Common use of No Misstatement or Omission Clause in Contracts

No Misstatement or Omission. At the respective times that the Registration Statement and any amendments thereto became effective and at each deemed Effective Date with respect to MLV, the Registration Statement and any amendments thereto complied and will comply in all material respects with the requirements of the Securities Act and the Securities Act Regulations and did not and will not contain an untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading. At the respective times the Prospectus or any amendment or supplement thereto is filed pursuant to Rule 424(b) or issued, as of the date hereof, as of each Applicable Time and at any time when a prospectus is required (or, but for the provisions of Rule 172, would be required) by applicable law to be delivered in connection with sales of the Securities (whether to meet the requests of purchasers pursuant to Rule 173(d) or otherwise), neither the Prospectus nor any amendments or supplements thereto included or will include an untrue statement of a material fact or omitted or will omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The representations and warranties in the preceding paragraphs of this Section 6(a) do not apply to statements in or omissions from the Registration Statement, the Prospectus or any Issuer Free Writing Prospectus or any amendment or supplement to any of the foregoing made in reliance upon and in conformity with written information furnished to the Partnership by MLV expressly for use therein. For purposes of each offering of the Securities under this Agreement that is not a firm commitment underwriting, the Partnership will be an “ineligible issuer” (as defined in Rule 405 of the Securities Act) as of each relevant eligibility determination date for purposes of Rules 164 and 433 under the Securities Act. The copies of the Registration Statement and any amendments thereto, each Issuer Free Writing Prospectus that is required to be filed with the Commission pursuant to Rule 433 and the Prospectus and any amendments or supplements to any of the foregoing, that have been or subsequently are delivered to MLV in connection with the offering of the Securities (whether to meet the request of purchasers pursuant to Rule 173(d) or otherwise) were and will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to EXXXX, except to the extent permitted by Regulation S-T. For purposes of this Agreement, references to the “delivery” or “furnishing” of any of the foregoing documents to the Underwriters, and any similar terms, include, without limitation, electronic delivery. Each Issuer Free Writing Prospectus, as of its issue date and at all subsequent times through the completion of the public offering and sale of the Securities, did not, does not and will not include any information that conflicted, conflicts or will conflict with the information contained in the Registration Statement or the Prospectus that has not been superseded or modified.

Appears in 1 contract

Samples: At Market Issuance Sales Agreement (Sanchez Production Partners LP)

AutoNDA by SimpleDocs

No Misstatement or Omission. At the respective times that Each of the Registration Statement and any amendments thereto post-effective amendment thereto, at the time it became effective and or becomes effective, at each deemed Effective Date effective date with respect to MLVthe Agent pursuant to Rule 430B(f)(2) under the Securities Act and as of each Applicable Time, the Registration Statement and any amendments thereto complied complied, complies and will comply in all material respects with the requirements of the Securities Act and the Securities Act Regulations and did not, does not and will not contain an any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading, except that the representations and warranties set forth in this sentence do not apply to Agent’s Information (as defined below). At the respective times the The Prospectus or and any amendment or supplement thereto is thereto, when so filed pursuant to with the Commission under Rule 424(b) or issuedunder the Securities Act, as of the date hereofcomplied, complies and as of each Applicable Time will comply in all material respects with the requirements of the Securities Act, and at each ATM Prospectus, Prospectus or issuer free writing prospectus (or any time when a prospectus is required (or, but amendments or supplements to any of the foregoing) furnished to the Agent for the provisions of Rule 172, would be required) by applicable law to be delivered use in connection with sales the offering of the Securities (whether Placement Shares was identical to meet the requests of purchasers electronically transmitted copies thereof filed with the Commission pursuant to Rule 173(d) or otherwise)XXXXX, neither except to the extent permitted by Regulation S-T. Neither the Prospectus nor any amendments amendment or supplements thereto included supplement thereto, as of its date and as of each Applicable Time, included, includes or will include an untrue statement of a material fact or omitted omitted, omits or will omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The , except that the representations and warranties set forth in the preceding paragraphs of this Section 6(a) sentence do not apply to statements in or omissions from the Registration StatementAgent’s Information. Each Incorporated Document heretofore filed, the Prospectus or any Issuer Free Writing Prospectus or when it was filed (or, if any amendment or supplement with respect to any such document was filed, when such amendment was filed), conformed in all material respects with the requirements of the foregoing made Exchange Act and were filed on a timely basis with the Commission, and any further Incorporated Documents so filed and incorporated after the date of this Agreement will be filed on a timely basis and, when so filed, will conform in reliance upon and in conformity all material respects with written information furnished to the Partnership by MLV expressly for use therein. For purposes of each offering requirements of the Securities under this Agreement that is not Exchange Act; no such Incorporated Document when it was filed (or, if an amendment with respect to any such document was filed, when such amendment was filed), contained an untrue statement of a firm commitment underwriting, the Partnership will be an “ineligible issuer” (as defined in Rule 405 of the Securities Act) as of each relevant eligibility determination date for purposes of Rules 164 and 433 under the Securities Act. The copies of the Registration Statement and any amendments thereto, each Issuer Free Writing Prospectus that is material fact or omitted to state a material fact required to be filed with stated therein or necessary in order to make the Commission pursuant to Rule 433 and statements therein, in the Prospectus and any amendments or supplements to any light of the foregoingcircumstances under which they were made, that have been not misleading; and no such Incorporated Document, when it is filed, will contain an untrue statement of a material fact or subsequently are delivered will omit to MLV state a material fact required to be stated therein or necessary in connection with order to make the offering statements therein, in light of the Securities (whether to meet the request of purchasers pursuant to Rule 173(d) or otherwise) circumstances under which they were and will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to EXXXXmade, except to the extent permitted by Regulation S-T. For purposes of this Agreement, references to the “delivery” or “furnishing” of any of the foregoing documents to the Underwriters, and any similar terms, include, without limitation, electronic delivery. Each Issuer Free Writing Prospectus, as of its issue date and at all subsequent times through the completion of the public offering and sale of the Securities, did not, does not and will not include any information that conflicted, conflicts or will conflict with the information contained in the Registration Statement or the Prospectus that has not been superseded or modifiedmisleading.

Appears in 1 contract

Samples: Sales Agreement (HOOKIPA Pharma Inc.)

No Misstatement or Omission. At the respective times that Each part of the Registration Statement Statement, when such part became or becomes effective, at any deemed effective date pursuant to Form F-10 and any amendments thereto became effective the Rules and Regulations on the date of filing thereof with the SEC and at each deemed Effective Date Applicable Time and Settlement Date, and the U.S. Prospectus, on the date of filing thereof with respect to MLVthe SEC and at each Applicable Time and Settlement Date, the Registration Statement and any amendments thereto complied and conformed, or will comply conform, in all material respects respects, with the requirements of the Securities Act and the Securities Act Regulations Rules and Regulations; the Form F-X conformed with the requirements of Form F-X; each part of the Registration Statement, when such part became or becomes effective, did not and or will not contain an untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading. At ; and the respective times the Prospectus or any amendment or supplement thereto is filed pursuant to Rule 424(b) or issuedU.S. Prospectus, as of on the date hereofof filing thereof with the SEC, as and the U.S. Prospectus and the applicable Issuer Free Writing Prospectus, if any, issued at or prior to such Applicable Time, taken together (collectively, and with respect to any Placement Shares, together with the applicable sale price of such Placement Shares, the “Disclosure Package”) and at each Applicable Time and at any time when a prospectus is required (orSettlement Date, but for the provisions of Rule 172, would be required) by applicable law to be delivered in connection with sales of the Securities (whether to meet the requests of purchasers pursuant to Rule 173(d) or otherwise), neither the Prospectus nor any amendments or supplements thereto included did not or will not include an untrue statement of a material fact or omitted or will omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The representations and warranties in ; except that the preceding paragraphs of this Section 6(a) do foregoing shall not apply to statements in or omissions from in any such document made in reliance on information furnished in writing to the Corporation by or on behalf of the Agents expressly stating that such information is intended for use in the Registration Statement, the Prospectus or any Issuer Free Writing Prospectus U.S. Prospectus, or any amendment or supplement to thereto, it being understood and agreed that the only information furnished by any Agent consists of the foregoing made in reliance upon and in conformity with written information furnished to the Partnership by MLV expressly for use therein. For purposes of each offering of the Securities under this Agreement that is not a firm commitment underwriting, the Partnership will be an “ineligible issuer” (as defined in Rule 405 of the Securities Act) as of each relevant eligibility determination date for purposes of Rules 164 and 433 under the Securities Act. The copies of the Registration Statement and any amendments thereto, each Issuer Free Writing Prospectus that is required to be filed with the Commission pursuant to Rule 433 and the Prospectus and any amendments or supplements to any of the foregoing, that have been or subsequently are delivered to MLV in connection with the offering of the Securities (whether to meet the request of purchasers pursuant to Rule 173(d) or otherwise) were and will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to EXXXX, except to the extent permitted by Regulation S-T. For purposes of this Agreement, references to the “delivery” or “furnishing” of any of the foregoing documents to the Underwriters, and any similar terms, include, without limitation, electronic delivery. Each Issuer Free Writing Prospectus, as of its issue date and at all subsequent times through the completion of the public offering and sale of the Securities, did not, does not and will not include any information that conflicted, conflicts or will conflict with the information contained in the Registration Statement or the Prospectus that has not been superseded or modifiedAgents’ Information.

Appears in 1 contract

Samples: Equity Distribution Agreement (Lion Electric Co)

No Misstatement or Omission. At the respective times that the Registration Statement and any amendments thereto became effective and at each deemed Effective Date with respect to MLVany Agent, the Registration Statement and any amendments thereto complied and will comply in all material respects with the requirements of the Securities Act and the Securities Act Regulations and did not and will not contain an untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading. At the respective times the Prospectus or any amendment or supplement thereto is filed pursuant to Rule 424(b) or issued, as of the date hereof, as of each Applicable Time and at any time time when a prospectus is required (or, but for the provisions of Rule 172, would be required) by applicable law to be delivered in connection with sales of the Securities (whether to meet the requests of purchasers pursuant to Rule 173(d) or otherwise), neither the Prospectus nor any amendments or supplements thereto included or will include an untrue statement of a material fact or omitted or will omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The representations and warranties in the preceding paragraphs of this Section 6(a6(b) do not apply to statements in or omissions from the Registration Statement, the Prospectus or any Issuer Free Writing Prospectus or any amendment or supplement to any of the foregoing made in reliance upon and in conformity with written information furnished to the Partnership Company by MLV the Agents or England expressly for use therein. For purposes of each offering of the Securities under this Agreement that is not a firm commitment underwriting, the Partnership will be an “ineligible issuer” (as defined in Rule 405 of the Securities Act) as of each relevant eligibility determination date for purposes of Rules 164 and 433 under the Securities Act. The copies of the Registration Statement and any amendments thereto, each Issuer Free Writing Prospectus that is required to be filed with the Commission pursuant to Rule 433 and the Prospectus and any amendments or supplements to any of the foregoing, that have been or subsequently are delivered to MLV the Agents in connection with the offering of the Securities (whether to meet the request of purchasers pursuant to Rule 173(d) or otherwise) were and will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to EXXXXXXXXX, except to the extent permitted by Regulation S-T. For purposes of this Agreement, references to the “delivery” or “furnishing” of any of the foregoing documents to the UnderwritersAgents, and any similar terms, include, without limitation, electronic delivery. Each Issuer Free Writing Prospectus, as of its issue date and at all subsequent times through the completion of the public offering and sale of the SecuritiesSecurities or until any earlier date that the Company provides written notice to the Agents, did not, does not and will not include any information that conflicted, conflicts or will conflict with the information contained in the Registration Statement or the Prospectus that has not been superseded or modified.

