No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the Securities.
Appears in 234 contracts
Samples: Securities Purchase Agreement (INVO Bioscience, Inc.), Subscription Agreement, Subscription Agreement (Grom Social Enterprises, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the Securities.
Appears in 122 contracts
Samples: Common Stock Purchase Agreement, Common Stock Purchase Agreement (Neogenomics Inc), Common Stock Purchase Agreement (Marani Brands, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxAct) in connection with the offer or sale of the Securities.
Appears in 84 contracts
Samples: Securities Purchase Agreement (GTX Corp), Securities Purchase Agreement (GTX Corp), Subscription Agreement (Select Media Communications Inc)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 1000 Xxx) in connection with the offer or sale of the Securities.
Appears in 81 contracts
Samples: Securities Purchase Agreement (Eastside Distilling, Inc.), Securities Purchase Agreement (Eastside Distilling, Inc.), Securities Purchase Agreement (INVO Bioscience, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the SecuritiesConvertible Debentures or the Conversion Shares.
Appears in 41 contracts
Samples: Securities Purchase Agreement (Planetlink Communications Inc), Securities Purchase Agreement (Buckeye Ventures, Inc.), Securities Purchase Agreement (Dynamic Leisure Corp)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the Securities.
Appears in 38 contracts
Samples: Subscription Agreement, Subscription Agreement (Quantum Fuel Systems Technologies Worldwide, Inc.), Subscription Agreement (Quantum Fuel Systems Technologies Worldwide, Inc.)
No General Solicitation. Neither None of the Company, nor its Subsidiaries, any of its Affiliatestheir affiliates, nor to its knowledge, and any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxSecurities Act) in connection with the offer or sale of the Securities.
Appears in 34 contracts
Samples: Subscription Agreement (GlyEco, Inc.), Unit Purchase Agreement (Citius Pharmaceuticals, Inc.), Subscription Agreement (Protea Biosciences Group, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 1933 Xxx) in xx connection with the offer or sale of the Securities.
Appears in 29 contracts
Samples: Securities Purchase Agreement (Wavo Corp), Securities Purchase Agreement (Perfumania Inc), Securities Purchase Agreement (U S Trucking Inc)
No General Solicitation. Neither the Company, nor any of its Affiliates“affiliates” (as defined in Rule 144 under the Securities Act), nor nor, to its knowledgethe knowledge of the Company, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxD) in connection with the offer or sale of the Securities.
Appears in 27 contracts
Samples: Subscription Agreement (Nelson Daniel D), Subscription Agreement (Kairos Pharma, LTD.), Subscription Agreement (Kairos Pharma, LTD.)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 1000 Xxx) in connection with the offer or sale of the Securities.
Appears in 26 contracts
Samples: Securities Purchase Agreement (Tauriga Sciences, Inc.), Securities Purchase Agreement (Tauriga Sciences, Inc.), Securities Purchase Agreement (Tauriga Sciences, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor nor, to its knowledgethe knowledge of the Company, any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxD) in connection with the offer or sale of the Securities.
Appears in 25 contracts
Samples: Securities Purchase Agreement (Fathom Holdings Inc.), Securities Purchase Agreement (Dyadic International Inc), Securities Purchase Agreement (Madison Technologies Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx1933 Act) in connection with the offer or sale of the Securities.
Appears in 17 contracts
Samples: Shares and Warrant Purchase Agreement (Xfone Inc), Shares and Warrant Purchase Agreement (Xfone Inc), Subscription Agreement (Renegade Venture Nev Corp)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx1933 Act) in connection with the offer or sale of the Securities.
Appears in 16 contracts
Samples: Securities Purchase Agreement (INVO Bioscience, Inc.), Subscription Agreement (CepTor CORP), Subscription Agreement (Voip Inc)
No General Solicitation. Neither the Company, nor any of its Affiliates----------------------- affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the Securities.
Appears in 15 contracts
Samples: Securities Purchase Agreement (Medcare Technologies Inc), Securities Purchase Agreement (Blue Rhino Corp), Securities Purchase Agreement (Goodnoise Corp)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor nor, to its knowledgethe knowledge of the Company, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxD) in connection with the offer or sale of the SecuritiesShares.
