No General Solicitation. Neither the Company nor any person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 911 contracts
Samples: Securities Purchase Agreement (Ascent Solar Technologies, Inc.), Securities Purchase Agreement (Digihost Technology Inc.), Securities Purchase Agreement (SANUWAVE Health, Inc.)
No General Solicitation. Neither the Company nor any person Person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 689 contracts
Samples: Securities Purchase Agreement (Sonnet BioTherapeutics Holdings, Inc.), Securities Purchase Agreement (MAIA Biotechnology, Inc.), Securities Purchase Agreement (Transcode Therapeutics, Inc.)
No General Solicitation. Neither the Company nor any person Person acting on behalf of the Company has offered or sold any of the Securities Warrant or Warrant Shares by any form of general solicitation or general advertising. The Company has offered the Securities Warrants and Warrant Shares for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 213 contracts
Samples: Securities Purchase Agreement (T Stamp Inc), Securities Purchase Agreement (Senseonics Holdings, Inc.), Securities Purchase Agreement (Creative Medical Technology Holdings, Inc.)
No General Solicitation. Neither the Company nor any person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers Purchaser and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 174 contracts
Samples: Securities Purchase Agreement (Comstock Inc.), Securities Purchase Agreement (Fresh Vine Wine, Inc.), Securities Purchase Agreement (Fresh Vine Wine, Inc.)
No General Solicitation. Neither the Company nor any person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers and certain other “"accredited investors” " within the meaning of Rule 501 under the Securities Act.
Appears in 138 contracts
Samples: Securities Purchase Agreement (GT Biopharma, Inc.), Securities Purchase Agreement (Cardiff International Inc), Securities Purchase Agreement (Oxis International Inc)
No General Solicitation. Neither the Company nor any person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities ActPurchaser.
Appears in 70 contracts
Samples: Securities Purchase Agreement (RedHawk Acquisition I Corp.), Securities Purchase Agreement (RedHawk Acquisition I Corp.), Securities Purchase Agreement (Siyata Mobile Inc.)
No General Solicitation. Neither the Company nor any person Person acting on behalf of the Company has offered or sold any of the Securities Warrants or Warrant Shares by any form of general solicitation or general advertising. The Company has offered the Securities Warrants and Warrant Shares for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 60 contracts
Samples: Securities Purchase Agreement (5E Advanced Materials, Inc.), Securities Purchase Agreement (Greenwave Technology Solutions, Inc.), Securities Purchase Agreement (Greenwave Technology Solutions, Inc.)
No General Solicitation. Neither the Company nor any person acting on behalf of the Company has offered or sold any of the Securities Shares by any form of general solicitation or general advertising. The Company has offered the Securities Shares for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 59 contracts
Samples: Securities Purchase Agreement (Integrity Applications, Inc.), Securities Purchase Agreement (electroCore, Inc.), Stock Purchase Agreement (Agile Therapeutics Inc)
No General Solicitation. Neither the Company nor any person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers Purchaser and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 52 contracts
Samples: Securities Purchase Agreement (SWVL Holdings Corp), Securities Purchase Agreement (Thoughtful Media Group Inc.), Securities Purchase Agreement (Thoughtful Media Group Inc.)
No General Solicitation. Neither the Company nor any person Person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers Purchaser and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 36 contracts
Samples: Securities Purchase Agreement (Klotho Neurosciences, Inc.), Securities Purchase Agreement (Kaixin Holdings), Securities Purchase Agreement (Trio Petroleum Corp.)
No General Solicitation. Neither the Company nor any person Person acting on behalf of the Company has offered or sold any of the Securities Shares by any form of general solicitation or general advertising. The Company has offered the Securities Shares for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 34 contracts
Samples: Purchase Agreement (Northann Corp.), Purchase Agreement (Northann Corp.), Securities Purchase Agreement (SANUWAVE Health, Inc.)
No General Solicitation. Neither the Company nor nor, to the knowledge of the Company, any person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 26 contracts
Samples: Securities Purchase Agreement (Sigma Labs, Inc.), Securities Purchase Agreement (DropCar, Inc.), Securities Purchase Agreement (Gratitude Health, Inc.)
No General Solicitation. Neither the Company nor any person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities ActPurchasers.
Appears in 21 contracts
Samples: Securities Purchase Agreement (NLS Pharmaceutics Ltd.), Securities Purchase Agreement (NLS Pharmaceutics Ltd.), Securities Exchange Agreement (NLS Pharmaceutics Ltd.)