Appears in 1 contract

Samples: Atm Sales Agreement (Tidewater Inc)

No Misstatement or Omission. At the respective times that the Registration Statement and any amendments thereto became effective and at each deemed Effective Date with respect to MLVThe Prospectus as of its date and, the Registration Statement and any amendments thereto complied and as amended or supplemented, if applicable, will comply in all material respects with the requirements Securities Act. Each of the Registration Statement, any Rule 462(b) Registration Statement, the Prospectus and any post-effective amendments or supplements thereto, at the time it becomes or became effective or its date, as applicable, complied or will comply and as of each of the Settlement Dates, if any, complied or will comply in all material respects with the Securities Act and the Securities Act Regulations and did not and or will not and, as of each Settlement Date, if any, did not or will not contain an any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading. At the respective times the Prospectus The Prospectus, as amended or any amendment or supplement thereto is filed pursuant to Rule 424(b) or issuedsupplemented, as of the date hereofits date, did not or will not and, as of each Applicable Time and at any time when a prospectus is required (or, but for the provisions of Rule 172, would be required) by applicable law to be delivered in connection with sales of the Securities (whether to meet the requests of purchasers pursuant to Rule 173(d) or otherwise)Settlement Dates, neither the Prospectus nor if any, will not contain any amendments or supplements thereto included or will include an untrue statement of a material fact or omitted or will omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The representations and warranties set forth in the two immediately preceding paragraphs of this Section 6(a) sentences do not apply to statements in or omissions from the Registration Statement, the Prospectus any Rule 462(b) Registration Statement, or any Issuer Free Writing Prospectus post-effective amendment thereto, or the Prospectus, or any amendment amendments or supplement to any of the foregoing supplements thereto, made in reliance upon and in conformity with written information relating to Cantor furnished to the Partnership Company in writing by MLV Xxxxxx expressly for use therein. For purposes of each offering of There are no contracts or other documents required to be described in the Securities under this Agreement that is not a firm commitment underwriting, the Partnership will Prospectus or to be an “ineligible issuer” (filed as defined in Rule 405 of the Securities Act) as of each relevant eligibility determination date for purposes of Rules 164 and 433 under the Securities Act. The copies of exhibits to the Registration Statement and any amendments thereto, each Issuer Free Writing Prospectus that is required to be filed with the Commission pursuant to Rule 433 and the Prospectus and any amendments or supplements to any of the foregoing, that which have been or subsequently are delivered to MLV in connection with the offering of the Securities (whether to meet the request of purchasers pursuant to Rule 173(d) or otherwise) were and will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to EXXXX, except to the extent permitted by Regulation S-T. For purposes of this Agreement, references to the “delivery” or “furnishing” of any of the foregoing documents to the Underwriters, and any similar terms, include, without limitation, electronic delivery. Each Issuer Free Writing Prospectus, as of its issue date and at all subsequent times through the completion of the public offering and sale of the Securities, did not, does not and will not include any information that conflicted, conflicts or will conflict with the information contained in the Registration Statement or the Prospectus that has not been superseded described or modifiedfiled as required.

Appears in 1 contract

Samples: Sales Agreement (Scynexis Inc)

No Misstatement or Omission. At the respective times that the Registration Statement and any amendments thereto became effective and at each deemed Effective Date with respect to MLVFBR, the Registration Statement and any amendments thereto complied and will comply in all material respects with the requirements of the Securities Act and the Securities Act Regulations and did not and will not contain an untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading. At the respective times the Prospectus or any amendment or supplement thereto is filed pursuant to Rule 424(b) or issued, as of the date hereof, as of each Applicable Time and at any time time when a prospectus is required (or, but for the provisions of Rule 172, would be required) by applicable law to be delivered in connection with sales of the Securities (whether to meet the requests of purchasers pursuant to Rule 173(d) or otherwise), neither the Prospectus nor any amendments or supplements thereto included or will include an untrue statement of a material fact or omitted or will omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The representations and warranties in the preceding paragraphs of this Section 6(a) do not apply to statements in or omissions from the Registration Statement, the Prospectus or any Issuer Free Writing Prospectus or any amendment or supplement to any of the foregoing made in reliance upon and in conformity with written information furnished to the Partnership by MLV FBR expressly for use therein. For purposes of each offering of the Securities under this Agreement that is not a firm commitment underwriting, the Partnership will be an “ineligible issuer” (as defined in Rule 405 of the Securities Act) as of each relevant eligibility determination date for purposes of Rules 164 and 433 under the Securities Act. The copies of the Registration Statement and any amendments thereto, each Issuer Free Writing Prospectus that is required to be filed with the Commission pursuant to Rule 433 and the Prospectus and any amendments or supplements to any of the foregoing, that have been or subsequently are delivered to MLV FBR in connection with the offering of the Securities (whether to meet the request of purchasers pursuant to Rule 173(d) or otherwise) were and will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to EXXXXXXXXX, except to the extent permitted by Regulation S-T. For purposes of this Agreement, references to the “delivery” or “furnishing” of any of the foregoing documents to the Underwriters, and any similar terms, include, without limitation, electronic delivery. Each Issuer Free Writing Prospectus, as of its issue date and at all subsequent times through the completion of the public offering and sale of the Securities, did not, does not and will not include any information that conflicted, conflicts or will conflict with the information contained in the Registration Statement or the Prospectus that has not been superseded or modified.

Appears in 1 contract

Samples: At Market Issuance Sales Agreement (Sanchez Production Partners LP)

No Misstatement or Omission. At As of (i) the respective times that time of filing of the Registration Statement and any amendments thereto became effective and at each deemed Effective Date with respect to MLV(ii) as of the date of this Agreement, the Registration Statement Company was not an “ineligible issuer” in connection with the offering of the Placement Shares pursuant to Rules 164, 405 and any amendments thereto 433 under the Securities Act. The Company agrees to notify the Sales Agent promptly upon the Company becoming an “ineligible issuer.” The Prospectus when filed will comply or complied and and, as amended or supplemented, if applicable, will comply in all material respects with the requirements Securities Act and the Exchange Act. Each of the Registration Statement, any Rule 462(b) Registration Statement and any post-effective amendment thereto, at the time it becomes effective, and as of each Applicable Time, if any, will comply in all material respects with the Securities Act and the Securities Exchange Act Regulations and did not and and, as of each Applicable Time, if any, will not contain an any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading. At the respective times the Prospectus The Prospectus, as amended or any amendment or supplement thereto is filed pursuant to Rule 424(b) or issuedsupplemented, as of the date hereofits date, did not and, as of each Applicable Time and at Time, if any, will not contain any time when a prospectus is required (or, but for the provisions of Rule 172, would be required) by applicable law to be delivered in connection with sales of the Securities (whether to meet the requests of purchasers pursuant to Rule 173(d) or otherwise), neither the Prospectus nor any amendments or supplements thereto included or will include an untrue statement of a material fact or omitted or will omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The representations and warranties set forth in the two immediately preceding paragraphs of this Section 6(a) sentences do not apply to statements in or omissions from the Registration Statement, the Prospectus any Rule 462(b) Registration Statement, or any Issuer Free Writing Prospectus post-effective amendment thereto, or the Prospectus, or any amendment amendments or supplement to any of the foregoing supplements thereto, made in reliance upon and in conformity with written information furnished to the Partnership Company in writing by MLV the Sale Agent expressly for use therein. For purposes of each offering The parties hereto agree that the information provided in writing by or on behalf of the Securities under this Agreement that is not a firm commitment underwriting, the Partnership will be an “ineligible issuer” (as defined Sales Agent expressly for use in Rule 405 of the Securities Act) as of each relevant eligibility determination date for purposes of Rules 164 and 433 under the Securities Act. The copies of the Registration Statement and Statement, any amendments Rule 462(b) Registration Statement, or any post-effective amendment thereto, each Issuer Free Writing Prospectus that is required to be filed with or the Commission pursuant to Rule 433 and the Prospectus and Prospectus, or any amendments or supplements to any thereto, consists solely of the foregoing, that have been or subsequently are delivered material referred to MLV in connection with the offering of the Securities (whether to meet the request of purchasers pursuant to Rule 173(d) or otherwise) were and will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to EXXXX, except to the extent permitted by Regulation S-T. For purposes of this Agreement, references to the “delivery” or “furnishing” of any of the foregoing documents to the Underwriters, and any similar terms, include, without limitation, electronic delivery. Each Issuer Free Writing ProspectusSchedule 4 hereto, as of its issue date and at all subsequent times through updated from time to time. There are no contracts or other documents required to be described in the completion of the public offering and sale of the Securities, did not, does not and will not include any information that conflicted, conflicts Prospectus or will conflict with the information contained in to be filed as exhibits to the Registration Statement or the Prospectus that has which have not been superseded described or modifiedfiled as required.

Appears in 1 contract

Samples: Equity Distribution Agreement (Ondas Holdings Inc.)

No Misstatement or Omission. At the respective times that Each part of the Registration Statement Statement, when such part became or becomes effective, at any deemed effective date pursuant to Form F-10, the U.S. Securities Act and any amendments thereto became effective the Rules and Regulations on the date of filing thereof with the SEC and at each deemed Effective Date Applicable Time and Settlement Date, and the U.S. Prospectus, on the date of filing thereof with respect to MLVthe SEC and at each Applicable Time and Settlement Date, the Registration Statement and any amendments thereto complied and conformed in all material respects or will comply conform in all material respects with the requirements of the Securities Act Rules and Regulations; each part of the Securities Act Regulations and Registration Statement, when such part became or becomes effective, did not and or will not contain an untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading. At ; and the respective times the Prospectus or any amendment or supplement thereto is filed pursuant to Rule 424(b) or issuedU.S. Prospectus, as of on the date hereofof filing thereof with the SEC, as and the U.S. Prospectus and the applicable Issuer Free Writing Prospectus(es), if any, issued at or prior to such Applicable Time, taken together (collectively, and with respect to any Placement Shares, together with the applicable sale price of such Placement Shares, the “Disclosure Package”) and at each Applicable Time and at any time when a prospectus is required (orSettlement Date, but for the provisions of Rule 172, would be required) by applicable law to be delivered in connection with sales of the Securities (whether to meet the requests of purchasers pursuant to Rule 173(d) or otherwise), neither the Prospectus nor any amendments or supplements thereto included did not or will not include an untrue statement of a material fact or omitted or will omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The representations and warranties in ; except that the preceding paragraphs of this Section 6(a) do foregoing shall not apply to statements in or omissions from in any such document made in reliance on information furnished in writing to the Corporation by or on behalf of the Agents expressly stating that such information is intended for use in the Registration Statement, the Prospectus or any Issuer Free Writing Prospectus U.S. Prospectus, or any amendment or supplement to thereto, it being understood and agreed that the only such information furnished by any Agent consists of the foregoing made information described as such in reliance upon and in conformity with written information furnished to the Partnership by MLV expressly for use therein. For purposes of each offering of the Securities under this Agreement that is not a firm commitment underwriting, the Partnership will be an “ineligible issuer” (as defined in Rule 405 of the Securities Act) as of each relevant eligibility determination date for purposes of Rules 164 and 433 under the Securities Act. The copies of the Registration Statement and any amendments thereto, each Issuer Free Writing Prospectus that is required to be filed with the Commission pursuant to Rule 433 and the Prospectus and any amendments or supplements to any of the foregoing, that have been or subsequently are delivered to MLV in connection with the offering of the Securities (whether to meet the request of purchasers pursuant to Rule 173(d) or otherwise) were and will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to EXXXX, except to the extent permitted by Regulation S-T. For purposes of this Agreement, references to the “delivery” or “furnishing” of any of the foregoing documents to the Underwriters, and any similar terms, include, without limitation, electronic delivery. Each Issuer Free Writing Prospectus, as of its issue date and at all subsequent times through the completion of the public offering and sale of the Securities, did not, does not and will not include any information that conflicted, conflicts or will conflict with the information contained in the Registration Statement or the Prospectus that has not been superseded or modifiedSection 12.1 hereof.

Appears in 1 contract

Samples: Equity Distribution Agreement (Algonquin Power & Utilities Corp.)