Appears in 14 contracts
Samples: Stock Purchase Agreement (Angion Biomedica Corp.), Subscription Agreement (Akoustis Technologies, Inc.), Subscription Agreement (Akoustis Technologies, Inc.)
No General Solicitation. Neither None of the Company, nor its Subsidiaries, any of its Affiliatestheir affiliates, nor to its knowledge, and any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the Securities.
Appears in 13 contracts
Samples: Subscription Agreement (Elite Performance Holding Corp), Subscription Agreement (Elite Performance Holding Corp), Subscription Agreement (Koffee Korner Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxSecurities Act) in connection with the offer or sale of the SecuritiesShares.
Appears in 13 contracts
Samples: Subscription Agreement (Lafayette Energy Corp.), Subscription Agreement (TRxADE HEALTH, INC), Contribution Agreement (Trxade Group, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of any of the SecuritiesSecurities offered hereby.
Appears in 12 contracts
Samples: Securities Purchase Agreement (Damark International Inc), Securities Purchase Agreement (Alloy Online Inc), Securities Purchase Agreement (Damark International Inc)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D D/Regulation S under the 0000 Xxx) in connection with the offer or sale of the Purchased Securities.
Appears in 10 contracts
Samples: Subscription Agreement (Gase Energy, Inc.), Subscription Agreement (Next Graphite, Inc.), Subscription Agreement (Next Graphite, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxSecurities Act) in connection with the offer or sale of the Securities.
Appears in 10 contracts
Samples: Subscription Agreement (Evergreen Sustainable Enterprises, Inc.), Subscription Agreement (Generation Hemp, Inc.), Subscription Agreement (Us Energy Corp)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor or, to the best of its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxAct) in connection with the offer or sale of the Securities.
Appears in 9 contracts
Samples: Securities Purchase Agreement (LIfe Science Holding Co), Subscription Agreement (Vsurance), Securities Purchase Agreement (Vsurance)
No General Solicitation. Neither the Company, nor any of its Affiliatessubsidiaries, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) 1933 Act), in connection with the offer or sale of the Securities.
Appears in 8 contracts
Samples: Subscription Agreement (Advanced Aerodynamics & Structures Inc/), Subscription Agreement (Mooney Aerospace Group LTD), Subscription Agreement (Mooney Aerospace Group LTD)
No General Solicitation. Neither the Company, nor any of its Affiliatessubsidiaries, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxAct) in connection with the offer or sale of the Securities.
Appears in 8 contracts
Samples: Subscription Agreement (NCT Group Inc), Subscription Agreement (NCT Group Inc), Subscription Agreement (NCT Group Inc)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person Person acting on its or their behalf, including, without limitation, any Person related to the Investor, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the 0000 XxxSecurities Act) in connection with the offer or sale of the SecuritiesShares.
Appears in 8 contracts
Samples: Stock Purchase Agreement (Loton, Corp), Stock Purchase Agreement (Loton, Corp), Stock Purchase Agreement (Loton, Corp)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 1000 Xxx) in connection with the offer or sale of the Securities.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Hpev, Inc.), Common Stock Purchase Agreement (GreenChek Technology Inc.), Securities Subscription Agreement (Insignia Solutions PLC)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the SecuritiesNotes.
Appears in 7 contracts
Samples: Note and Warrant Purchase Agreement (Agrify Corp), Note and Warrant Purchase Agreement (Agrify Corp), Note and Warrant Purchase Agreement (Fluoropharma Medical, Inc.)
No General Solicitation. Neither None of the Company, nor the Subsidiaries or, to the Company's knowledge, any of its Affiliates, nor to its knowledge, their respective affiliates or any person acting on its or their behalf, behalf has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxD) in connection with the offer or sale of the Securities.
Appears in 7 contracts
Samples: Stock and Warrant Purchase Agreement (Skymall Inc), Stock and Warrant Purchase Agreement (Amtech Systems Inc), Stock Purchase Agreement (Skymall Inc)
No General Solicitation. Neither the Company nor, to the Company's knowledge, nor any of its Affiliates, nor to its knowledge, affiliates or any person acting on its or their behalf, behalf has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxD) in connection with the offer or sale of the Securities.