No General Solicitation. Neither the Company nor any person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers and certain other (i) “accredited investors” within the meaning of Rule 501 under the Securities Act, and (an “Accredited Investor”) and (ii) “non-US persons” as defined in Regulation S as promulgated under the Securities Act.
Appears in 18 contracts
Samples: Securities Purchase Agreement (PolyPid Ltd.), Securities Purchase Agreement (DarioHealth Corp.), Securities Purchase Agreement (Y.D. More Investments LTD)
No General Solicitation. Neither the Company nor any person Person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers and certain other each Purchaser as an “accredited investorsinvestor” within the meaning of Rule 501 under the Securities Act.
Appears in 18 contracts
Samples: Securities Purchase Agreement (SCWorx Corp.), Securities Purchase Agreement (Inhibikase Therapeutics, Inc.), Securities Purchase Agreement (Aprea Therapeutics, Inc.)
No General Solicitation. Neither the Company nor any person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers Purchaser and certain other “"accredited investors” " within the meaning of Rule 501 under the Securities Act.
Appears in 18 contracts
Samples: Securities Purchase Agreement (Cool Technologies, Inc.), Securities Purchase Agreement (Leo Motors, Inc.), Securities Purchase Agreement (Leo Motors, Inc.)
No General Solicitation. Neither the Company nor nor, to the Company’s knowledge, any person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 15 contracts
Samples: Secured Convertible Note Purchase Agreement (H-Cyte, Inc.), Note Purchase Agreement (FWHC Holdings, LLC), Secured Convertible Note and Warrant Purchase Agreement (H-Cyte, Inc.)
No General Solicitation. Neither the Company nor any person acting on behalf of the Company has offered or sold any of the Securities Shares by any form of general solicitation or general advertising. The Company has offered the Securities Shares for sale only to the Purchasers Purchaser and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 14 contracts
Samples: Securities Purchase Agreement, Share Purchase Agreement (NovaBay Pharmaceuticals, Inc.), Share Purchase Agreement (NovaBay Pharmaceuticals, Inc.)
No General Solicitation. Neither the Company nor any person acting on behalf of the Company has offered or sold any of the Securities Warrant or Warrant Shares by any form of general solicitation or general advertising. The Company has offered the Securities Warrant and Warrant Shares for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 14 contracts
Samples: Securities Purchase Agreement (Dragonwave Inc), Securities Purchase Agreement (Cogint, Inc.), Securities Purchase Agreement (Cancer Genetics, Inc)
No General Solicitation. Neither the Company nor any person Person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities ActPurchaser.
Appears in 13 contracts
Samples: Securities Purchase Agreement (Safety Shot, Inc.), Securities Purchase Agreement (Safety Shot, Inc.), Securities Purchase Agreement (Safety Shot, Inc.)
No General Solicitation. Neither the Company nor any person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers Investors and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 12 contracts
Samples: Securities Purchase Agreement (Intrinsic Medicine, Inc.), Purchase Agreement (FC Global Realty Inc), Securities Purchase Agreement (Victory Electronic Cigarettes Corp)
No General Solicitation. Neither the Company Company, nor any person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers Purchaser and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 11 contracts
Samples: Securities Purchase Agreement (White River Energy Corp.), Securities Purchase Agreement (White River Energy Corp.), Securities Purchase Agreement (White River Energy Corp.)
No General Solicitation. Neither the Company nor any person Person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers Investors and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 11 contracts
Samples: Securities Purchase Agreement (Celularity Inc), Securities Purchase Agreement (1847 Holdings LLC), Securities Purchase Agreement (Paid Inc)
No General Solicitation. Neither the Company nor nor, to the Company’s knowledge, any person Person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 10 contracts
Samples: Securities Purchase Agreement (Carmell Corp), Securities Purchase Agreement (Digital Brands Group, Inc.), Securities Purchase Agreement (Digital Brands Group, Inc.)
No General Solicitation. Neither the Company nor nor, to the Company’s knowledge, any person Person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers Purchaser and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 10 contracts
Samples: Securities Purchase Agreement (Mobiquity Technologies, Inc.), Securities Purchase Agreement (T2 Biosystems, Inc.), Securities Purchase Agreement (Digital Brands Group, Inc.)
No General Solicitation. Neither the Company nor nor, to the knowledge of the Company, any person Person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 9 contracts
Samples: Securities Purchase Agreement (David P. Perry 2015 Trust), Securities Purchase Agreement (Better Therapeutics, Inc.), Securities Purchase Agreement (Coya Therapeutics, Inc.)