No Misstatement or Omission. At As of (i) the respective times that time of filing of the Registration Statement and any amendments thereto became effective and at each deemed Effective Date with respect to MLV(ii) as of the date of this Agreement, the Registration Statement Company was not an “ineligible issuer” in connection with the offering of the Placement Shares pursuant to Rules 164, 405 and any amendments thereto 433 under the Securities Act. The Company agrees to notify the Sales Agent promptly upon the Company becoming an “ineligible issuer.” The Prospectus when filed will comply or complied and and, as amended or supplemented, if applicable, will comply in all material respects with the requirements Securities Act. Each of the Registration Statement, any Rule 462(b) Registration Statement and any post-effective amendment thereto, at the time it becomes effective, and as of each Applicable Time, if any, will comply in all material respects with the Securities Act and the Securities Act Regulations and did not and and, as of each Applicable Time, if any, will not contain an any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading. At the respective times the Prospectus The Prospectus, as amended or any amendment or supplement thereto is filed pursuant to Rule 424(b) or issuedsupplemented, as of the date hereofits date, did not and, as of each Applicable Time and at Time, if any, will not contain any time when a prospectus is required (or, but for the provisions of Rule 172, would be required) by applicable law to be delivered in connection with sales of the Securities (whether to meet the requests of purchasers pursuant to Rule 173(d) or otherwise), neither the Prospectus nor any amendments or supplements thereto included or will include an untrue statement of a material fact or omitted or will omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The representations and warranties set forth in the two immediately preceding paragraphs of this Section 6(a) sentences do not apply to statements in or omissions from the Registration Statement, the Prospectus any Rule 462(b) Registration Statement, or any Issuer Free Writing Prospectus post-effective amendment thereto, or the Prospectus, or any amendment amendments or supplement to any of the foregoing supplements thereto, made in reliance upon and in conformity with written information furnished to the Partnership Company in writing by MLV the Sale Agent expressly for use therein. For purposes of each offering The parties hereto agree that the information provided in writing by or on behalf of the Securities under this Agreement that is not a firm commitment underwriting, the Partnership will be an “ineligible issuer” (as defined Sales Agent expressly for use in Rule 405 of the Securities Act) as of each relevant eligibility determination date for purposes of Rules 164 and 433 under the Securities Act. The copies of the Registration Statement and Statement, any amendments Rule 462(b) Registration Statement, or any post-effective amendment thereto, each Issuer Free Writing Prospectus that is required to be filed with or the Commission pursuant to Rule 433 and the Prospectus and Prospectus, or any amendments or supplements to any thereto, consists solely of the foregoing, that have been or subsequently are delivered material referred to MLV in connection with the offering of the Securities (whether to meet the request of purchasers pursuant to Rule 173(d) or otherwise) were and will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to EXXXX, except to the extent permitted by Regulation S-T. For purposes of this Agreement, references to the “delivery” or “furnishing” of any of the foregoing documents to the Underwriters, and any similar terms, include, without limitation, electronic delivery. Each Issuer Free Writing ProspectusSchedule 5 hereto, as of its issue date and at all subsequent times through updated from time to time. There are no contracts or other documents required to be described in the completion of the public offering and sale of the Securities, did not, does not and will not include any information that conflicted, conflicts Prospectus or will conflict with the information contained in to be filed as exhibits to the Registration Statement or the Prospectus that has which have not been superseded described or modifiedfiled as required. 1 Note: Reps and warranties remain under review by Mxxxx regulatory and IP specialists.

Appears in 1 contract

Samples: Equity Distribution Agreement (Processa Pharmaceuticals, Inc.)

No Misstatement or Omission. At As of each Applicable Time occurring on or after the respective times that date of the Registration Statement and any amendments thereto became effective and at each deemed Effective Date with respect to MLVfirst Placement Notice hereunder, the Registration Statement and any amendments thereto Prospectus when filed complied and and, as amended or supplemented, if applicable, will comply in all material respects with the requirements Securities Act. Each of the Registration Statement, any Rule 462(b) Registration Statement and any post-effective amendment thereto, at the time it became effective, complied and, as of each Applicable Time occurring on or after the date of the first Placement Notice hereunder and each of the Settlement Dates, if any, will comply in all material respects with the Securities Act and the Securities Act Regulations and did not and, as of each Applicable Time occurring on or after the date of the first Placement Notice hereunder and as of the Settlement Dates, if any, will not contain an any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading. At the respective times the Prospectus The Prospectus, as amended or any amendment or supplement thereto is filed pursuant to Rule 424(b) or issuedsupplemented, as of the date hereofits date, did not and, as of each Applicable Time and at any time when a prospectus is required (or, but for occurring on or after the provisions of Rule 172, would be required) by applicable law to be delivered in connection with sales date of the Securities (whether to meet first Placement Notice hereunder and each of the requests of purchasers pursuant to Rule 173(d) or otherwise)Settlement Dates, neither the Prospectus nor if any, will not contain any amendments or supplements thereto included or will include an untrue statement of a material fact or omitted or will omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The representations and warranties set forth in the two immediately preceding paragraphs of this Section 6(a) sentences do not apply to statements in or omissions from the Registration Statement, the Prospectus any Rule 462(b) Registration Statement, or any Issuer Free Writing Prospectus post-effective amendment thereto, or the Prospectus, or any amendment amendments or supplement to any of the foregoing supplements thereto, made in reliance upon and in conformity with written information relating to Cowen furnished to the Partnership Company in writing by MLV Cowen expressly for use therein. For purposes of each offering of There are no contracts or other documents required to be described in the Securities under this Agreement that is not a firm commitment underwriting, the Partnership will Prospectus or to be an “ineligible issuer” (filed as defined in Rule 405 of the Securities Act) as of each relevant eligibility determination date for purposes of Rules 164 and 433 under the Securities Act. The copies of exhibits to the Registration Statement and any amendments thereto, each Issuer Free Writing Prospectus that is required to be filed with the Commission pursuant to Rule 433 and the Prospectus and any amendments or supplements to any of the foregoing, that which have been or subsequently are delivered to MLV in connection with the offering of the Securities (whether to meet the request of purchasers pursuant to Rule 173(d) or otherwise) were and will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to EXXXX, except to the extent permitted by Regulation S-T. For purposes of this Agreement, references to the “delivery” or “furnishing” of any of the foregoing documents to the Underwriters, and any similar terms, include, without limitation, electronic delivery. Each Issuer Free Writing Prospectus, as of its issue date and at all subsequent times through the completion of the public offering and sale of the Securities, did not, does not and will not include any information that conflicted, conflicts or will conflict with the information contained in the Registration Statement or the Prospectus that has not been superseded described or modifiedfiled as required.

Appears in 1 contract

Samples: Sales Agreement (Amicus Therapeutics Inc)

No Misstatement or Omission. At As of (i) the respective times that time of filing of the Registration Statement and any amendments thereto became effective and at each deemed Effective Date with respect to MLV(ii) as of the date of this Agreement, the Registration Statement Company was not an “ineligible issuer” in connection with the offering of the Placement Shares pursuant to Rules 164, 405 and any amendments thereto 433 under the Securities Act. The Company agrees to notify the Sales Agents promptly upon the Company becoming an “ineligible issuer.” The Prospectus when filed will comply or complied and and, as amended or supplemented, if applicable, will comply in all material respects with the requirements Securities Act. Each of the Registration Statement, any Rule 462(b) Registration Statement and any post-effective amendment thereto, at the time it becomes effective, and as of each Applicable Time, if any, will comply in all material respects with the Securities Act and the Securities Act Regulations and did not and and, as of each Applicable Time, if any, will not contain an any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading. At the respective times the Prospectus The Prospectus, as amended or any amendment or supplement thereto is filed pursuant to Rule 424(b) or issuedsupplemented, as of the date hereofits date, did not and, as of each Applicable Time and at Time, if any, will not contain any time when a prospectus is required (or, but for the provisions of Rule 172, would be required) by applicable law to be delivered in connection with sales of the Securities (whether to meet the requests of purchasers pursuant to Rule 173(d) or otherwise), neither the Prospectus nor any amendments or supplements thereto included or will include an untrue statement of a material fact or omitted or will omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The representations and warranties set forth in the two immediately preceding paragraphs of this Section 6(a) sentences do not apply to statements in or omissions from the Registration Statement, the Prospectus any Rule 462(b) Registration Statement, or any Issuer Free Writing Prospectus post-effective amendment thereto, or the Prospectus, or any amendment amendments or supplement to any of the foregoing supplements thereto, made in reliance upon and in conformity with written information furnished to the Partnership Company in writing by MLV the Sale Agent expressly for use therein. For purposes of each offering The parties hereto agree that the information provided in writing by or on behalf of the Securities under this Agreement that is not a firm commitment underwriting, the Partnership will be an “ineligible issuer” (as defined Sales Agents expressly for use in Rule 405 of the Securities Act) as of each relevant eligibility determination date for purposes of Rules 164 and 433 under the Securities Act. The copies of the Registration Statement and Statement, any amendments Rule 462(b) Registration Statement, or any post-effective amendment thereto, each Issuer Free Writing Prospectus that is required to be filed with or the Commission pursuant to Rule 433 and the Prospectus and Prospectus, or any amendments or supplements to any thereto, consists solely of the foregoing, that have been or subsequently are delivered material referred to MLV in connection with the offering of the Securities (whether to meet the request of purchasers pursuant to Rule 173(d) or otherwise) were and will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to EXXXX, except to the extent permitted by Regulation S-T. For purposes of this Agreement, references to the “delivery” or “furnishing” of any of the foregoing documents to the Underwriters, and any similar terms, include, without limitation, electronic delivery. Each Issuer Free Writing ProspectusSchedule 5 hereto, as of its issue date and at all subsequent times through the completion of the public offering and sale of the Securities, did not, does not and will not include any information that conflicted, conflicts or will conflict with the information contained in the Registration Statement or the Prospectus that has not been superseded or modifiedupdated from time to time.

Appears in 1 contract

Samples: Equity Distribution Agreement (Atomera Inc)

No Misstatement or Omission. At the respective times that the Registration Statement and any amendments thereto became effective and at each deemed Effective Date with respect to MLVVirtu, the Registration Statement and any amendments thereto complied and will comply in all material respects with the requirements of the Securities Act and the Securities Act Regulations and did not and will not contain an untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading. At the respective times the Prospectus or any amendment or supplement thereto is filed pursuant to Rule 424(b) or issued, as of the date hereof, as of each Applicable Time and at any time time when a prospectus is required (or, but for the provisions of Rule 172, would be required) by applicable law to be delivered in connection with sales of the Securities (whether to meet the requests of purchasers pursuant to Rule 173(d) or otherwise), neither the Prospectus nor any amendments or supplements thereto included or will include an untrue statement of a material fact or omitted or will omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The representations and warranties in the preceding paragraphs of this Section 6(a6(b) do not apply to statements in or omissions from the Registration Statement, the Prospectus or any Issuer Free Writing Prospectus or any amendment or supplement to any of the foregoing made in reliance upon and in conformity with written information furnished to the Partnership Company by MLV Virtu expressly for use therein. For purposes of each offering of the Securities under this Agreement that is not a firm commitment underwriting, the Partnership will be an “ineligible issuer” (as defined in Rule 405 of the Securities Act) as of each relevant eligibility determination date for purposes of Rules 164 and 433 under the Securities Act. The copies of the Registration Statement and any amendments thereto, each Issuer Free Writing Prospectus that is required to be filed with the Commission pursuant to Rule 433 and the Prospectus and any amendments or supplements to any of the foregoing, that have been or subsequently are delivered to MLV Virtu in connection with the offering of the Securities (whether to meet the request of purchasers pursuant to Rule 173(d) or otherwise) were and will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to EXXXXEDXXX, except to the extent permitted by Regulation S-T. For purposes of this Agreement, references to the “delivery” or “furnishing” of any of the foregoing documents to the Underwriters, and any similar terms, include, without limitation, electronic delivery. Each Issuer Free Writing Prospectus, as of its issue date and at all subsequent times through the completion of the public offering and sale of the Securities, did not, does not and will not include any information that conflicted, conflicts or will conflict with the information contained in the Registration Statement or the Prospectus that has not been superseded or modified.

Appears in 1 contract

Samples: Atm Sales Agreement (NextDecade Corp.)

No Misstatement or Omission. At the respective times that Each part of the Registration Statement Statement, when such part became or becomes effective, at any deemed effective date pursuant to Form F-10, the U.S. Securities Act and any amendments thereto became effective the Rules and Regulations on the date of filing thereof with the SEC and at each deemed Effective Date Applicable Time and Settlement Date, and the U.S. Prospectus, on the date of filing thereof with respect to MLVthe SEC and at each Applicable Time and Settlement Date, the Registration Statement and any amendments thereto complied and conformed in all material respects or will comply conform in all material respects with the requirements of the Securities Act Rules and Regulations; each part of the Securities Act Regulations and Registration Statement, when such part became or becomes effective, did not and or will not contain an untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading. At ; and the respective times the Prospectus or any amendment or supplement thereto is filed pursuant to Rule 424(b) or issuedU.S. Prospectus, as of on the date hereofof filing thereof with the SEC, as and the U.S. Prospectus and the applicable Issuer Free Writing Prospectus(es), if any, issued at or prior to such Applicable Time, taken together (collectively, and with respect to any Placement Shares, together with the applicable sale price of such Placement Shares, the "Disclosure Package") and at each Applicable Time and at any time when a prospectus is required (orSettlement Date, but for the provisions of Rule 172, would be required) by applicable law to be delivered in connection with sales of the Securities (whether to meet the requests of purchasers pursuant to Rule 173(d) or otherwise), neither the Prospectus nor any amendments or supplements thereto included did not or will not include an untrue statement of a material fact or omitted or will omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The representations and warranties in ; except that the preceding paragraphs of this Section 6(a) do foregoing shall not apply to statements in or omissions from in any such document made in reliance on information furnished in writing to the Corporation by or on behalf of the Agents expressly stating that such information is intended for use in the Registration Statement, the Prospectus or any Issuer Free Writing Prospectus U.S. Prospectus, or any amendment or supplement to thereto, it being understood and agreed that the only such information furnished by any Agent consists of the foregoing made information described as such in reliance upon and in conformity with written information furnished to the Partnership by MLV expressly for use therein. For purposes of each offering of the Securities under this Agreement that is not a firm commitment underwriting, the Partnership will be an “ineligible issuer” (as defined in Rule 405 of the Securities Act) as of each relevant eligibility determination date for purposes of Rules 164 and 433 under the Securities Act. The copies of the Registration Statement and any amendments thereto, each Issuer Free Writing Prospectus that is required to be filed with the Commission pursuant to Rule 433 and the Prospectus and any amendments or supplements to any of the foregoing, that have been or subsequently are delivered to MLV in connection with the offering of the Securities (whether to meet the request of purchasers pursuant to Rule 173(d) or otherwise) were and will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to EXXXX, except to the extent permitted by Regulation S-T. For purposes of this Agreement, references to the “delivery” or “furnishing” of any of the foregoing documents to the Underwriters, and any similar terms, include, without limitation, electronic delivery. Each Issuer Free Writing Prospectus, as of its issue date and at all subsequent times through the completion of the public offering and sale of the Securities, did not, does not and will not include any information that conflicted, conflicts or will conflict with the information contained in the Registration Statement or the Prospectus that has not been superseded or modified.Section 12.1 hereof.‌