Appears in 7 contracts
Samples: Common Stock Purchase Agreement (Bestnet Communications Corp), Unit Purchase Agreement (Bestnet Communications Corp), Common Stock Purchase Agreement (Bestnet Communications Corp)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor nor, to its knowledgethe knowledge of the Company, any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxD) in connection with the offer or sale of the Securitiesunderlying securities.
Appears in 7 contracts
Samples: Loan Agreement (Deep Medicine Acquisition Corp.), Loan Agreement (Deep Medicine Acquisition Corp.), Loan Agreement (Deep Medicine Acquisition Corp.)
No General Solicitation. Neither None of the Company, nor any of its Affiliatesaffiliates, nor and, to its the Company's knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx1933 Act) in connection with the offer or sale of the Securities.
Appears in 7 contracts
Samples: Private Placement Subscription Agreement (Comdial Corp), Private Placement Subscription Agreement (Priddy Robert L), Private Placement Subscription Agreement (Comdial Corp)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation S or D under the 0000 Xxx) in connection with the offer or sale of the SecuritiesShares.
Appears in 6 contracts
Samples: Subscription Agreement (Calypte Biomedical Corp), Subscription Agreement (Calypte Biomedical Corp), Subscription Agreement (Calypte Biomedical Corp)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the Securities.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Tactical Air Defense Services, Inc.), Securities Purchase Agreement (Tactical Air Defense Services, Inc.), Securities Purchase Agreement (Island Breeze International, Inc.)
No General Solicitation. Neither None of the Company, nor its Subsidiaries, any of its Affiliatestheir affiliates, nor to its knowledge, and any person acting on the Company’s behalf and its or their behalfdirection, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxSecurities Act) in connection with the offer or sale of the Securities.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Alliqua, Inc.), Securities Purchase Agreement (China Health Resource, Inc.), Securities Purchase Agreement (Alliqua, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliates----------------------- subsidiaries, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) 1933 Act), in connection with the offer or sale of the Securities.
Appears in 6 contracts
Samples: Subscription Agreement (Advanced Aerodynamics & Structures Inc/), Subscription Agreement (Advanced Aerodynamics & Structures Inc/), Subscription Agreement (Advanced Aerodynamics & Structures Inc/)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxSecurities Act) in connection with the offer or sale of the SecuritiesShares.
Appears in 6 contracts
Samples: Common Stock Purchase Agreement (Air Industries Group), Subscription Agreement (UHF Inc), Subscription Agreement (UHF Inc)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of "general solicitation solicitation" or "general advertising advertising" (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the Securities.
Appears in 6 contracts
Samples: Subscription Agreement (Quantum Fuel Systems Technologies Worldwide, Inc.), Subscription Agreement (Quantum Fuel Systems Technologies Worldwide, Inc.), Subscription Agreement (Quantum Fuel Systems Technologies Worldwide, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 1933 Xxx) in xx connection with the offer or sale of any of the SecuritiesSecurities offered hereby.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Applied Digital Solutions Inc), Securities Purchase Agreement (NTN Communications Inc), Securities Purchase Agreement (Cardiodynamics International Corp)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxSecurities Act) in connection with the offer or sale of the Securities.
Appears in 5 contracts
Samples: Securities Purchase Agreement (BeesFree, Inc.), Securities Purchase Agreement (BeesFree, Inc.), Securities Purchase Agreement (BeesFree, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person Person acting on its or their behalf, has engaged or will engage in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the Securities.
Appears in 5 contracts
Samples: Note Purchase Agreement (Jed Oil Inc.), Securities Purchase Agreement (Medicor LTD), Securities Purchase Agreement (Jed Oil Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor nor, to its knowledgethe knowledge of the Company, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxD) in connection with the offer or sale of the SecuritiesUnits.
Appears in 5 contracts
Samples: Subscription Agreement (Tapimmune Inc), Subscription Agreement (Tapimmune Inc), Subscription Agreement (Enumeral Biomedical Holdings, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor or, to its knowledge, any person acting on its or their behalf, behalf has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxSecurities Act) in connection with the offer or sale of the Securities.