No General Solicitation. Neither the Company nor any person Person acting on behalf of the Company has offered or sold any of the Securities Shares by any form of general solicitation or general advertising. The Assuming the accuracy of the Purchasers’ representations and warranties under this Agreement, the Company has offered the Securities Shares for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 9 contracts
Samples: Securities Purchase Agreement (Duos Technologies Group, Inc.), Securities Purchase Agreement (Duos Technologies Group, Inc.), Securities Purchase Agreement (Duos Technologies Group, Inc.)
No General Solicitation. Neither the Company nor any person Person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers Purchaser and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 9 contracts
Samples: Securities Purchase Agreement (NextPlat Corp), Securities Purchase Agreement (Progressive Care Inc.), Securities Purchase Agreement (NextPlat Corp)
No General Solicitation. Neither the Company nor any person Person acting on behalf of the Company has offered or sold any of the Securities Warrant or Warrant Shares by any form of general solicitation or general advertising. The Company has offered the Securities Warrant or Warrant Shares for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 8 contracts
Samples: Securities Purchase Agreement (Sunshine Heart, Inc.), Securities Purchase Agreement (Apricus Biosciences, Inc.), Securities Purchase Agreement (Apricus Biosciences, Inc.)
No General Solicitation. Neither the Company nor any person Person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Assuming the accuracy of the Purchasers’ representations and warranties under this Agreement, the Company has offered the Securities for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 8 contracts
Samples: Securities Purchase Agreement (iSpecimen Inc.), Securities Purchase Agreement (OMNIQ Corp.), Securities Purchase Agreement (BriaCell Therapeutics Corp.)
No General Solicitation. Neither the No Company nor any person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 7 contracts
Samples: Convertible Note Purchase Agreement (Notis Global, Inc.), Convertible Note Purchase Agreement (Notis Global, Inc.), Securities Purchase Agreement (Creative Medical Technology Holdings, Inc.)
No General Solicitation. Neither the Company nor any person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities ActAccredited Investors.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Genius Brands International, Inc.), Securities Purchase Agreement (Immudyne, Inc.), Securities Purchase Agreement (XpresSpa Group, Inc.)
No General Solicitation. Neither the Company nor any person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities ActPurchasers.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Fuse Science, Inc.), Securities Purchase Agreement (Biozone Pharmaceuticals, Inc.), Securities Purchase Agreement (MusclePharm Corp)
No General Solicitation. Neither the Company nor any person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities Shares, the Warrants and the Warrant Shares for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities ActPurchaser.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Biostage, Inc.), Securities Purchase Agreement (Biostage, Inc.), Securities Purchase Agreement (Biostage, Inc.)
No General Solicitation. Neither the Company nor any person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers and certain other “accredited investors” Purchaser within the meaning of Rule 501 under the Securities Act.
Appears in 6 contracts
Samples: Convertible Note Purchase Agreement (Data443 Risk Mitigation, Inc.), Convertible Note Purchase Agreement (Data443 Risk Mitigation, Inc.), Convertible Note Purchase Agreement (Data443 Risk Mitigation, Inc.)
No General Solicitation. Neither the Company nor any person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers Purchaser and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.. 14 Securities Purchase Agreement
Appears in 6 contracts
Samples: Securities Purchase Agreement (Kindly MD, Inc.), Securities Purchase Agreement (60 Degrees Pharmaceuticals, Inc.), Securities Purchase Agreement (60 Degrees Pharmaceuticals, Inc.)
No General Solicitation. Neither In connection with the transaction contemplated herein, neither the Company nor any person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers Purchaser and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Canbiola, Inc.), Securities Purchase Agreement (Canbiola, Inc.), Securities Purchase Agreement (Biohitech Global, Inc.)
No General Solicitation. Neither the Company nor any person Person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Assuming the accuracy of the Purchaser’s representations and warranties under this Agreement, the Company has offered the Securities for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 6 contracts
Samples: Securities Purchase Agreement (ZyVersa Therapeutics, Inc.), Securities Purchase Agreement (ZyVersa Therapeutics, Inc.), Securities Purchase Agreement (SHF Holdings, Inc.)
