No General Solicitation or Advertising in Regard to this Transaction. Neither the Company nor any of its affiliates nor, to the knowledge of the Company, any person acting on its or their behalf (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D) or general advertising with respect to the sale of the Convertible Debentures or the Warrants, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Convertible Debentures, the Conversion Shares, the Warrants or the Warrant Shares under the Securities Act.
Appears in 7 contracts
Samples: Convertible Debenture and Warrants Purchase Agreement (Famous Fixins Inc), Loan Agreement (Avanir Pharmaceuticals), Convertible Debenture and Warrants Purchase Agreement (Famous Fixins Inc)
No General Solicitation or Advertising in Regard to this Transaction. Neither the Company nor any of its affiliates nor, to the knowledge of the Company, any person acting on its or their behalf (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D) or general advertising with respect to the sale of the Convertible Debentures Shares or the Warrants, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Convertible Debentures, the Conversion Shares, the Warrants or the Warrant Shares under the Securities Act.
Appears in 5 contracts
Samples: Common Stock and Warrants Purchase Agreement (Focus Enhancements Inc), Common Stock and Warrants Purchase Agreement (Vfinance Com), Common Stock and Warrants Purchase Agreement (Focus Enhancements Inc)
No General Solicitation or Advertising in Regard to this Transaction. Neither the Company nor any of its affiliates nor, to the knowledge of the Company, any person acting on its or their behalf (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D) or general advertising with respect to the sale of the Convertible Debentures or the Warrants, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Convertible Debentures, Debentures or the Conversion Shares and the Warrants and Warrant Shares, the Warrants or the Warrant Shares under the Securities Act.
Appears in 3 contracts
Samples: Convertible Debentures and Warrants Purchase Agreement (Calypte Biomedical Corp), Convertible Debenture and Warrants Purchase Agreement (Famous Fixins Inc), Convertible Debenture and Warrants Purchase Agreement (Famous Fixins Inc)
No General Solicitation or Advertising in Regard to this Transaction. Neither the Company nor any of its affiliates nor, to the knowledge of the Company, nor any distributor or any person acting on its or their behalf (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D) or general advertising with respect to the sale any of the Convertible Debentures Preferred Stock, the Conversion Shares, the Warrant or the WarrantsWarrant Shares, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Convertible DebenturesPreferred Stock, the Conversion Shares, the Warrants Warrant or the Warrant Shares under the Securities Act.
Appears in 3 contracts
Samples: Preferred Stock Purchase Agreement (Integrated Surgical Systems Inc), Preferred Stock Purchase Agreement (Integrated Surgical Systems Inc), Preferred Stock Purchase Agreement (Integrated Surgical Systems Inc)
No General Solicitation or Advertising in Regard to this Transaction. Neither the Company nor any of its affiliates nor, to the knowledge of the Company, any person acting on its or their behalf (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D) or general advertising with respect to the sale of the Convertible Debentures Preferred Stock or the Warrants, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Convertible DebenturesPreferred Stock, the Conversion Shares, the Warrants or the Warrant Shares under the Securities Act.
Appears in 2 contracts
Samples: Convertible Preferred Stock and Warrants Purchase Agreement (Compositech LTD), Convertible Preferred Stock and Warrants Purchase Agreement (Sedona Corp)
No General Solicitation or Advertising in Regard to this Transaction. Neither the Company nor any of its affiliates nor, to the knowledge of the Company, any person acting on its or their behalf (ia) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D) or general advertising with respect to the sale of the Convertible Subordinated Debentures or the Warrants, or (iib) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Convertible Debentures, Subordinated Debentures or the Conversion Shares and the Warrants and Warrant Shares, the Warrants or the Warrant Shares under the Securities Act.