Appears in 5 contracts
Samples: Exchange Agreement (Hybrid Networks Inc), Common Stock Investment Agreement (Constellation 3d Inc), Securities Purchase Agreement (Hybrid Networks Inc)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledgeCompany’s Knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the Securities.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Hooper Holmes Inc), Securities Purchase Agreement (Hooper Holmes Inc), Securities Purchase Agreement (Hooper Holmes Inc)
No General Solicitation. Neither the Company, nor any of its Subsidiaries or Affiliates, nor to its knowledge, any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxD) in connection with the offer or sale of the SecuritiesNew Warrants.
Appears in 5 contracts
Samples: Common Stock Purchase Warrants (Biocept Inc), Warrant Exercise Agreement (Biocept Inc), Warrant Exercise Agreement (SELLAS Life Sciences Group, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D D/Regulation S under the 0000 1000 Xxx) in connection with the offer or sale of the Purchased Securities.
Appears in 5 contracts
Samples: Subscription Agreement (Flux Technologies, Corp.), Subscription Agreement (Ciglarette, Inc.), Subscription Agreement (Weikang Bio-Technology Group Co Inc)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 1000 Xxx) in connection with the offer or sale of the SecuritiesConvertible Debentures or the Conversion Shares.
Appears in 4 contracts
Samples: Securities Purchase Agreement (TXP Corp), Securities Purchase Agreement (Falcon Natural Gas Corp), Securities Purchase Agreement (Vertical Computer Systems Inc)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the SecuritiesRedeemable Debentures.
Appears in 4 contracts
Samples: Securities Purchase Agreement (National Automation Services Inc), Securities Purchase Agreement (National Automation Services Inc), Securities Purchase Agreement (National Automation Services Inc)
No General Solicitation. Neither None of the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, and any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the Securities.
Appears in 4 contracts
Samples: Subscription Agreement (Intraware Inc), Placement Agency Agreement (Intraware Inc), Placement Agency Agreement (Intraware Inc)
No General Solicitation. Neither the Company, nor any of its Affiliates----------------------- affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxAct) in connection with the offer or sale of the Securities.
Appears in 4 contracts
Samples: Subscription Agreement (Kaire Holdings Inc), Subscription Agreement (Endovasc LTD Inc), Subscription Agreement (Advanced Aerodynamics & Structures Inc/)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor nor, to its knowledgethe knowledge of the Company, any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxD) in connection with the offer or sale of the Securities.
Appears in 4 contracts
Samples: Senior Convertible Promissory Note (Ayala Pharmaceuticals, Inc.), Senior Convertible Promissory Note (Ayala Pharmaceuticals, Inc.), Convertible Note Agreement (Ayala Pharmaceuticals, Inc.)
No General Solicitation. Neither None of the Company, nor any of its Affiliates, nor to its knowledge, or any person Person acting on its or their behalf, has engaged behalf will engage in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxD) in connection with the any offer or sale of the SecuritiesNotes.
Appears in 4 contracts
Samples: Exchange and Purchase Agreement (Gevo, Inc.), Exchange and Purchase Agreement (Gevo, Inc.), Exchange and Purchase Agreement (Gevo, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliates------------------------- affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxSecurities Act) in connection with the offer or sale of the SecuritiesShares.
Appears in 4 contracts
Samples: Subscription Agreement (Procera Networks Inc), Subscription Agreement (Procera Networks Inc), Subscription Agreement (Procera Networks Inc)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxSecurities Act) in connection with the offer or sale of the Securities.
Appears in 4 contracts
Samples: Subscription Agreement (Enphys Acquisition Corp.), Subscription Agreement (Tio Tech A), Subscription Agreement
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxAct) in connection with the offer or sale of the SecuritiesUnits.
Appears in 3 contracts
Samples: Stock Subscription Agreement (Fischer Watt Gold Co Inc), Unit Subscription Agreement (U S Gold Corp), Unit Subscription Agreement (U S Gold Corp)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledgeCompany’s Knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxSecurities Act) in connection with the offer or sale of the Securities.
Appears in 3 contracts
Samples: Securities Purchase Agreement (MYOS Corp), Securities Purchase Agreement (Cytosorbents Corp), Securities Purchase Agreement (Multimedia Platforms Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor nor, to its knowledge, any person acting on its or their behalf, behalf has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxSecurities Act) in connection with the offer or sale of the Securities.