No General Solicitation. Neither the Company nor any person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities ActPurchaser.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Biozone Pharmaceuticals, Inc.), Securities Purchase Agreement (Valor Gold Corp.), Note and Warrant Purchase Agreement (Brillian Corp)
No General Solicitation. Neither the Company nor any person Person acting on behalf of the Company has offered or sold any of the Securities or Underlying Securities by any form of general solicitation or general advertising. The Company has offered the Securities and Underlying Securities for sale only to the Purchasers Investors and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 6 contracts
Samples: Securities Purchase Agreement (CISO Global, Inc.), Securities Purchase Agreement (Vitro Biopharma, Inc.), Securities Purchase Agreement (Neuraxis, INC)
No General Solicitation. Neither the Company nor any person Person acting on behalf of the Company has offered or sold any of the Securities Warrants or the Warrant Shares by any form of general solicitation or general advertising. The Company has offered the Securities Warrants and the Warrant Shares for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 6 contracts
Samples: Securities Purchase Agreement (22nd Century Group, Inc.), Securities Purchase Agreement (22nd Century Group, Inc.), Securities Purchase Agreement (BioSig Technologies, Inc.)
No General Solicitation. Neither the Company nor any person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers Purchaser and certain other “"accredited investors” " within the meaning of Rule 501 under the Securities Act.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Thoughtful Media Group Inc.), Securities Purchase Agreement (Thoughtful Media Group Inc.), Securities Purchase Agreement (Thoughtful Media Group Inc.)
No General Solicitation. Neither the Company nor any person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers Purchaser and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.. 14 Securities Purchase Agrement
Appears in 6 contracts
Samples: Securities Purchase Agreement (Kindly MD, Inc.), Securities Purchase Agreement (Kindly MD, Inc.), Securities Purchase Agreement (Kindly MD, Inc.)
No General Solicitation. Neither the Company nor any person Person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities ActPurchasers.
Appears in 6 contracts
Samples: Securities Purchase Agreement (GeoVax Labs, Inc.), Securities Purchase Agreement (GeoVax Labs, Inc.), Securities Purchase Agreement (GeoVax Labs, Inc.)
No General Solicitation. Neither the Company nor any person Person acting on behalf of the Company has offered or sold any of the Securities Shares by any form of general solicitation or general advertising. The Company has offered the Securities Shares for sale only to the Purchasers Purchaser and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Healthcare Triangle, Inc.), Securities Purchase Agreement (Gaming Technologies, Inc.), Securities Purchase Agreement (Gaming Technologies, Inc.)
No General Solicitation. Neither the Company nor nor, to its knowledge, any person Person acting on behalf of the Company Company, has offered or sold any of the Securities by any form of “general solicitation or general advertisingsolicitation” within the meaning of Rule 502 under the Securities Act. The Company To the knowledge of the Company, no Person acting on its behalf has offered the Securities for sale only other than to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 5 contracts
Samples: Securities Purchase Agreement (22nd Century Group, Inc.), Securities Purchase Agreement (22nd Century Group, Inc.), Securities Purchase Agreement (22nd Century Group, Inc.)
No General Solicitation. Neither the Company nor any person Person acting on behalf of the Company has offered or sold any of the Securities Preferred Shares, Conversion Shares, Warrants or Warrant Shares by any form of general solicitation or general advertising. The Company has offered the Securities Warrants for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 5 contracts
Samples: Securities Purchase Agreement (American Noble Gas, Inc.), Securities Purchase Agreement (Soluna Holdings, Inc), Securities Purchase Agreement (NXT-Id, Inc.)
No General Solicitation. Neither the Company nor any person Person acting on behalf of the Company has offered or sold any of the Securities Warrant or Warrant Shares by any form of general solicitation or general advertising. The Company has offered the Securities Warrants and Warrant Shares for sale only to the Purchasers Investors and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 5 contracts
Samples: Placement Agency Agreement (Moleculin Biotech, Inc.), Placement Agency Agreement (Moleculin Biotech, Inc.), Placement Agency Agreement (MoSys, Inc.)
No General Solicitation. Neither the Company nor any person Person acting on behalf of the Company has offered or sold any of the Securities Purchase Warrants or Purchase Warrant Shares by any form of general solicitation or general advertising. The Company has offered the Securities Purchase Warrants and Purchase Warrant Shares for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Ascent Solar Technologies, Inc.), Securities Purchase Agreement (Peraso Inc.), Securities Purchase Agreement (Peraso Inc.)
No General Solicitation. Neither the Company nor any person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under Regulation D promulgated under the Securities Act.
Appears in 5 contracts
Samples: Securities Purchase Agreement (MGT Capital Investments, Inc.), Securities Purchase Agreement (MGT Capital Investments, Inc.), Securities Purchase Agreement (MGT Capital Investments Inc)
No General Solicitation. Neither the Company nor any person Person acting on behalf of the Company has offered or sold any of the Securities being sold hereunder by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 5 contracts
Samples: Securities Purchase Agreement (GeoVax Labs, Inc.), Securities Purchase Agreement (GeoVax Labs, Inc.), Securities Purchase Agreement (GeoVax Labs, Inc.)