Appears in 1 contract

Samples: Equity Distribution Agreement

No Misstatement or Omission. At Each preliminary prospectus and the respective times that Prospectus when filed complied in all material respects with the Securities Act and, if filed by electronic transmission pursuant to XXXXX, was identical (except as may be permitted by Regulation S-T under the Securities Act) to the copy thereof delivered to the Underwriters for use in connection with the offer and sale of the Offered Shares. Each of the Registration Statement and any amendments thereto post-effective amendment thereto, at the time it became or becomes effective and at each deemed Effective Date with respect to MLVall subsequent times, the Registration Statement and any amendments thereto complied and will comply in all material respects with the requirements of the Securities Act and the Securities Act Regulations and did not and will not contain an any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading. At As of the respective times Applicable Time, the Time of Sale Prospectus or any amendment or supplement thereto is filed pursuant to Rule 424(b) or issueddid not, and at the time of each sale of the Offered Shares and at the First Closing Date (as defined in Section 2), the Time of Sale Prospectus, as of then amended or supplemented by the date hereofCompany, as of each Applicable Time and at if applicable, will not, contain any time when a prospectus is required (or, but for the provisions of Rule 172, would be required) by applicable law to be delivered in connection with sales of the Securities (whether to meet the requests of purchasers pursuant to Rule 173(d) or otherwise), neither the Prospectus nor any amendments or supplements thereto included or will include an untrue statement of a material fact or omitted omit to state a material fact necessary to make the statements therein, in the light of the circumstances under which they were made, not misleading. The Prospectus, as of its date and (as then amended or supplemented) at all subsequent times, did not and will not contain any untrue statement of a material fact or omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The representations and warranties set forth in the three immediately preceding paragraphs of this Section 6(a) sentences do not apply to statements in or omissions from the Registration StatementStatement or any post-effective amendment thereto, or the Prospectus or any Issuer Free Writing Prospectus the Time of Sale Prospectus, or any amendment amendments or supplement to any of the foregoing supplements thereto, made in reliance upon and in conformity with written information relating to any Underwriter furnished to the Partnership Company in writing by MLV the Representatives expressly for use therein. For purposes of each offering , it being understood and agreed that the only such information consists of the Securities under this Agreement that is not a firm commitment underwriting, information described in Section 9(c) below. There are no contracts or other documents required to be described in the Partnership will Time of Sale Prospectus or the Prospectus or to be filed as an “ineligible issuer” (as defined in Rule 405 of the Securities Act) as of each relevant eligibility determination date for purposes of Rules 164 and 433 under the Securities Act. The copies of exhibit to the Registration Statement and any amendments thereto, each Issuer Free Writing Prospectus that is required to be filed with the Commission pursuant to Rule 433 and the Prospectus and any amendments or supplements to any of the foregoing, that which have been or subsequently are delivered to MLV in connection with the offering of the Securities (whether to meet the request of purchasers pursuant to Rule 173(d) or otherwise) were and will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to EXXXX, except to the extent permitted by Regulation S-T. For purposes of this Agreement, references to the “delivery” or “furnishing” of any of the foregoing documents to the Underwriters, and any similar terms, include, without limitation, electronic delivery. Each Issuer Free Writing Prospectus, as of its issue date and at all subsequent times through the completion of the public offering and sale of the Securities, did not, does not and will not include any information that conflicted, conflicts or will conflict with the information contained in the Registration Statement or the Prospectus that has not been superseded described or modifiedfiled as required.

Appears in 1 contract

Samples: Underwriting Agreement (Pacific Biosciences of California, Inc.)

No Misstatement or Omission. At As of (i) the respective times that time of filing of the Registration Statement and any amendments thereto became effective and at each deemed Effective Date with respect to MLV(ii) as of the date of this Agreement, the Registration Statement Company was not an “ineligible issuer” in connection with the offering of the Placement ADSs pursuant to Rules 164, 405 and any amendments thereto 433 under the Securities Act. The Company agrees to notify the Sales Agent promptly upon the Company becoming an “ineligible issuer.” The Prospectus when filed will comply or complied and and, as amended or supplemented, if applicable, will comply in all material respects with the requirements Securities Act. Each of the Registration Statement, any Rule 462(b) Registration Statement and any post-effective amendment thereto, at the time it becomes effective, and as of each Applicable Time, if any, will comply in all material respects with the Securities Act and the Securities Act Regulations and did not and and, as of each Applicable Time, if any, will not contain an any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading. At the respective times the Prospectus The Prospectus, as amended or any amendment or supplement thereto is filed pursuant to Rule 424(b) or issuedsupplemented, as of the date hereofits date, did not and, as of each Applicable Time and at Time, if any, will not contain any time when a prospectus is required (or, but for the provisions of Rule 172, would be required) by applicable law to be delivered in connection with sales of the Securities (whether to meet the requests of purchasers pursuant to Rule 173(d) or otherwise), neither the Prospectus nor any amendments or supplements thereto included or will include an untrue statement of a material fact or omitted or will omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The representations and warranties set forth in the two immediately preceding paragraphs of this Section 6(a) sentences do not apply to statements in or omissions from the Registration Statement, the Prospectus any Rule 462(b) Registration Statement, or any Issuer Free Writing Prospectus post-effective amendment thereto, or the Prospectus, or any amendment amendments or supplement to any of the foregoing supplements thereto, made in reliance upon and in conformity with written information furnished to the Partnership Company in writing by MLV the Sale Agent expressly for use therein. For purposes of each offering The parties hereto agree that the information provided in writing by or on behalf of the Securities under this Agreement that is not a firm commitment underwriting, the Partnership will be an “ineligible issuer” (as defined Sales Agent expressly for use in Rule 405 of the Securities Act) as of each relevant eligibility determination date for purposes of Rules 164 and 433 under the Securities Act. The copies of the Registration Statement and Statement, any amendments Rule 462(b) Registration Statement, or any post-effective amendment thereto, each Issuer Free Writing Prospectus that is required to be filed with or the Commission pursuant to Rule 433 and the Prospectus and Prospectus, or any amendments or supplements to any thereto, consists solely of the foregoing, that have been or subsequently are delivered material referred to MLV in connection with the offering of the Securities (whether to meet the request of purchasers pursuant to Rule 173(d) or otherwise) were and will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to EXXXX, except to the extent permitted by Regulation S-T. For purposes of this Agreement, references to the “delivery” or “furnishing” of any of the foregoing documents to the Underwriters, and any similar terms, include, without limitation, electronic delivery. Each Issuer Free Writing ProspectusSchedule 5 hereto, as of its issue date and at all subsequent times through updated from time to time. There are no contracts or other documents required to be described in the completion of the public offering and sale of the Securities, did not, does not and will not include any information that conflicted, conflicts Prospectus or will conflict with the information contained in to be filed as exhibits to the Registration Statement or the Prospectus that has which have not been superseded described or modifiedfiled as required.

Appears in 1 contract

Samples: Equity Distribution Agreement (Kazia Therapeutics LTD)

No Misstatement or Omission. At the respective times that Each part of the Registration Statement Statements, when such part became or becomes effective, at any deemed effective date pursuant to Form F-10 and any amendments thereto became effective the Rules and Regulations on the date of filing thereof with the SEC and at each deemed Effective Date Applicable Time and Settlement Date, and the U.S. Prospectus, on the date of filing thereof with respect to MLVthe SEC and at each Applicable Time and Settlement Date, the Registration Statement and any amendments thereto complied and conformed in all material respects or will comply conform in all material respects with the requirements of the Securities Act Rules and Regulations; each part of the Securities Act Regulations and Registration Statements, when such part became or becomes effective, did not and or will not contain an untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading. At ; and the respective times the Prospectus or any amendment or supplement thereto is filed pursuant to Rule 424(b) or issuedU.S. Prospectus, as of on the date hereofof filing thereof with the SEC, as and the U.S. Prospectus and the applicable Issuer Free Writing Prospectus(es), if any, issued at or prior to such Applicable Time, taken together (collectively, and with respect to any Placement Shares, together with the public offering price of such Placement Shares, the “Disclosure Package”) and at each Applicable Time and at any time when a prospectus is required (orSettlement Date, but for the provisions of Rule 172, would be required) by applicable law to be delivered in connection with sales of the Securities (whether to meet the requests of purchasers pursuant to Rule 173(d) or otherwise), neither the Prospectus nor any amendments or supplements thereto included did not or will not include an untrue statement of a material fact or omitted or will omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The representations and warranties in ; except that the preceding paragraphs of this Section 6(a) do foregoing shall not apply to statements in or omissions from in any such document made in reliance on information furnished in writing to the Corporation by or on behalf of the Agents expressly stating that such information is intended for use in the Registration Statements or a Registration Statement, the Prospectus or any Issuer Free Writing Prospectus U.S. Prospectus, or any amendment or supplement to thereto, it being understood and agreed that the only such information furnished by any Agent consists of the foregoing made information described as such in reliance upon and in conformity with written information furnished to the Partnership by MLV expressly for use therein. For purposes of each offering of the Securities under this Agreement that is not a firm commitment underwriting, the Partnership will be an “ineligible issuer” (as defined in Rule 405 of the Securities ActSection 11(a) as of each relevant eligibility determination date for purposes of Rules 164 and 433 under the Securities Act. The copies of the Registration Statement and any amendments thereto, each Issuer Free Writing Prospectus that is required to be filed with the Commission pursuant to Rule 433 and the Prospectus and any amendments or supplements to any of the foregoing, that have been or subsequently are delivered to MLV in connection with the offering of the Securities (whether to meet the request of purchasers pursuant to Rule 173(d) or otherwise) were and will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to EXXXX, except to the extent permitted by Regulation S-T. For purposes of this Agreement, references to the “delivery” or “furnishing” of any of the foregoing documents to the Underwriters, and any similar terms, include, without limitation, electronic delivery. Each Issuer Free Writing Prospectus, as of its issue date and at all subsequent times through the completion of the public offering and sale of the Securities, did not, does not and will not include any information that conflicted, conflicts or will conflict with the information contained in the Registration Statement or the Prospectus that has not been superseded or modifiedhereof.

Appears in 1 contract

Samples: Equity Distribution Agreement (Transcanada Corp)

No Misstatement or Omission. At Each preliminary prospectus and the respective times that Prospectus when filed complied in all material respects with the Securities Act and, if filed by electronic transmission pursuant to XXXXX, was identical (except as may be permitted by Regulation S-T under the Securities Act) to the copy thereof delivered to the Underwriters for use in connection with the offer and sale of the Offered Shares. Each of the Registration Statement and any amendments thereto post-effective amendment thereto, at the time it became or becomes effective and at each deemed Effective Date with respect to MLVall subsequent times, the Registration Statement and any amendments thereto complied and will comply in all material respects with the requirements of the Securities Act and the Securities Act Regulations and did not and will not contain an any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading. At As of the respective times Applicable Time, the Time of Sale Prospectus or any amendment or supplement thereto is filed pursuant to Rule 424(b) or issueddid not, and at the time of each sale of the Offered Shares and at the First Closing Date (as defined in Section 2), the Time of Sale Prospectus, as of then amended or supplemented by the date hereofCompany, as of each Applicable Time and at if applicable, will not, contain any time when a prospectus is required (or, but for the provisions of Rule 172, would be required) by applicable law to be delivered in connection with sales of the Securities (whether to meet the requests of purchasers pursuant to Rule 173(d) or otherwise), neither the Prospectus nor any amendments or supplements thereto included or will include an untrue statement of a material fact or omitted omit to state a material fact necessary to make the statements therein, in the light of the circumstances under which they were made, not misleading. The Prospectus, as of its date and (as then amended or supplemented) at all subsequent times, did not and will not contain any untrue statement of a material fact or omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The representations and warranties set forth in the three immediately preceding paragraphs of this Section 6(a) sentences do not apply to statements in or omissions from the Registration StatementStatement or any post-effective amendment thereto, or the Prospectus or any Issuer Free Writing Prospectus the Time of Sale Prospectus, or any amendment amendments or supplement to any of the foregoing supplements thereto, made in reliance upon and in conformity with written information relating to any Underwriter furnished to the Partnership Company in writing by MLV the Representatives expressly for use therein. For purposes of each offering , it being understood and agreed that the only such information consists of the Securities under this Agreement that is not a firm commitment underwriting, information described in Section 9(b). below. There are no contracts or other documents required to be described in the Partnership will Time of Sale Prospectus or the Prospectus or to be filed as an “ineligible issuer” (as defined in Rule 405 of the Securities Act) as of each relevant eligibility determination date for purposes of Rules 164 and 433 under the Securities Act. The copies of exhibit to the Registration Statement and any amendments thereto, each Issuer Free Writing Prospectus that is required to be filed with the Commission pursuant to Rule 433 and the Prospectus and any amendments or supplements to any of the foregoing, that which have been or subsequently are delivered to MLV in connection with the offering of the Securities (whether to meet the request of purchasers pursuant to Rule 173(d) or otherwise) were and will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to EXXXX, except to the extent permitted by Regulation S-T. For purposes of this Agreement, references to the “delivery” or “furnishing” of any of the foregoing documents to the Underwriters, and any similar terms, include, without limitation, electronic delivery. Each Issuer Free Writing Prospectus, as of its issue date and at all subsequent times through the completion of the public offering and sale of the Securities, did not, does not and will not include any information that conflicted, conflicts or will conflict with the information contained in the Registration Statement or the Prospectus that has not been superseded described or modifiedfiled as required.