Appears in 3 contracts
Samples: Purchase Agreement (Bianco Joseph J), Purchase Agreement (Wasserstein & Co Inc), Purchase Agreement (Alliance Entertainment Corp)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor or, to its knowledge, any person acting on its or their behalfbehalf (including Xxxxxxxx Capital Corp. (the "Placement Agent")), has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxAct) in connection with the offer or sale of the SecuritiesShares.
Appears in 3 contracts
Samples: Preferred Stock Investment Agreement (Interleaf Inc /Ma/), Preferred Stock Investment Agreement (Interleaf Inc /Ma/), Preferred Stock Investment Agreement (Interleaf Inc /Ma/)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the SecuritiesUnits.
Appears in 3 contracts
Samples: Subscription Agreement (CrowdGather, Inc.), Subscription Agreement (CrowdGather, Inc.), Securities Purchase Agreement (Challenger Powerboats, Inc.)
No General Solicitation. Neither the Company, nor any of ----------------------- its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxAct) in connection with the offer or sale of the Securities.
Appears in 3 contracts
Samples: Subscription Agreement (Amnis Systems Inc), Subscription Agreement (Global Telemedia International Inc), Subscription Agreement (Kaire Holdings Inc)
No General Solicitation. Neither the Company, nor any of its AffiliatesSubsidiaries, nor to its knowledgeany of their affiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxSecurities Act) in connection with the offer or sale of the Securities.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Amacore Group, Inc.), Securities Purchase Agreement (Amacore Group, Inc.), Securities Purchase and Exchange Agreement (Amacore Group, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 1000 Xxx) in connection with the offer or sale of the SecuritiesDebentures.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Novo Energies Corp), Securities Purchase Agreement (New Media Lottery Services Inc), Securities Purchase Agreement (Environment Ecology Holding Co of China)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the SecuritiesSecured Debentures.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Cmark International Inc), Securities Purchase Agreement (Cmark International Inc), Securities Purchase Agreement (Cmark International Inc)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 1000 Xxx) in connection with the offer or sale of the SecuritiesUnits.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Man Shing Agricultural Holdings, Inc), Securities Purchase Agreement (Man Shing Agricultural Holdings, Inc), Securities Purchase Agreement (Man Shing Agricultural Holdings, Inc)
No General Solicitation. Neither the Company, nor any of its Affiliatesofficers or directors, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx33 Act) in connection with the offer or sale of the Securitiessecurities as described herein.
Appears in 3 contracts
Samples: Stock Purchase Agreement (Ethos Environmental, Inc.), Stock Purchase Agreement (Kings Road Entertainment Inc), Stock Purchase Agreement (Kings Road Entertainment Inc)
No General Solicitation. Neither the None of Company, nor any of its Affiliatesaffiliates, nor and, to its Company's knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxD) in connection with the offer or sale of the SecuritiesShares.
Appears in 3 contracts
Samples: Subscription Agreement (St. Lawrence Energy Corp.), Subscription Agreement (Hirsch Capital CORP), Subscription Agreement (St. Lawrence Energy Corp.)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer Offering or sale of the Securities.
Appears in 3 contracts
Samples: Subscription Agreement (Wizard World, Inc.), Subscription Agreement (Wizard World, Inc.), Subscription Agreement (Wizard World, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxSecurities Act) in connection with the offer or sale of the SecuritiesPurchased Shares.
Appears in 3 contracts
Samples: Subscription Agreement (Origin Life Sciences, Inc.), Subscription Agreement (Origin Life Sciences, Inc.), Subscription Agreement (Origin Life Sciences, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor or, to its knowledge, any person acting on its or their behalf, behalf has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxSecurities Act) in connection with the offer or sale of the SecuritiesDebentures, the Warrants, Common Shares or the Warrant Shares.
Appears in 3 contracts
Samples: Purchase Agreement (Visual Data Corp), Purchase Agreement (Allied Research Corp), Purchase Agreement (Pharmos Corp)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its Company’s knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxSecurities Act) in connection with the offer or sale of the Securities.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Myos Rens Technology Inc.), Securities Purchase Agreement (Myos Rens Technology Inc.), Securities Purchase Agreement (Myos Rens Technology Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxSecurities Act) in connection with the offer or sale of the SecuritiesPrivate Placement Warrants or Founder Shares.