No General Solicitation. Neither the Company nor any person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers Purchaser and certain other “"accredited investors” " within the meaning of Rule 501 under the Securities Act.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Rapid Link Inc), Securities Purchase Agreement (AFG Enterprises USA, Inc.), Securities Purchase Agreement (BPK Resources Inc)
No General Solicitation. Neither the Company nor any person acting on behalf of the Company has offered or sold any of the Securities Shares by any form of general solicitation or general advertising. The Company has offered the Securities Shares for sale only to the Purchasers Investors and certain other “"accredited investors” " within the meaning of Rule 501 under the Securities Act.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Fushi International Inc), Securities Purchase Agreement (Fushi International Inc), Securities Purchase Agreement (China Bak Battery Inc)
No General Solicitation. Neither the Company nor any person Person acting on behalf of the Company has offered or sold any of the Securities Warrant or Warrant Shares by any form of general solicitation or general advertising. The Company has offered the Securities Warrants and the Warrant Shares for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Nuwellis, Inc.), Securities Purchase Agreement (AMERI Holdings, Inc.), Securities Purchase Agreement (CHF Solutions, Inc.)
No General Solicitation. Neither the Company nor any person Person acting on behalf of the Company has offered or sold any of the Securities Warrant or Warrant Shares by any form of general solicitation or general advertising. The Company has offered the Securities Warrants and Warrant Shares for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Predictive Oncology Inc.), Securities Purchase Agreement (Predictive Oncology Inc.), Securities Purchase Agreement (Predictive Oncology Inc.)
No General Solicitation. Neither To the best knowledge of the Company, neither the Company nor any person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The To the best knowledge of the Company, the Company has offered the Securities for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Creative Medical Technology Holdings, Inc.), Securities Purchase Agreement (Creative Medical Technology Holdings, Inc.), Securities Purchase Agreement (Integrated Ventures, Inc.)
No General Solicitation. Neither the Company nor any person Person acting on behalf of the Company has offered or sold any of the Securities Warrant or Warrant Shares by any form of general solicitation or general advertising. The Company has offered the Securities Warrants and Warrant Shares for sale only to the Purchasers and certain other “"accredited investors” " within the meaning of Rule 501 under the Securities Act.
Appears in 5 contracts
Samples: Securities Purchase Agreement (KWESST Micro Systems Inc.), Securities Purchase Agreement (Seelos Therapeutics, Inc.), Securities Purchase Agreement (Top Ships Inc.)
No General Solicitation. Neither the Company nor any person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers Holder and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 5 contracts
Samples: Exchange Agreement (AMEDICA Corp), Exchange Agreement (AMEDICA Corp), Exchange Agreement (Immune Pharmaceuticals Inc)
No General Solicitation. Neither the Company nor nor, to the Company’s knowledge, any person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers Purchaser and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Biotricity Inc.), Securities Purchase Agreement (H-Cyte, Inc.), Securities Purchase Agreement (Medovex Corp.)
No General Solicitation. Neither the Company nor any person Person acting on behalf of the Company has offered or sold any of the Securities under this Agreement by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Tharimmune, Inc.), Securities Purchase Agreement (Aspira Women's Health Inc.), Securities Purchase Agreement (Aridis Pharmaceuticals, Inc.)
No General Solicitation. Neither the Company nor any person Person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers and certain other who are either (i) “accredited investors” within the meaning of Rule 501 under the Securities ActAct or (ii) Sophisticated Investors.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Basanite, Inc.), Securities Purchase Agreement (Basanite, Inc.), Securities Purchase Agreement (Tauriga Sciences, Inc.)
No General Solicitation. Neither the Company nor any person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, the Company has offered the Securities for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (RedHawk Holdings Corp.), Securities Purchase Agreement (Mill City Ventures III, LTD), Securities Purchase Agreement (CombiMatrix Corp)
No General Solicitation. Neither the Company nor any person Person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers and certain other “"accredited investors” " within the meaning of Rule 501 under the Securities Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Defense Technologies International Corp.), Securities Purchase Agreement (Dynatronics Corp), Securities Purchase Agreement (Dynatronics Corp)
No General Solicitation. Neither the Company nor any person acting on behalf of the Company has offered or sold any of the Purchased Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers and certain Investor and, to the extent applicable, other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 4 contracts
Samples: Convertible Note Purchase Agreement (Quantum Fuel Systems Technologies Worldwide Inc), Secured Convertible Note Purchase Agreement (Ebix Inc), Convertible Note Purchase Agreement (Ebix Inc)
No General Solicitation. Neither the Company nor any person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities ActInvestors.