Appears in 1 contract

Samples: Underwriting Agreement (Pacific Biosciences of California, Inc.)

No Misstatement or Omission. At the respective times that Each part of the Registration Statement Statement, when such part became or becomes effective, at any deemed effective date pursuant to Form F-10, the U.S. Securities Act and any amendments thereto became effective the Rules and Regulations on the date of filing thereof with the SEC and at each deemed Effective Date Applicable Time and Settlement Date, and the U.S. Prospectus, on the date of filing thereof with respect to MLVthe SEC and at each Applicable Time and Settlement Date, the Registration Statement and any amendments thereto complied and conformed in all material respects or will comply conform in all material respects with the requirements of the Securities Act Rules and Regulations; each part of the Securities Act Regulations and Registration Statement, when such part became or becomes effective, did not and or will not contain an untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading. At ; and the respective times the Prospectus or any amendment or supplement thereto is filed pursuant to Rule 424(b) or issuedU.S. Prospectus, as of on the date hereofof filing thereof with the SEC, as and the U.S. Prospectus and the applicable Issuer Free Writing Prospectus(es), if any, issued at or prior to such Applicable Time, taken together (collectively, and with respect to any Placement Shares, together with the applicable sale price of such Placement Shares, the "Disclosure Package") and at each Applicable Time and at any time when a prospectus is required (orSettlement Date, but for the provisions of Rule 172, would be required) by applicable law to be delivered in connection with sales of the Securities (whether to meet the requests of purchasers pursuant to Rule 173(d) or otherwise), neither the Prospectus nor any amendments or supplements thereto included did not or will not include an untrue statement of a material fact or omitted or will omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The representations and warranties in ; except that the preceding paragraphs of this Section 6(a) do foregoing shall not apply to statements in or omissions from in any such document made in reliance on information furnished in writing to the Corporation by or on behalf of the Agents expressly stating that such information is intended for use in the Registration Statement, the Prospectus or any Issuer Free Writing Prospectus U.S. Prospectus, or any amendment or supplement to thereto, it being understood and agreed that the only such information furnished by any Agent consists of the foregoing made information described as such in reliance upon and in conformity with written information furnished to the Partnership by MLV expressly for use therein. For purposes of each offering of the Securities under this Agreement that is not a firm commitment underwriting, the Partnership will be an “ineligible issuer” (as defined in Rule 405 of the Securities Act) as of each relevant eligibility determination date for purposes of Rules 164 and 433 under the Securities Act. The copies of the Registration Statement and any amendments thereto, each Issuer Free Writing Prospectus that is required to be filed with the Commission pursuant to Rule 433 and the Prospectus and any amendments or supplements to any of the foregoing, that have been or subsequently are delivered to MLV in connection with the offering of the Securities (whether to meet the request of purchasers pursuant to Rule 173(d) or otherwise) were and will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to EXXXX, except to the extent permitted by Regulation S-T. For purposes of this Agreement, references to the “delivery” or “furnishing” of any of the foregoing documents to the Underwriters, and any similar terms, include, without limitation, electronic delivery. Each Issuer Free Writing Prospectus, as of its issue date and at all subsequent times through the completion of the public offering and sale of the Securities, did not, does not and will not include any information that conflicted, conflicts or will conflict with the information contained in the Registration Statement or the Prospectus that has not been superseded or modifiedSection 12.3 hereof.

Appears in 1 contract

Samples: Equity Distribution Agreement (Westport Fuel Systems Inc.)

No Misstatement or Omission. At the respective times that Each of the Registration Statement and any amendments thereto post-effective amendment thereto, at the time it became effective and or becomes effective, at each deemed Effective Date effective date with respect to MLVthe Agent pursuant to Rule 430B(f)(2) under the Securities Act and as of each Representation Date, the Registration Statement and any amendments thereto complied complied, complies and will comply in all material respects with the requirements of the Securities Act and the Securities Act Regulations and did not, does not and will not contain an any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading, except that the representations and warranties set forth in this sentence do not apply to Agent’s Information (as defined herein). At the respective times the The Prospectus or and any amendment or supplement thereto is thereto, when so filed pursuant to with the Commission under Rule 424(b) or issuedunder the Securities Act, as of the date hereofcomplied, complies and as of each Applicable Time Representation Date will comply in all material respects with the requirements of the Securities Act, and at the Prospectus or issuer free writing prospectus (or any time when a prospectus is required (or, but amendments or supplements to any of the foregoing) furnished to the Agent for the provisions of Rule 172, would be required) by applicable law to be delivered use in connection with sales the offering of the Securities (whether Shares was identical to meet the requests of purchasers electronically transmitted copies thereof filed with the Commission pursuant to Rule 173(d) or otherwise)XXXXX, neither except to the extent permitted by Regulation S-T. Neither the Prospectus nor any amendments amendment or supplements thereto included supplement thereto, as of its date and as of each Representation Date, included, includes or will include an untrue statement of a material fact or omitted omitted, omits or will omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The , except that the representations and warranties set forth in the preceding paragraphs of this Section 6(a) sentence do not apply to statements in or omissions from the Registration Statement, the Prospectus or any Issuer Free Writing Prospectus or any amendment or supplement to any of the foregoing made in reliance upon and in conformity with written information furnished to the Partnership by MLV expressly for use therein. For purposes of each offering of the Securities under this Agreement that is not a firm commitment underwriting, the Partnership will be an “ineligible issuer” Agent’s Information (as defined herein). Each Incorporated Document heretofore filed, when it was filed (or, if any amendment with respect to any such document was filed, when such amendment was filed), conformed in Rule 405 all material respects with the requirements of the Securities Act) as Exchange Act and were filed on a timely basis with the Commission, and any further Incorporated Documents so filed and incorporated after the date of each relevant eligibility determination date for purposes of Rules 164 and 433 under this Agreement will be filed on a timely basis and, when so filed, will conform in all material respects with the Securities Act. The copies requirements of the Registration Statement and Exchange Act; no such Incorporated Document when it was filed (or, if an amendment with respect to any amendments theretosuch document was filed, each Issuer Free Writing Prospectus that is when such amendment was filed), contained an untrue statement of a material fact or omitted to state a material fact required to be filed with stated therein or necessary in order to make the Commission pursuant to Rule 433 and statements therein, in the Prospectus and any amendments or supplements to any light of the foregoingcircumstances under which they were made, that have been not misleading; and no such Incorporated Document, when it is filed, will contain an untrue statement of a material fact or subsequently are delivered will omit to MLV state a material fact required to be stated therein or necessary in connection with order to make the offering statements therein, in light of the Securities (whether to meet the request of purchasers pursuant to Rule 173(d) or otherwise) circumstances under which they were and will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to EXXXXmade, except to the extent permitted by Regulation S-T. For purposes of this Agreement, references to the “delivery” or “furnishing” of any of the foregoing documents to the Underwriters, and any similar terms, include, without limitation, electronic delivery. Each Issuer Free Writing Prospectus, as of its issue date and at all subsequent times through the completion of the public offering and sale of the Securities, did not, does not and will not include any information that conflicted, conflicts or will conflict with the information contained in the Registration Statement or the Prospectus that has not been superseded or modifiedmisleading.

Appears in 1 contract

Samples: Open Market Sale Agreement (HOOKIPA Pharma Inc.)

No Misstatement or Omission. At the respective times that the Registration Statement and any amendments thereto became effective and at each deemed Effective Date with respect to MLVThe Prospectus when filed complied and, the Registration Statement and any amendments thereto complied and as amended or supplemented, if applicable, will comply in all material respects with the requirements Securities Act. Each of the Registration Statement, any Rule 462(b) Registration Statement, the Prospectus and any post-effective amendments or supplements thereto, at the time it becomes effective or its date, as applicable, will comply and as of each of the Settlement Dates, if any, will comply in all material respects with the Securities Act and the Securities Act Regulations and did will not and and, as of each Settlement Date, if any, will not contain an any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading. At the respective times the Prospectus The Prospectus, as amended or any amendment or supplement thereto is filed pursuant to Rule 424(b) or issuedsupplemented, as of the date hereofits date, will not and, as of each Applicable Time and at any time when a prospectus is required (or, but for the provisions of Rule 172, would be required) by applicable law to be delivered in connection with sales of the Securities (whether to meet the requests of purchasers pursuant to Rule 173(d) or otherwise)Settlement Dates, neither the Prospectus nor if any, will not contain any amendments or supplements thereto included or will include an untrue statement of a material fact or omitted or will omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The representations and warranties set forth in the two immediately preceding paragraphs of this Section 6(a) sentences do not apply to statements in or omissions from the Registration Statement, the Prospectus any Rule 462(b) Registration Statement, or any Issuer Free Writing Prospectus post-effective amendment thereto, or the Prospectus, or any amendment amendments or supplement to any of the foregoing supplements thereto, made in reliance upon and in conformity with written information relating to Cowen furnished to the Partnership Company in writing by MLV Cowen expressly for use therein. For purposes of each offering of There are no contracts or other documents required to be described in the Securities under this Agreement that is not a firm commitment underwriting, the Partnership will Prospectus or to be an “ineligible issuer” (filed as defined in Rule 405 of the Securities Act) as of each relevant eligibility determination date for purposes of Rules 164 and 433 under the Securities Act. The copies of exhibits to the Registration Statement and any amendments thereto, each Issuer Free Writing Prospectus that is required to be filed with the Commission pursuant to Rule 433 and the Prospectus and any amendments or supplements to any of the foregoing, that which have been or subsequently are delivered to MLV in connection with the offering of the Securities (whether to meet the request of purchasers pursuant to Rule 173(d) or otherwise) were and will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to EXXXX, except to the extent permitted by Regulation S-T. For purposes of this Agreement, references to the “delivery” or “furnishing” of any of the foregoing documents to the Underwriters, and any similar terms, include, without limitation, electronic delivery. Each Issuer Free Writing Prospectus, as of its issue date and at all subsequent times through the completion of the public offering and sale of the Securities, did not, does not and will not include any information that conflicted, conflicts or will conflict with the information contained in the Registration Statement or the Prospectus that has not been superseded described or modifiedfiled as required.

Appears in 1 contract

Samples: Sales Agreement (Nivalis Therapeutics, Inc.)