Appears in 2 contracts
Samples: Convertible Subordinated Debentures and Warrants Purchase Agreement (Fibercore Inc), Convertible Subordinated Debentures and Warrants Purchase Agreement (Acres Gaming Inc)
No General Solicitation or Advertising in Regard to this Transaction. Neither the Company nor any of its affiliates nor, to the knowledge of the Company, nor any distributor or any person acting on its or their behalf (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D) or general advertising in connection with respect to the offer and sale of the Convertible Debentures Preferred Stock, the Underlying Shares or the Warrants, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Convertible DebenturesPreferred Stock, the Conversion Shares, Underlying Shares or the Warrants or the Warrant Shares under the Securities Act.
Appears in 1 contract
No General Solicitation or Advertising in Regard to this Transaction. Neither the Company nor any of its affiliates nor, to the knowledge of the Company, any person acting on its or their behalf (ia) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D) or general advertising with respect to the sale of the Convertible Debentures Preferred Stock or the Warrants, or (iib) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Convertible Debentures, Preferred Stock or the Conversion Shares and the Warrants and Warrant Shares, the Warrants or the Warrant Shares under the Securities Act.
Appears in 1 contract
Samples: Convertible Preferred Stock and Warrants Purchase Agreement (Thinkpath Com Inc)
No General Solicitation or Advertising in Regard to this Transaction. Neither the Company nor any of its affiliates nor, to the knowledge of the Company, nor any distributor or any person acting on its or their behalf (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D) or general advertising with respect to the sale any of the Convertible Debentures Preferred Stock, the Conversion Shares, the Warrants or the WarrantsWarrant Shares, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Convertible DebenturesPreferred Stock, the Conversion Shares, the Warrants or the Warrant Shares under the Securities Act.
Appears in 1 contract
Samples: Preferred Stock Purchase Agreement (Integrated Surgical Systems Inc)
No General Solicitation or Advertising in Regard to this Transaction. Neither the Company nor any of its affiliates nor, to the knowledge of the Company, any person acting on its or their behalf (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D) or general advertising with respect to the sale of the Convertible Debentures or the Warrants, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the sale of the Convertible Debentures, the Conversion Shares, the Warrants or the Warrant Shares under the Securities Act.
Appears in 1 contract
Samples: Convertible Debentures and Warrants Purchase Agreement (Eco Soil Systems Inc)
No General Solicitation or Advertising in Regard to this Transaction. Neither the Company nor any of its affiliates nor, to the knowledge of the Company, any person acting on its or their behalf (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D) or general advertising with respect to the sale of the Convertible Debentures or the WarrantsDebentures, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Convertible Debentures, Debentures or the Conversion Shares, the Warrants or the Warrant Shares Shares, under the Securities Act.
Appears in 1 contract
Samples: Convertible Debentures and Warrants Purchase Agreement (Detour Media Group Inc)
No General Solicitation or Advertising in Regard to this Transaction. Neither the Company nor any of its affiliates nor, to the knowledge of the Company, any person acting on its or their behalf (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D) or general advertising with respect to the sale of the Convertible Debentures Debenture or the Warrants, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Convertible DebenturesDebenture, the Conversion Shares, the Warrants or the Warrant Shares under the Securities Act.
Appears in 1 contract
Samples: Convertible Debenture and Warrants Purchase Agreement (Stupid Pc Inc /Ga)
No General Solicitation or Advertising in Regard to this Transaction. Neither the Company nor any of its affiliates nor, to the knowledge of the Company, any person acting on its or their behalf (ibehalf(i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D) or general advertising with respect to the sale of the Convertible Debentures or the WarrantsDebentures, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Convertible Debentures, Debentures or the Conversion Shares, the Warrants or the Warrant Shares Shares, under the Securities Act.
Appears in 1 contract
Samples: Convertible Debentures and Warrants Purchase Agreement (Detour Media Group Inc)
No General Solicitation or Advertising in Regard to this Transaction. Neither the Company nor any of its affiliates nor, to the knowledge of the Company, any person acting on its or their behalf (ia) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D) or general advertising with respect to the sale of the Convertible Debentures or the Warrants, or (iib) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Convertible Debentures, Debentures or the Conversion Shares and the Warrants and Warrant Shares, the Warrants or the Warrant Shares under the Securities Act.
Appears in 1 contract