Appears in 4 contracts
Samples: Subscription Agreement (Q2Power Technologies, Inc.), Subscription Agreement (Hochman David P), Subscription Agreement (Hochman Carole S)
No General Solicitation. Neither the Company nor any person Person acting on behalf of the Company has offered or sold any of the Securities Ordinary Warrants or Ordinary Warrant Shares by any form of general solicitation or general advertising. The Company has offered the Securities Ordinary Warrants and Ordinary Warrant Shares for sale only to the Purchasers and certain other “qualified institutional buyers” within the meaning of Rule 144A under the Securities Act and institutional “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Wearable Devices Ltd.), Securities Purchase Agreement (NeuroSense Therapeutics Ltd.), Securities Purchase Agreement (NeuroSense Therapeutics Ltd.)
No General Solicitation. Neither the Company nor any person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers and certain other “accredited investorsPurchasers” within the meaning of Rule 501 under the Securities Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Anavex Life Sciences Corp.), Securities Purchase Agreement (Red Metal Resources, Ltd.), Securities Purchase Agreement (Red Metal Resources, Ltd.)
No General Solicitation. Neither the Company nor any person Person acting on behalf of the Company has offered or sold any of the Securities Warrants or Warrant Shares by any form of general solicitation or general advertising. The Company has offered the Securities Warrants or the Warrant Shares for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (EBET, Inc.), Securities Purchase Agreement (Amesite Inc.), Securities Purchase Agreement (MICT, Inc.)
No General Solicitation. Neither the Company nor any person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act or “qualified institutional buyers” within the meaning of Rule 144A(a) under the Securities Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Ads in Motion, Inc.), Securities Purchase Agreement (Ads in Motion, Inc.), Securities Purchase Agreement (Ads in Motion, Inc.)
No General Solicitation. Neither the Company nor nor, to the knowledge of the Company, any person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers and certain other “"accredited investors” " within the meaning of Rule 501 under the Securities Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Bioptix, Inc.), Securities Purchase Agreement (Bioptix, Inc.), Securities Purchase Agreement (Bioptix, Inc.)
No General Solicitation. Neither the Company nor any person Person acting on behalf of the Company has offered or sold any of the Securities Company Shares by any form of general solicitation or general advertising. The Company has offered the Securities Company Shares for sale only to the Purchasers Investors and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (HealthWarehouse.com, Inc.), Securities Purchase Agreement (New Atlantic Venture Fund Iii L P), Securities Purchase Agreement (HealthWarehouse.com, Inc.)
No General Solicitation. Neither the Company nor any person Person acting on behalf of the Company has offered or sold any of the Unregistered Securities by any form of general solicitation or general advertising. The Company has offered the Unregistered Securities for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Rail Vision Ltd.), Securities Purchase Agreement (HyreCar Inc.), Securities Purchase Agreement (Timber Pharmaceuticals, Inc.)
No General Solicitation. Neither the Company nor any person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act or “qualified institutional buyers” within the meaning of Rule 144A under the Securities Act.
Appears in 4 contracts
Samples: Securities Subscription Agreement (Gentium S.p.A.), Securities Subscription Agreement (Marshall Edwards Inc), Securities Subscription Agreement (Marshall Edwards Inc)
No General Solicitation. Neither the Company nor any person acting on behalf of the Company has offered or sold any of the Securities Shares by any form of general solicitation or general advertising. The Company has offered the Securities Shares for sale only to the Purchasers and certain other “"accredited investors” " within the meaning of Rule 501 under the Securities Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Simtek Corp), Securities Purchase Agreement (Medialink Worldwide Inc), Securities Purchase Agreement (Vendingdata Corp)
No General Solicitation. Neither the Company Company, the Placement Agent nor any person Person acting on behalf of the Company Company, has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Processa Pharmaceuticals, Inc.), Securities Purchase Agreement (Smith Micro Software, Inc), Securities Purchase Agreement (Smith Micro Software Inc)
No General Solicitation. Neither the Company nor any person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered offered, and may offer, the Securities for sale only to the Purchasers Investors and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Fennec Pharmaceuticals Inc.), Securities Purchase Agreement (Fennec Pharmaceuticals Inc.), Securities Purchase Agreement (Mri Interventions, Inc.)