No Misstatement or Omission. At Each preliminary prospectus and the respective times that Prospectus when filed complied in all material respects with the Securities Act and, if filed by electronic transmission pursuant to EXXXX, was identical (except as may be permitted by Regulation S-T under the Securities Act) to the copy thereof delivered to the Underwriters for use in connection with the offer and sale of the Offered Shares. Each of the Registration Statement and any amendments thereto became post-effective and amendment thereto, at each deemed Effective Date with respect to MLV, the time of the applicable effective date of the Registration Statement and any amendments thereto such post-effective amendment thereto, complied and will comply in all material respects with the requirements of the Securities Act and the Securities Act Regulations and did not and will not contain an any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading. At As of the respective times Applicable Time, the Time of Sale Prospectus or any amendment or supplement thereto is filed pursuant to Rule 424(b) or issueddid not, and at the time of each sale of the Offered Shares and at the First Closing Date (as defined in Error! Reference source not found.), the Time of Sale Prospectus, as of then amended or supplemented by the date hereofCompany, as of each Applicable Time and at if applicable, will not, contain any time when a prospectus is required (or, but for the provisions of Rule 172, would be required) by applicable law to be delivered in connection with sales of the Securities (whether to meet the requests of purchasers pursuant to Rule 173(d) or otherwise), neither the Prospectus nor any amendments or supplements thereto included or will include an untrue statement of a material fact or omitted omit to state a material fact necessary to make the statements therein, in the light of the circumstances under which they were made, not misleading. As of the date of the Prospectus and any amendment or supplement thereto and as of the First Closing Date and as of each applicable Option Closing Date, as the case may be, the Prospectus will comply in all material respects with the Securities Act and will not contain any untrue statement of a material fact or omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The representations and warranties set forth in the three immediately preceding paragraphs of this Section 6(a) sentences do not apply to statements in or omissions from the Registration StatementStatement or any post-effective amendment thereto, or the Prospectus or any Issuer Free Writing Prospectus the Time of Sale Prospectus, or any amendment amendments or supplement to any of the foregoing supplements thereto, made in reliance upon and in conformity with written information relating to any Underwriter furnished to the Partnership Company in writing by MLV the Representatives expressly for use therein. For purposes of each offering , it being understood and agreed that the only such information consists of the Securities under this Agreement that is information described in Error! Reference source not a firm commitment underwriting, found. below. There are no contracts or other documents required to be described in the Partnership will Time of Sale Prospectus or the Prospectus or to be filed as an “ineligible issuer” (as defined in Rule 405 of the Securities Act) as of each relevant eligibility determination date for purposes of Rules 164 and 433 under the Securities Act. The copies of exhibit to the Registration Statement and any amendments thereto, each Issuer Free Writing Prospectus that is required to be filed with the Commission pursuant to Rule 433 and the Prospectus and any amendments or supplements to any of the foregoing, that which have been or subsequently are delivered to MLV in connection with the offering of the Securities (whether to meet the request of purchasers pursuant to Rule 173(d) or otherwise) were and will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to EXXXX, except to the extent permitted by Regulation S-T. For purposes of this Agreement, references to the “delivery” or “furnishing” of any of the foregoing documents to the Underwriters, and any similar terms, include, without limitation, electronic delivery. Each Issuer Free Writing Prospectus, as of its issue date and at all subsequent times through the completion of the public offering and sale of the Securities, did not, does not and will not include any information that conflicted, conflicts or will conflict with the information contained in the Registration Statement or the Prospectus that has not been superseded described or modifiedfiled as required.

Appears in 1 contract

Samples: Underwriting Agreement (Pacific Biosciences of California, Inc.)

No Misstatement or Omission. At the respective times that the Registration Statement and any amendments thereto became effective and at each deemed Effective Date with respect to MLVThe Prospectus when filed will comply or complied and, the Registration Statement and any amendments thereto complied and as amended or supplemented, if applicable, will comply in all material respects with the requirements Securities Act. Each of the Registration Statement, any Rule 462(b) Registration Statement, the Prospectus and any post-effective amendments or supplements thereto, at the time it becomes effective or its date, as applicable, will comply or complied and as of each of the Settlement Dates, if any, will comply or complied in all material respects with the Securities Act and the Securities Act Regulations and did not and, as of each Settlement Date, if any, did not and will not contain an any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein not misleading. At the respective times the Prospectus The Prospectus, as amended or any amendment or supplement thereto is filed pursuant to Rule 424(b) or issuedsupplemented, as of the date hereofits date, did not and, as of each Applicable Time and at any time when a prospectus is required (or, but for the provisions of Rule 172, would be required) by applicable law to be delivered in connection with sales of the Securities (whether to meet the requests of purchasers pursuant to Rule 173(d) or otherwise)Settlement Dates, neither the Prospectus nor if any, will not contain any amendments or supplements thereto included or will include an untrue statement of a material fact or omitted or will omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The representations and warranties set forth in the two immediately preceding paragraphs of this Section 6(a) sentences do not apply to statements in or omissions from the Registration Statement, the Prospectus any Rule 462(b) Registration Statement, or any Issuer Free Writing Prospectus post-effective amendment thereto, or the Prospectus, or any amendment amendments or supplement to any of the foregoing supplements thereto, made in reliance upon and in conformity with written information relating to Cowen furnished to the Partnership Company in writing by MLV Cowen expressly for use therein. For purposes of each offering of There are no contracts or other documents required to be described in the Securities under this Agreement that is not a firm commitment underwriting, the Partnership will Prospectus or to be an “ineligible issuer” (filed as defined in Rule 405 of the Securities Act) as of each relevant eligibility determination date for purposes of Rules 164 and 433 under the Securities Act. The copies of exhibits to the Registration Statement and any amendments thereto, each Issuer Free Writing Prospectus that is required to be filed with the Commission pursuant to Rule 433 and the Prospectus and any amendments or supplements to any of the foregoing, that which have been or subsequently are delivered to MLV in connection with the offering of the Securities (whether to meet the request of purchasers pursuant to Rule 173(d) or otherwise) were and will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to EXXXX, except to the extent permitted by Regulation S-T. For purposes of this Agreement, references to the “delivery” or “furnishing” of any of the foregoing documents to the Underwriters, and any similar terms, include, without limitation, electronic delivery. Each Issuer Free Writing Prospectus, as of its issue date and at all subsequent times through the completion of the public offering and sale of the Securities, did not, does not and will not include any information that conflicted, conflicts or will conflict with the information contained in the Registration Statement or the Prospectus that has not been superseded described or modifiedfiled as required.

Appears in 1 contract

Samples: Sales Agreement (Quanterix Corp)

No Misstatement or Omission. At the respective times that Each of the Registration Statement and any amendments thereto post-effective amendment thereto, at the time it became effective and or becomes effective, at each deemed Effective Date effective date with respect to MLVthe Agent pursuant to Rule 430B(f)(2) under the Securities Act and as of each Applicable Time, the Registration Statement and any amendments thereto complied complied, complies and will comply in all material respects with the requirements of the Securities Act and the Securities Act Regulations and did not, does not and will not contain an any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading, except that the representations and warranties set forth in this sentence do not apply to Agent’s Information (as defined below). At the respective times the The Prospectus or and any amendment or supplement thereto is thereto, when so filed pursuant to with the Commission under Rule 424(b) or issuedunder the Securities Act, as of the date hereofcomplied, complies and as of each Applicable Time will comply in all material respects with the requirements of the Securities Act, and at each Prospectus Supplement, Prospectus or issuer free writing prospectus (or any time when a prospectus is required (or, but amendments or supplements to any of the foregoing) furnished to the Agent for the provisions of Rule 172, would be required) by applicable law to be delivered use in connection with sales the offering of the Securities (whether Placement Shares was identical to meet the requests of purchasers electronically transmitted copies thereof filed with the Commission pursuant to Rule 173(d) or otherwise)XXXXX, neither except to the extent permitted by Regulation S-T. Neither the Prospectus nor any amendments amendment or supplements thereto included supplement thereto, as of its date and as of each Applicable Time, included, includes or will include an untrue statement of a material fact or omitted omitted, omits or will omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The , except that the representations and warranties set forth in the preceding paragraphs of this Section 6(a) sentence do not apply to statements in or omissions from the Registration StatementAgent’s Information. Each Incorporated Document heretofore filed, the Prospectus or any Issuer Free Writing Prospectus or when it was filed (or, if any amendment or supplement with respect to any such document was filed, when such amendment was filed), conformed in all material respects with the requirements of the foregoing made Exchange Act and were filed on a timely basis with the Commission, and any further Incorporated Documents so filed and incorporated after the date of this Agreement will be filed on a timely basis and, when so filed, will conform in reliance upon and in conformity all material respects with written information furnished to the Partnership by MLV expressly for use therein. For purposes of each offering requirements of the Securities under this Agreement that is not Exchange Act; no such Incorporated Document when it was filed (or, if an amendment with respect to any such document was filed, when such amendment was filed), contained an untrue statement of a firm commitment underwriting, the Partnership will be an “ineligible issuer” (as defined in Rule 405 of the Securities Act) as of each relevant eligibility determination date for purposes of Rules 164 and 433 under the Securities Act. The copies of the Registration Statement and any amendments thereto, each Issuer Free Writing Prospectus that is material fact or omitted to state a material fact required to be filed with stated therein or necessary in order to make the Commission pursuant to Rule 433 and statements therein, in the Prospectus and any amendments or supplements to any light of the foregoingcircumstances under which they were made, that have been not misleading; and no such Incorporated Document, when it is filed, will contain an untrue statement of a material fact or subsequently are delivered will omit to MLV state a material fact required to be stated therein or necessary in connection with order to make the offering statements therein, in light of the Securities (whether to meet the request of purchasers pursuant to Rule 173(d) or otherwise) circumstances under which they were and will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to EXXXXmade, except to the extent permitted by Regulation S-T. For purposes of this Agreement, references to the “delivery” or “furnishing” of any of the foregoing documents to the Underwriters, and any similar terms, include, without limitation, electronic delivery. Each Issuer Free Writing Prospectus, as of its issue date and at all subsequent times through the completion of the public offering and sale of the Securities, did not, does not and will not include any information that conflicted, conflicts or will conflict with the information contained in the Registration Statement or the Prospectus that has not been superseded or modifiedmisleading.

Appears in 1 contract

Samples: Sales Agreement (Werewolf Therapeutics, Inc.)

No Misstatement or Omission. At the respective times that the Registration Statement and any amendments thereto became effective and at each deemed Effective Date with respect to MLVThe Prospectus when filed complied and, the Registration Statement and any amendments thereto complied and as amended or supplemented, if applicable, will comply in all material respects with the requirements Securities Act. Each of the Registration Statement, any Rule 462(b) Registration Statement and any post-effective amendment thereto, at the time it became effective, complied and, as of each Applicable Time, if any, will comply in all material respects with the Securities Act and the Securities Act Regulations and did not and and, as of each Applicable Time, if any, will not contain an any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading. At the respective times the Prospectus The Prospectus, as amended or any amendment or supplement thereto is filed pursuant to Rule 424(b) or issuedsupplemented, as of the date hereofits date, did not and, as of each Applicable Time and at Time, if any, will not contain any time when a prospectus is required (or, but for the provisions of Rule 172, would be required) by applicable law to be delivered in connection with sales of the Securities (whether to meet the requests of purchasers pursuant to Rule 173(d) or otherwise), neither the Prospectus nor any amendments or supplements thereto included or will include an untrue statement of a material fact or omitted or will omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The representations and warranties set forth in the two immediately preceding paragraphs of this Section 6(a) sentences do not apply to statements in or omissions from the Registration Statement, the Prospectus any Rule 462(b) Registration Statement, or any Issuer Free Writing Prospectus post-effective amendment thereto, or the Prospectus, or any amendment amendments or supplement to any of the foregoing supplements thereto, made in reliance upon and in conformity with written information relating to CF&Co or KeyBanc Capital Markets, Inc., BMO Capital Markets Corp., Barclays Capital Inc., Mitsubishi UFJ Securities (USA), Inc. or Liquidnet, Inc. (the “Alternate Managers”, and together with CF&Co, the “Managers”) furnished to the Partnership Company in writing by MLV the Managers expressly for use therein. For purposes of each offering of There are no contracts or other documents required to be described in the Securities under this Agreement that is not a firm commitment underwriting, the Partnership will Prospectus or to be an “ineligible issuer” (filed as defined in Rule 405 of the Securities Act) as of each relevant eligibility determination date for purposes of Rules 164 and 433 under the Securities Act. The copies of exhibits to the Registration Statement and any amendments thereto, each Issuer Free Writing Prospectus that is required to be filed with the Commission pursuant to Rule 433 and the Prospectus and any amendments or supplements to any of the foregoing, that which have been or subsequently are delivered to MLV in connection with the offering of the Securities (whether to meet the request of purchasers pursuant to Rule 173(d) or otherwise) were and will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to EXXXX, except to the extent permitted by Regulation S-T. For purposes of this Agreement, references to the “delivery” or “furnishing” of any of the foregoing documents to the Underwriters, and any similar terms, include, without limitation, electronic delivery. Each Issuer Free Writing Prospectus, as of its issue date and at all subsequent times through the completion of the public offering and sale of the Securities, did not, does not and will not include any information that conflicted, conflicts or will conflict with the information contained in the Registration Statement or the Prospectus that has not been superseded described or modifiedfiled as required.

