No Market to be Maintained Sample Clauses

No Market to be Maintained. It is understood that neither the Managing Dealer nor any Soliciting Dealer shall have any commitment or obligation to sell the Units or provide a market for the Units, other than to use their best efforts to attempt to sell such Units. The Partnership may, but is not obligated, to engage other NASD-member firms to sell Units on terms substantially the same as the terms hereof; provided, however, in certain instances, the terms of such engagements with respect to compensation may provide for the payment of commissions and other fees of less than the amounts provided to the Managing Dealer.
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No Market to be Maintained. It is understood that the Soliciting Dealer shall have any commitment or obligation to sell the Units or provide a market for the Units, other than to use its best efforts to attempt to sell such Units. The Pool may, but is not obligated, to engage other NASD-member firms to sell Units on terms substantially the same as the terms hereof; provided, however, in certain instances, the terms of such engagements with respect to compensation may provide for the payment of commissions and other fees of less or more than the amounts provided to the Soliciting Dealer.
Sample 1

Related to No Market to be Maintained

  • Records to be Maintained The Company shall maintain the following records at the Principal Office:

  • RECORDS TO BE MAINTAINED BY THE SUBADVISER 1. (Rule 31a-1(b)(5) and (6)) A record of each brokerage order, and all other series purchases and sales, given by the Subadviser on behalf of the Trust for, or in connection with, the purchase or sale of securities, whether executed or unexecuted. Such records shall include:

  • Information to be Furnished If Tenant desires at any time to Sublet the Premises or any portion thereof, it shall first notify Landlord of its desire to do so and shall submit in writing to Landlord: (i) the name of the proposed Subtenant; (ii) the nature of the proposed Subtenant's business to be carried on in the Premises; (iii) the terms and provisions of the proposed Sublet and a copy of the proposed Sublet form containing a description of the subject premises; and (iv) such financial information, including financial statements, as Landlord may reasonably request concerning the proposed Subtenant.

  • Information to be Supplied (a) The information supplied or to be supplied by the Company for inclusion or incorporation by reference in (i) the Registration Statement will, at the time the Registration Statement is filed with the SEC and at the time it becomes effective under the Securities Act, not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein not misleading and (ii) the Schedule 13E-3 will, at the time it is first filed with the SEC and at any time it is amended or supplemented, not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein not misleading.

  • Additional Information To Be Furnished to Issuer The Administrator shall furnish to the Issuer from time to time such additional information regarding the Collateral as the Issuer shall reasonably request.

  • INFORMATION TO BE FURNISHED BY THE TRUST The Trust has furnished to Ultimus the following:

  • Information to be Provided The Fund shall provide to Service Provider a copy of the current prospectus and SAI. The Fund shall provide Service Provider with written copies of any amendments to, or changes in such documents promptly after such amendments or changes become available.

  • Additional Information to be Furnished The Administrator shall furnish to the Issuer and the Indenture Trustee from time to time such additional information regarding the Trust Estate as the Issuer or the Indenture Trustee shall reasonably request.

  • Additional Information to be Furnished to the Issuer The Administrator shall furnish to the Issuer from time to time such additional information regarding the Collateral as the Issuer shall reasonably request.

  • Documents to be Furnished The following documents, including any amendments thereto, will be provided contemporaneously with the execution of the Agreement to the Custodian by the Trust:

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