Appears in 3 contracts
Samples: Subscription and Fpa Commitment Agreement (Compass Digital Acquisition Corp.), Subscription Agreement (Compass Digital Acquisition Corp.), Subscription Agreement (Compass Digital Acquisition Corp.)
No General Solicitation. Neither the Company, nor any of its Affiliates------------------------- affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the SecuritiesConvertible Debentures or the Conversion Shares.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Falcon Natural Gas Corp), Securities Purchase Agreement (Donobi Inc), Securities Purchase Agreement (Falcon Natural Gas Corp)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor nor, to its knowledgethe knowledge of the Company, any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the 0000 XxxSecurities Act) in connection with the offer or sale of the Securities.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Summit Wireless Technologies, Inc.), Securities Purchase Agreement (Summit Wireless Technologies, Inc.)
No General Solicitation. Neither the Company, nor any of its ----------------------- Affiliates, nor or, to its the Company's knowledge, any person acting on its or their behalf, behalf has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxSecurities Act) in connection with the offer or sale of the Securities, the Converted Shares or the Warrant Shares.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Coolsavings Com Inc), Securities Purchase Agreement (Golden Steven M)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the Acquired Securities.
Appears in 2 contracts
Samples: Stock Purchase Agreement (Goldstein William A), Stock Purchase Agreement (Market Central Inc)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 1000 Xxx) in connection with the offer or sale of the SecuritiesUnits.
Appears in 2 contracts
Samples: Subscription Agreement (Ceres Ventures, Inc.), Subscription Agreement (Hepalife Technologies Inc)
No General Solicitation. Neither the Company, Company nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the Securities.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Mills Corp), Securities Purchase Agreement (Mills Corp)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the SecuritiesConvertible Debentures, the Conversion Shares, the Warrants, or the Warrant Shares.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Jagnotes Com), Securities Purchase Agreement (Majestic Companies LTD)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the SecuritiesDebentures.
Appears in 2 contracts
Samples: Securities Purchase Agreement (MobiVentures Inc.), Securities Purchase Agreement (Fox Petroleum Inc.)
No General Solicitation. Neither the Company, nor any of its Subsidiaries or Affiliates, nor to its knowledge, any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxD) in connection with the offer or sale of the SecuritiesNotes.
Appears in 2 contracts
Samples: Note Purchase Agreement (Appgate, Inc.), Note Purchase Agreement (Appgate, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliates, Company nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxAct) in connection with the offer or sale of the Securities.
Appears in 2 contracts
Samples: Subscription Agreement (Empyrean Bioscience Inc), Subscription Agreement (Liquidix Inc)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the SecuritiesDebentures or the Conversion Shares.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Spatialight Inc), Securities Purchase Agreement (Saf T Lok Inc)
No General Solicitation. Neither the Company, nor any of its AffiliatesSubsidiaries or affiliates, nor nor, to its the Company’s knowledge, any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxD) in connection with the offer or sale of the Securities.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Kentucky USA Energy, Inc.), Securities Purchase Agreement (MFC Development Corp)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor or, to its knowledge, any person acting on its or their behalf, behalf has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) Securities Act in connection with the offer or sale of the SecuritiesDebentures or Common Shares.
Appears in 2 contracts
Samples: Purchase Agreement (Appliedtheory Corp), Purchase Agreement (Appliedtheory Corp)
No General Solicitation. Neither the Company, nor any of its subsidiaries, or to the Company’s knowledge, any of its or their Affiliates, nor to its knowledge, any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxD) in connection with the offer or sale of the SecuritiesNotes.
Appears in 2 contracts
Samples: Subscription Agreement (Cheniere Energy Inc), Subscription Agreement (Cheniere Energy Inc)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the SecuritiesPurchase Shares.
Appears in 2 contracts
Samples: Private Placement Agreement (Bullion River Gold Corp), Private Placement Agreement (Aethlon Medical Inc)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged or will engage in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the Securities.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Infinity Inc), Securities Purchase Agreement (Galaxy Energy Corp)
No General Solicitation. Neither the Company, nor any of its Subsidiaries or Affiliates, nor or, to its knowledge, any person acting on its or their behalf, behalf has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxSecurities Act) in connection with the offer or sale of the SecuritiesNotes, the Warrants, the Conversion Shares or the Warrant Shares.