Appears in 1 contract

Samples: Equity Distribution Agreement (Essex Property Trust Inc)

No Misstatement or Omission. At The Preliminary Prospectus and the respective times that the Registration Statement and any amendments thereto became effective and at each deemed Effective Date with respect to MLVProspectus when filed complied and, the Registration Statement and any amendments thereto complied and as amended or supplemented, if applicable, will comply in all material respects with the requirements Securities Act. Each of the Registration Statement, the Preliminary Prospectus, the Prospectus and any post-effective amendments or supplements thereto, at the time it became effective or its date, as applicable, complied and as of each Closing Date will comply in all material respects with the Securities Act and the Securities Trust Indenture Act Regulations of 1939, as amended (together with the rules and regulations of the Commission thereunder, the “Trust Indenture Act”) and did not and and, as of each Closing Date will not contain an any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading. At the respective times the Prospectus The Prospectus, as amended or any amendment or supplement thereto is filed pursuant to Rule 424(b) or issuedsupplemented, as of the date hereofits date, did not and, as of each Applicable Time and at Closing Date will not contain any time when a prospectus is required (or, but for the provisions of Rule 172, would be required) by applicable law to be delivered in connection with sales of the Securities (whether to meet the requests of purchasers pursuant to Rule 173(d) or otherwise), neither the Prospectus nor any amendments or supplements thereto included or will include an untrue statement of a material fact or omitted or will omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The representations and warranties set forth in the two immediately preceding paragraphs of this Section 6(a) sentences do not apply to statements in or omissions from the Registration Statement, Statement or any post-effective amendment thereto or the Preliminary Prospectus or the Prospectus or any Issuer Free Writing Prospectus amendments or any amendment or supplement to any of the foregoing supplements thereto made in reliance upon and in conformity with written information furnished to the Partnership by MLV expressly for use thereinUnderwriter Information. For purposes of each offering of the Securities under this Agreement that is not a firm commitment underwriting, the Partnership will be an “ineligible issuer” (as defined in Rule 405 of the Securities Act) as of each relevant eligibility determination date for purposes of Rules 164 and 433 under the Securities Act. The copies of the Registration Statement and any amendments thereto, each Issuer Free Writing Prospectus that is There are no contracts or other documents required to be filed with the Commission pursuant to Rule 433 and the Prospectus and any amendments or supplements to any of the foregoing, that have been or subsequently are delivered to MLV in connection with the offering of the Securities (whether to meet the request of purchasers pursuant to Rule 173(d) or otherwise) were and will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to EXXXX, except to the extent permitted by Regulation S-T. For purposes of this Agreement, references to the “delivery” or “furnishing” of any of the foregoing documents to the Underwriters, and any similar terms, include, without limitation, electronic delivery. Each Issuer Free Writing Prospectus, as of its issue date and at all subsequent times through the completion of the public offering and sale of the Securities, did not, does not and will not include any information that conflicted, conflicts or will conflict with the information contained described in the Registration Statement or such incorporated documents or to be filed as exhibits to the Prospectus that has Registration Statement or such incorporated documents which have not been superseded described or modifiedfiled as required; insofar as such descriptions summarize legal matters, agreements, documents or proceedings discussed therein, such descriptions are accurate and fair summaries of such legal matters, agreements, documents or proceedings in all material respects.

Appears in 1 contract

Samples: Underwriting Agreement (Tilray Brands, Inc.)

No Misstatement or Omission. At the respective times that the Registration Statement and any amendments thereto became effective and at each deemed Effective Date with respect to MLVBRFBR, the Registration Statement and any amendments thereto complied and will comply in all material respects with the requirements of the Securities Act and the Securities Act Regulations and did not and will not contain an untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading. At the respective times the Prospectus or any amendment or supplement thereto is filed pursuant to Rule 424(b) or issued, as of the date hereof, as of each Applicable Time and at any time time when a prospectus is required (or, but for the provisions of Rule 172, would be required) by applicable law to be delivered in connection with sales of the Securities (whether to meet the requests of purchasers pursuant to Rule 173(d) or otherwise), neither the Prospectus nor any amendments or supplements thereto included or will include an untrue statement of a material fact or omitted or will omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The representations and warranties in the preceding paragraphs of this Section 6(a6(b) do not apply to statements in or omissions from the Registration Statement, the Prospectus or any Issuer Free Writing Prospectus or any amendment or supplement to any of the foregoing made in reliance upon and in conformity with written information furnished to the Partnership by MLV BRFBR expressly for use therein. For purposes of each offering of the Securities under this Agreement that is not a firm commitment underwriting, the Partnership will be an “ineligible issuer” (as defined in Rule 405 of the Securities Act) as of each relevant eligibility determination date for purposes of Rules 164 and 433 under the Securities Act. The copies of the Registration Statement and any amendments thereto, each Issuer Free Writing Prospectus that is required to be filed with the Commission pursuant to Rule 433 and the Prospectus and any amendments or supplements to any of the foregoing, that have been or subsequently are delivered to MLV BRFBR in connection with the offering of the Securities (whether to meet the request of purchasers pursuant to Rule 173(d) or otherwise) were and will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to EXXXXXXXXX, except to the extent permitted by Regulation S-T. For purposes of this Agreement, references to the “delivery” or “furnishing” of any of the foregoing documents to the UnderwritersBRFBR, and any similar terms, include, without limitation, electronic delivery. Each Issuer Free Writing Prospectus, as of its issue date and at all subsequent times through the completion of the public offering and sale of the Securities, did not, does not and will not include any information that conflicted, conflicts or will conflict with the information contained in the Registration Statement or the Prospectus that has not been superseded or modified.

Appears in 1 contract

Samples: At Market Issuance Sales Agreement (Cypress Energy Partners, L.P.)

No Misstatement or Omission. At the respective times that the Registration Statement and any amendments thereto became effective and at each deemed Effective Date with respect to MLVThe Prospectus when filed complied and, the Registration Statement and any amendments thereto complied and as amended or supplemented, if applicable, will comply in all material respects with the requirements Securities Act. Each of the Registration Statement, any Rule 462(b) Registration Statement, the Prospectus and any post-effective amendments or supplements thereto, at the time it became effective or its date, as applicable, and as of each of the Settlement Dates, if any, complied in all material respects with the Securities Act and at the Securities Act Regulations time it became effective or its date, as applicable, and as of each Settlement Date, if any, did not and will not contain an any untrue statement of a material fact or omit to state a material fact required to be stated therein therein, or with respect to the Prospectus, necessary to make the statements therein in the light of the circumstances under which they were made, not misleading. At the respective times the Prospectus The Prospectus, as amended or any amendment or supplement thereto is filed pursuant to Rule 424(b) or issuedsupplemented, as of the date hereofits date, and as of each Applicable Time and at any time when a prospectus is required (or, but for the provisions of Rule 172, would be required) by applicable law to be delivered in connection with sales of the Securities (whether to meet the requests of purchasers pursuant to Rule 173(d) or otherwise)Settlement Dates, neither the Prospectus nor if any, will not contain any amendments or supplements thereto included or will include an untrue statement of a material fact or omitted or will omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The representations and warranties set forth in the two immediately preceding paragraphs of this Section 6(a) sentences do not apply to statements in or omissions from the Registration Statement, the Prospectus any Rule 462(b) Registration Statement, or any Issuer Free Writing Prospectus post-effective amendment thereto, or the Prospectus, or any amendment amendments or supplement to any of the foregoing supplements thereto, made in reliance upon and in conformity with written information relating to the Agent furnished to the Partnership Company in writing by MLV the Agent expressly for use therein. For purposes of each offering of There are no contracts or other documents required to be described in the Securities under this Agreement that is not a firm commitment underwriting, the Partnership will Prospectus or to be an “ineligible issuer” (filed as defined in Rule 405 of the Securities Act) as of each relevant eligibility determination date for purposes of Rules 164 and 433 under the Securities Act. The copies of exhibits to the Registration Statement and any amendments thereto, each Issuer Free Writing Prospectus that is required to be filed with the Commission pursuant to Rule 433 and the Prospectus and any amendments or supplements to any of the foregoing, that which have been or subsequently are delivered to MLV in connection with the offering of the Securities (whether to meet the request of purchasers pursuant to Rule 173(d) or otherwise) were and will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to EXXXX, except to the extent permitted by Regulation S-T. For purposes of this Agreement, references to the “delivery” or “furnishing” of any of the foregoing documents to the Underwriters, and any similar terms, include, without limitation, electronic delivery. Each Issuer Free Writing Prospectus, as of its issue date and at all subsequent times through the completion of the public offering and sale of the Securities, did not, does not and will not include any information that conflicted, conflicts or will conflict with the information contained in the Registration Statement or the Prospectus that has not been superseded described or modifiedfiled as required.

Appears in 1 contract

Samples: Sales Agreement (Agile Therapeutics Inc)

AutoNDA by SimpleDocs

No Misstatement or Omission. At As of (i) the respective times that time of filing of the Registration Statement and any amendments thereto became effective and at each deemed Effective Date with respect to MLV(ii) as of the date of this Agreement, the Registration Statement Company was not an “ineligible issuer” in connection with the offering of the Placement Shares pursuant to Rules 164, 405 and any amendments thereto 433 under the Securities Act. The Company agrees to notify the Agent promptly upon the Company becoming an “ineligible issuer.” The Prospectus when filed will comply or complied and and, as amended or supplemented, if applicable, will comply in all material respects with the requirements Securities Act. Each of the Registration Statement, any Rule 462(b) Registration Statement and any post-effective amendment thereto, at the time it becomes effective, and as of each Applicable Time, if any, will comply in all material respects with the Securities Act and the Securities Act Regulations and did not and and, as of each Applicable Time, if any, will not contain an any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading. At the respective times the Prospectus The Prospectus, as amended or any amendment or supplement thereto is filed pursuant to Rule 424(b) or issuedsupplemented, as of the date hereofits date, did not and, as of each Applicable Time and at Time, if any, will not contain any time when a prospectus is required (or, but for the provisions of Rule 172, would be required) by applicable law to be delivered in connection with sales of the Securities (whether to meet the requests of purchasers pursuant to Rule 173(d) or otherwise), neither the Prospectus nor any amendments or supplements thereto included or will include an untrue statement of a material fact or omitted or will omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The representations and warranties set forth in the two immediately preceding paragraphs of this Section 6(a) sentences do not apply to statements in or omissions from the Registration Statement, the Prospectus any Rule 462(b) Registration Statement, or any Issuer Free Writing Prospectus post-effective amendment thereto, or the Prospectus, or any amendment amendments or supplement to any of the foregoing supplements thereto, made in reliance upon and in conformity with written information furnished to the Partnership Company in writing by MLV the Agent expressly for use therein. For purposes of each offering The parties hereto agree that the information provided in writing by or on behalf of the Securities under this Agreement that is not a firm commitment underwriting, the Partnership will be an “ineligible issuer” (as defined Agent expressly for use in Rule 405 of the Securities Act) as of each relevant eligibility determination date for purposes of Rules 164 and 433 under the Securities Act. The copies of the Registration Statement and Statement, any amendments Rule 462(b) Registration Statement, or any post-effective amendment thereto, each Issuer Free Writing Prospectus that is required to be filed with or the Commission pursuant to Rule 433 and the Prospectus and Prospectus, or any amendments or supplements to any thereto, consists solely of the foregoing, that have been or subsequently are delivered material referred to MLV in connection with the offering of the Securities (whether to meet the request of purchasers pursuant to Rule 173(d) or otherwise) were and will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to EXXXX, except to the extent permitted by Regulation S-T. For purposes of this Agreement, references to the “delivery” or “furnishing” of any of the foregoing documents to the Underwriters, and any similar terms, include, without limitation, electronic delivery. Each Issuer Free Writing ProspectusSchedule 5 hereto, as of its issue date and at all subsequent times through updated from time to time. There are no contracts or other documents required to be described in the completion of the public offering and sale of the Securities, did not, does not and will not include any information that conflicted, conflicts Prospectus or will conflict with the information contained in to be filed as exhibits to the Registration Statement or the Prospectus that has which have not been superseded described or modifiedfiled as required.