No General Solicitation. Neither the Company nor any person Person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Assuming the accuracy of the Purchasers' representations and warranties under this Agreement, the Company has offered the Securities for sale only to the Purchasers and certain other “"accredited investors” " within the meaning of Rule 501 under the Securities Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Better Choice Co Inc.), Securities Purchase Agreement (CTD Holdings Inc), Securities Purchase Agreement (Duos Technologies Group, Inc.)
No General Solicitation. Neither the Company nor any person Person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers pursuant to this Agreement and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (ABT Holdings, Inc.), Securities Purchase Agreement (Content Checked Holdings, Inc.), Subordination Agreement (Staffing 360 Solutions, Inc.)
No General Solicitation. Neither To the Company’s Knowledge, neither the Company nor any person Person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Algorhythm Holdings, Inc.), Securities Purchase Agreement (Elevai Labs Inc.), Securities Purchase Agreement (Bluejay Diagnostics, Inc.)
No General Solicitation. Neither the Company nor to its knowledge any person acting on behalf of the Company has offered or sold any of the Securities Shares by any form of general solicitation or general advertising. The To the knowledge of the Company, no person acting on behalf of the Company has offered the Securities Shares for sale only other than to the Purchasers Purchaser and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 3 contracts
Samples: Stock Purchase Agreement (Immunomedics Inc), Stock Purchase Agreement (Seattle Genetics Inc /Wa), Stock Purchase Agreement (INSMED Inc)
No General Solicitation. Neither the Company nor any person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertisingadvertising (within the meaning of Regulation D). The Company has offered the Securities for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities ActPurchaser.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Medigus Ltd.), Securities Purchase Agreement (Medigus Ltd.), Securities Purchase Agreement (Medigus Ltd.)
No General Solicitation. Neither the Company nor any person acting on behalf of the Company has offered or sold any of the Securities Shares by any form of general solicitation or general advertising. The Company has offered the Securities Shares for sale only to the Purchasers Purchaser and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act or “qualified institutional buyers” within the meaning of Rule 144A under the Securities Act.
Appears in 3 contracts
Samples: Securities Subscription Agreement (Novogen LTD), Securities Subscription Agreement (Marshall Edwards Inc), Securities Subscription Agreement (Marshall Edwards Inc)
No General Solicitation. Neither the Company nor any person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers Purchaser and certain other “accredited investors” within Affiliates of the meaning of Rule 501 under the Securities ActPurchaser.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Li3 Energy, Inc.), Securities Purchase Agreement (POSCO Canada Ltd.), Securities Purchase Agreement (Li3 Energy, Inc.)
No General Solicitation. Neither the Company nor any person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act and non- “U.S. person” within the meaning of Rule 902 of Regulation S promulgated under the Securities Act.; and
Appears in 3 contracts
Samples: Subscription Agreement (Pegasi Energy Resources Corporation.), Subscription Agreement (Sino Payments, Inc.), Subscription Agreement (Pegasi Energy Resources Corporation.)
No General Solicitation. Neither the Company nor any person acting on behalf of the Company has offered or sold any of the Securities Purchased Shares by any form of general solicitation or general advertising. The Except as arising pursuant to the Placing, the Company has offered the Securities Purchased Shares for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities ActInvestor.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Duggan Robert W), Securities Purchase Agreement (Summit Therapeutics Inc.), Securities Purchase Agreement (Summit Therapeutics Inc.)
No General Solicitation. Neither the Company nor any person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act as amended by the Xxxx-Xxxxx Xxxx Street Reform and Consumer Protection Act.;
Appears in 3 contracts
Samples: Subscription Agreement (Blacksands Petroleum, Inc.), Subscription Agreement (Anhui Taiyang Poulty Co Inc), Subscription Agreement (Parkview Group Inc)
No General Solicitation. Neither the Company nor any person Person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers Investors and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.,
Appears in 3 contracts
Samples: Co Placement Agency Agreement (Soliton, Inc.), Placement Agency Agreement (Aytu Bioscience, Inc), Co Placement Agency Agreement (Soliton, Inc.)
No General Solicitation. Neither the Company nor any person Person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers Buyers and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (AppTech Payments Corp.), Securities Purchase Agreement (Bionano Genomics, Inc.), Securities Purchase Agreement (Knightscope, Inc.)
No General Solicitation. Neither the Company nor any person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers and certain other (i) “accredited investors” within the meaning of Rule 501 under the Securities Act, and (ii) “non-US persons” as defined in Regulation S as promulgated under the Securities Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (LabStyle Innovations Corp.), Securities Purchase Agreement (LabStyle Innovations Corp.), Securities Purchase Agreement (LabStyle Innovations Corp.)
