or commission in connection with the Contemplated Transactions based upon arrangements made by or on behalf of ParentParent or Merger Sub.

Appears in 1 contract

Samples: Merger Agreement (Conatus Pharmaceuticals Inc.)

No Financial Advisors. Except as set forth on Section 3.21 ‎3.21 of the Parent Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage fee, finder’s fee, opinion fee, success fee, transaction fee or other fee or commission in connection with the Contemplated Transactions based upon arrangements made by or on behalf of ParentParent or any of its Subsidiaries.

Appears in 1 contract

Samples: Merger Agreement (Anchiano Therapeutics Ltd.)

No Financial Advisors. Except as set forth on Section 3.21 3.6 of the Parent Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage fee, finder’s fee, opinion fee, success fee, transaction fee or other fee or commission in connection with the Contemplated Transactions based upon arrangements made by or on behalf of Parent.

Appears in 1 contract

Samples: Agreement and Plan of Merger and Reorganization (Portage Biotech Inc.)

No Financial Advisors. Except as set forth on Section 3.21 3.20 of the Parent Disclosure Schedule, no broker, finder or investment banker is entitled to any brokerage fee, finder’s fee, opinion fee, success fee, transaction fee or other fee or commission in connection with the Contemplated Transactions based upon arrangements made by or on behalf of Parent.

Appears in 1 contract

Samples: Merger Agreement (NTN Buzztime Inc)

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