Appears in 2 contracts
Samples: Note Purchase Agreement (Quokka Sports Inc), Note Purchase Agreement (Quokka Sports Inc)
No General Solicitation. Neither None of the Company, nor its Subsidiaries, any of its Affiliatestheir affiliates, nor to its knowledge, and any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the SecuritiesShares.
Appears in 2 contracts
Samples: Subscription Agreement (NightFood Holdings, Inc.), Subscription Agreement (NightFood Holdings, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliates------------------------- affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the Securities.
Appears in 2 contracts
Samples: Common Stock Purchase Agreement (Paving Stone Corp), Common Stock Purchase Agreement (Isecuretrac Corp)
No General Solicitation. Neither the Company, nor any of its Affiliates------------------------ affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxAct) in connection with the offer or sale of the Securities.
Appears in 2 contracts
Samples: Subscription Agreement (Go Online Networks Corp), Subscription Agreement (E Videotv Inc/De)
No General Solicitation. Neither None of the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, and any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the SecuritiesShares.
Appears in 2 contracts
Samples: Placement Agency Agreement (Averion International Corp.), Placement Agency Agreement (Proxymed Inc /Ft Lauderdale/)
No General Solicitation. Neither None of the Company, nor any of its Affiliatesaffiliates, nor and, to its the Company's knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the Securities.
Appears in 2 contracts
Samples: Subscription Agreement (Comdial Corp), Subscription Agreement (Comdial Corp)
No General Solicitation. Neither the Company, nor any of its AffiliatesAffiliates (as defined below), nor to its knowledge, any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxD) in connection with the offer or sale of the SecuritiesStock.
Appears in 2 contracts
Samples: Stock Purchase Agreement (Neomagic Corp), Stock Purchase Agreement (Neomagic Corp)
No General Solicitation. Neither the Company, nor its Subsidiaries, ------------------------ any of its Affiliates, their affiliates nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxSecurities Act) in connection with the offer or sale of the SecuritiesNotes and the Warrants.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Xa, Inc.), Securities Purchase Agreement (Xa, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the SecuritiesShares.
Appears in 2 contracts
Samples: Subscription Agreement (Swissinso Holding Inc.), Stock Purchase and Subscription Agreement (Free DA Connection Systems, Inc.)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor nor, to its the Company’s knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 XxxD) in connection with the offer or sale of the Securities.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Saba Software Inc), Securities Purchase Agreement (Modtech Holdings Inc)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the Securities.
Appears in 2 contracts
Samples: Subscription Agreement (Medlink International, Inc.), Bridge Note and Warrant Purchase Agreement (Adam Com Inc /De/)
No General Solicitation. Neither the Company, nor any of its Affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the SecuritiesPurchased Shares.
Appears in 2 contracts
Samples: Subscription Agreement (CHINA INFRASTRUCTURE CONSTRUCTION Corp), Common Stock and Warrant Subscription Agreement (Yesdtc Holdings, Inc.)
No General Solicitation. Neither the Company, nor the Issuer, or any of its Affiliatestheir affiliates, nor to its knowledge, or any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 1000 Xxx) in connection with the offer or sale of the Securities.
Appears in 2 contracts
Samples: Securities Subscription Agreement (Insignia Solutions PLC), Securities Subscription Agreement (Insignia Solutions PLC)
No General Solicitation. Neither the Company, nor any of its Affiliatesaffiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the 0000 Xxx) in connection with the offer or sale of the SecuritiesSecurities or the Purchase Shares other than the registration statement contemplated in Section 4(a) hereof.
Appears in 2 contracts
Samples: Common Stock Purchase Agreement (Unigene Laboratories Inc), Common Stock Purchase Agreement (Unigene Laboratories Inc)
No General Solicitation. Neither the Company, Company nor any of its Affiliatessubsidiaries, nor to its knowledgeofficers, directors, any person acting on its or their behalf, nor to the Company’s knowledge, any of its affiliates, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the 0000 XxxSecurities Act) in connection with the offer or sale of the SecuritiesShares.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Evofem Biosciences, Inc.), Securities Purchase Agreement (PDL Biopharma, Inc.)