No General Solicitation. Neither the Company nor any person or entity acting on behalf of the Company has offered or sold any of the Securities Shares by any form of general solicitation or general advertising. The Company has offered the Securities Shares for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 3 contracts
Samples: Share Purchase Agreement (Jayud Global Logistics LTD), Share Purchase Agreement (ESGL Holdings LTD), Share Purchase Agreement (ESGL Holdings LTD)
No General Solicitation. Neither the Company nor any person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Rosetta Genomics Ltd.), Securities Purchase Agreement (Rosetta Genomics Ltd.), Securities Purchase Agreement (Rosetta Genomics Ltd.)
No General Solicitation. Neither the Company nor any person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers and certain other non- “accredited investorsU.S. person” within the meaning of Rule 501 902 of Regulation S promulgated under the Securities Act.; and
Appears in 3 contracts
Samples: Subscription Agreement (PARETEUM Corp), Subscription Agreement (Riot Blockchain, Inc.), Subscription Agreement (Pegasi Energy Resources Corporation.)
No General Solicitation. Neither the Company nor any person Person acting on behalf of the Company has offered or sold any of the Securities Purchase Shares by any form of general solicitation or general advertising. The Company has offered the Securities Purchase Shares for sale only to the Purchasers Purchaser and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 3 contracts
Samples: Purchase Agreement (Phoenix Motor Inc.), Purchase Agreement (Phoenix Motor Inc.), Purchase Agreement (Phoenix Motor Inc.)
No General Solicitation. Neither the Company nor any person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertisingadvertising . The Company has offered the Securities for sale only to the Purchasers and certain other Purchaser who is a “accredited investorsqualified investor” within the meaning of Rule 501 under the First Addendum to tthe Securities ActLaw.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Medigus Ltd.), Securities Purchase Agreement (Medigus Ltd.), Securities Purchase Agreement (Medigus Ltd.)
No General Solicitation. Neither the Company nor any person acting on behalf of the Company has offered or sold any of the Securities Warrants and Warrant Shares by any form of general solicitation or general advertising. The Company has offered the Securities Warrants and Warrant Shares for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (COPsync, Inc.), Securities Purchase Agreement (COPsync, Inc.), Securities Purchase Agreement (Stellar Biotechnologies, Inc.)
No General Solicitation. Neither the Company nor nor, to the Company’s knowledge, any person Person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities ActAct and introduced to the Company by the Placement Agent.
Appears in 3 contracts
Samples: Securities Purchase Agreement (NovaBay Pharmaceuticals, Inc.), Securities Purchase Agreement (NovaBay Pharmaceuticals, Inc.), Securities Purchase Agreement (NovaBay Pharmaceuticals, Inc.)
No General Solicitation. Neither the Company nor any person Person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities ActAct or National Instrument 45-106, as applicable.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Delcath Systems, Inc.), Securities Purchase Agreement (Delcath Systems, Inc.), Securities Purchase Agreement (Delcath Systems, Inc.)
No General Solicitation. Neither the Company nor any person acting on behalf of the Company has offered or sold (i) any of the Securities by any form of general solicitation or general advertising, or (ii) any other securities of the Company with comparable rights and preferences by any form of general solicitation or general advertising within two months of the date hereof. The Company has offered the such Securities for sale only to the Purchasers Holders and certain other “accredited investors” within the meaning of Rule 501 under the Securities Act.
Appears in 3 contracts
Samples: Securities Exchange Agreement (Oxford Media, Inc.), Securities Exchange and Amendment Agreement (Gigabeam Corp), Securities Exchange and Amendment Agreement (Gigabeam Corp)
No General Solicitation. Neither the Company nor any person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to the Purchasers and certain other “accredited investors” within the meaning of Rule 501 under the Securities ActAct and NI 45-106.
Appears in 3 contracts
Samples: Securities Purchase Agreement (IntelGenx Technologies Corp.), Securities Purchase Agreement (Intellipharmaceutics International Inc.), Securities Purchase Agreement (PreMD Inc.)
No General Solicitation. Neither the Company nor any person Person acting on behalf of the Company has offered or sold any of the Securities by any form of general solicitation or general advertising. The Company has offered the Securities for sale only to each Subscriber in the Purchasers Offering and certain other “accredited investors” within the meaning of Rule 501 501(a) under the Securities Act.
Appears in 2 contracts
Samples: Subscription Agreement (Chelsea Therapeutics International, Ltd.), Subscription Agreement (Ziopharm Oncology Inc)