Appears in 1 contract

Samples: Equity Distribution Agreement (Volitionrx LTD)

No Misstatement or Omission. At the respective times that the Registration Statement and any amendments thereto became effective and at each deemed Effective Date with respect to MLVVirtu, the Registration Statement and any amendments thereto complied and will comply in all material respects with the requirements of the Securities Act and the Securities Act Regulations and did not and will not contain an untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading. At the respective times the Prospectus or any amendment or supplement thereto is filed pursuant to Rule 424(b) or issued, as of the date hereof, as of each Applicable Time and at any time time when a prospectus is required (or, but for the provisions of Rule 172, would be required) by applicable law to be delivered in connection with sales of the Securities (whether to meet the requests of purchasers pursuant to Rule 173(d) or otherwise), neither the Prospectus nor any amendments or supplements thereto included or will include an untrue statement of a material fact or omitted or will omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The representations and warranties in the preceding paragraphs of this Section 6(a) do not apply to statements in or omissions from the Registration Statement, the Prospectus or any Issuer Free Writing Prospectus or any amendment or supplement to any of the foregoing made in reliance upon and in conformity with written information furnished to the Partnership by MLV Virtu expressly for use therein. For purposes of each offering of the Securities under this Agreement that is not a firm commitment underwriting, the Partnership will be an “ineligible issuer” (as defined in Rule 405 of the Securities Act) as of each relevant eligibility determination date for purposes of Rules 164 and 433 under the Securities Act. The copies of the Registration Statement and any amendments thereto, each Issuer Free Writing Prospectus that is required to be filed with the Commission pursuant to Rule 433 and the Prospectus and any amendments or supplements to any of the foregoing, that have been or subsequently are delivered to MLV Virtu in connection with the offering of the Securities (whether to meet the request of purchasers pursuant to Rule 173(d) or otherwise) were and will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to EXXXX, except to the extent permitted by Regulation S-T. For purposes of this Agreement, references to the “delivery” or “furnishing” of any of the foregoing documents to the Underwriters, and any similar terms, include, without limitation, electronic delivery. Each Issuer Free Writing Prospectus, as of its issue date and at all subsequent times through the completion of the public offering and sale of the Securities, did not, does not and will not include any information that conflicted, conflicts or will conflict with the information contained in the Registration Statement or the Prospectus that has not been superseded or modified.

Appears in 1 contract

Samples: Atm Sales Agreement (Evolve Transition Infrastructure LP)

No Misstatement or Omission. At the respective times that Each part of the Registration Statement and Statement, when such part becomes effective, at any amendments thereto became deemed effective date pursuant to Rule 430B(f)(2) on the date of filing thereof with the Commission and at each deemed Effective Date Applicable Time and Settlement Date, and the Prospectus, on the date of filing thereof with respect to MLVthe Commission and at each Applicable Time and Settlement Date, the Registration Statement and any amendments thereto complied and conformed or will comply conform in all material respects with the requirements of the Securities Act and the Securities Act Regulations Rules and Regulations, except that financial statements of VBI Vaccines (Delaware) Inc., a Delaware corporation (“VBI Delaware”), for the quarterly period ended March 31, 2016, which were not required to be filed with the Commission by VBI Delaware following its filing of Form 15 with the Commission, but which may be required to be included or incorporated by reference in the Registration Statement, have not been filed with the Commission as of the date hereof but will be filed, if required, prior to the effective date of the Registration Statement; each part of the Registration Statement, when such part becomes effective, did not and or will not contain an untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading. At ; and the respective times Prospectus, on the date of filing thereof with the Commission, and the Prospectus and the applicable Issuer Free Writing Prospectus(es) issued at or prior to such Applicable Time, taken together (collectively, and with respect to any amendment or supplement thereto is filed pursuant to Rule 424(bShares, together with the public offering price of such Shares, the “Disclosure Package”) or issued, as of the date hereof, as of and at each Applicable Time and at any time when a prospectus is required (orSettlement Date, but for the provisions of Rule 172, would be required) by applicable law to be delivered in connection with sales of the Securities (whether to meet the requests of purchasers pursuant to Rule 173(d) or otherwise), neither the Prospectus nor any amendments or supplements thereto included did not or will not include an untrue statement of a material fact or omitted or will omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The representations and warranties in ; except that the preceding paragraphs of this Section 6(a) do foregoing shall not apply to statements in or omissions from in any such document made in reliance on information furnished in writing to the Company by Canaccord intended for use in the Registration Statement, the Prospectus or any Issuer Free Writing Prospectus Prospectus, or any amendment or supplement to any of the foregoing made in reliance upon and in conformity with written information furnished to the Partnership by MLV expressly for use therein. For purposes of each offering of the Securities under this Agreement that is not a firm commitment underwriting, the Partnership will be an “ineligible issuer” (as defined in Rule 405 of the Securities Act) as of each relevant eligibility determination date for purposes of Rules 164 and 433 under the Securities Act. The copies of the Registration Statement and any amendments thereto, each Issuer Free Writing Prospectus that is required to be filed with the Commission pursuant to Rule 433 and the Prospectus and any amendments or supplements to any of the foregoing, that have been or subsequently are delivered to MLV in connection with the offering of the Securities (whether to meet the request of purchasers pursuant to Rule 173(d) or otherwise) were and will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to EXXXX, except to the extent permitted by Regulation S-T. For purposes of this Agreement, references to the “delivery” or “furnishing” of any of the foregoing documents to the Underwriters, and any similar terms, include, without limitation, electronic delivery. Each Issuer Free Writing Prospectus, as of its issue date and at all subsequent times through the completion of the public offering and sale of the Securities, did not, does not and will not include any information that conflicted, conflicts or will conflict with the information contained in the Registration Statement or the Prospectus that has not been superseded or modified.

Appears in 1 contract

Samples: Equity Distribution Agreement (VBI Vaccines Inc/Bc)

No Misstatement or Omission. At the respective times that the Registration Statement and any amendments thereto became effective and at each deemed Effective Date with respect to MLVThe Prospectus when filed complied and, the Registration Statement and any amendments thereto complied and as amended or supplemented, if applicable, will comply in all material respects with the requirements Securities Act. Each of the Registration Statement, any Rule 462(b) Registration Statement and any post-effective amendment thereto, at the time it became effective, complied and, as of each Applicable Time, if any, will comply in all material respects with the Securities Act and the Securities Act Regulations and did not and and, as of each Applicable Time, if any, will not contain an any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading. At the respective times the Prospectus The Prospectus, as amended or any amendment or supplement thereto is filed pursuant to Rule 424(b) or issuedsupplemented, as of the date hereofits date, did not and, as of each Applicable Time and at Time, if any, will not contain any time when a prospectus is required (or, but for the provisions of Rule 172, would be required) by applicable law to be delivered in connection with sales of the Securities (whether to meet the requests of purchasers pursuant to Rule 173(d) or otherwise), neither the Prospectus nor any amendments or supplements thereto included or will include an untrue statement of a material fact or omitted or will omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The representations and warranties set forth in the two immediately preceding paragraphs of this Section 6(a) sentences do not apply to statements in or omissions from the Registration Statement, the Prospectus any Rule 462(b) Registration Statement, or any Issuer Free Writing Prospectus post-effective amendment thereto, or the Prospectus, or any amendment amendments or supplement to any of the foregoing supplements thereto, made in reliance upon and in conformity with written information relating to BMO or KeyBanc Capital Markets, Inc., Cantor Xxxxxxxxxx & Co., Barclays Capital Inc., Mitsubishi UFJ Securities (USA), Inc. or Liquidnet, Inc. (the “Alternate Managers”, and together with BMO, the “Managers”) furnished to the Partnership Company in writing by MLV the Managers expressly for use therein. For purposes of each offering of There are no contracts or other documents required to be described in the Securities under this Agreement that is not a firm commitment underwriting, the Partnership will Prospectus or to be an “ineligible issuer” (filed as defined in Rule 405 of the Securities Act) as of each relevant eligibility determination date for purposes of Rules 164 and 433 under the Securities Act. The copies of exhibits to the Registration Statement and any amendments thereto, each Issuer Free Writing Prospectus that is required to be filed with the Commission pursuant to Rule 433 and the Prospectus and any amendments or supplements to any of the foregoing, that which have been or subsequently are delivered to MLV in connection with the offering of the Securities (whether to meet the request of purchasers pursuant to Rule 173(d) or otherwise) were and will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to EXXXX, except to the extent permitted by Regulation S-T. For purposes of this Agreement, references to the “delivery” or “furnishing” of any of the foregoing documents to the Underwriters, and any similar terms, include, without limitation, electronic delivery. Each Issuer Free Writing Prospectus, as of its issue date and at all subsequent times through the completion of the public offering and sale of the Securities, did not, does not and will not include any information that conflicted, conflicts or will conflict with the information contained in the Registration Statement or the Prospectus that has not been superseded described or modifiedfiled as required.

Appears in 1 contract

Samples: Equity Distribution Agreement (Essex Property Trust Inc)

No Misstatement or Omission. At the respective times that Each part of the Registration Statement Statement, when such part became or becomes effective, at any deemed effective date pursuant to Form F- 10 and any amendments thereto became effective the Rules and Regulations on the date of filing thereof with the SEC and at each deemed Effective Date Applicable Time and Settlement Date, and the U.S. Prospectus, on the date of filing thereof with respect to MLVthe SEC and at each Applicable Time and Settlement Date, the Registration Statement and any amendments thereto complied and conformed, or will comply conform in all material respects respects, with the requirements of the Securities Act Rules and Regulations; the Securities Act Regulations and Form F-X conformed with the requirements of Form F-X; each part of the Registration Statement, when such part became or becomes effective, did not and or will not contain an untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading. At ; and the respective times the Prospectus or any amendment or supplement thereto is filed pursuant to Rule 424(b) or issuedU.S. Prospectus, as of on the date hereofof filing thereof with the SEC, as and the U.S. Prospectus and the applicable Issuer Free Writing Prospectus, if any, issued at or prior to such Applicable Time, taken together (collectively, and with respect to any Placement Shares, together with the applicable sale price of such Placement Shares, the “Disclosure Package”) and at each Applicable Time and at any time when a prospectus is required (orSettlement Date, but for the provisions of Rule 172, would be required) by applicable law to be delivered in connection with sales of the Securities (whether to meet the requests of purchasers pursuant to Rule 173(d) or otherwise), neither the Prospectus nor any amendments or supplements thereto included did not or will not include an untrue statement of a material fact or omitted or will omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The representations and warranties in ; except that the preceding paragraphs of this Section 6(a) do foregoing shall not apply to statements in or omissions from in any such document made in reliance on information furnished in writing to the Corporation by or on behalf of the Agents expressly stating that such information is intended for use in the Registration Statement, the Prospectus or any Issuer Free Writing Prospectus U.S. Prospectus, or any amendment or supplement to thereto, it being understood and agreed that the only information furnished by any Agent consists of the foregoing made information described as such in reliance upon and in conformity with written information furnished to the Partnership by MLV expressly for use therein. For purposes of each offering of the Securities under this Agreement that is not a firm commitment underwriting, the Partnership will be an “ineligible issuer” (as defined in Rule 405 of the Securities ActSection 11(a) as of each relevant eligibility determination date for purposes of Rules 164 and 433 under the Securities Act. The copies of the Registration Statement and any amendments thereto, each Issuer Free Writing Prospectus that is required to be filed with the Commission pursuant to Rule 433 and the Prospectus and any amendments or supplements to any of the foregoing, that have been or subsequently are delivered to MLV in connection with the offering of the Securities (whether to meet the request of purchasers pursuant to Rule 173(d) or otherwise) were and will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to EXXXX, except to the extent permitted by Regulation S-T. For purposes of this Agreement, references to the “delivery” or “furnishing” of any of the foregoing documents to the Underwriters, and any similar terms, include, without limitation, electronic delivery. Each Issuer Free Writing Prospectus, as of its issue date and at all subsequent times through the completion of the public offering and sale of the Securities, did not, does not and will not include any information that conflicted, conflicts or will conflict with the information contained in the Registration Statement or the Prospectus that has not been superseded or modifiedhereof.

Appears in 1 contract

Samples: Equity Distribution Agreement (HEXO Corp.)

No Misstatement or Omission. At the respective times that Each part of the Registration Statement Statement, when such part became or becomes effective, at any deemed effective date pursuant to Form F-10 and any amendments thereto became effective the Rules and Regulations on the date of filing thereof with the SEC and at each deemed Effective Date Applicable Time and Settlement Date, and the U.S. Prospectus, on the date of filing thereof with respect to MLVthe SEC and at each Applicable Time and Settlement Date, the Registration Statement and any amendments thereto complied and conformed in all material respects or will comply conform in all material respects with the requirements of the Securities Act Rules and Regulations; each part of the Securities Act Regulations and Registration Statement, when such part became or becomes effective, did not and or will not contain an untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading. At ; and the respective times the Prospectus or any amendment or supplement thereto is filed pursuant to Rule 424(b) or issuedU.S. Prospectus, as of on the date hereofof filing thereof with the SEC, as and the U.S. Prospectus and the applicable Issuer Free Writing Prospectus(es), if any, issued at or prior to such Applicable Time, taken together (collectively, and with respect to any Placement Shares, together with the public offering price of such Placement Shares, the “Disclosure Package”) and at each Applicable Time and at any time when a prospectus is required (orSettlement Date, but for the provisions of Rule 172, would be required) by applicable law to be delivered in connection with sales of the Securities (whether to meet the requests of purchasers pursuant to Rule 173(d) or otherwise), neither the Prospectus nor any amendments or supplements thereto included did not or will not include an untrue statement of a material fact or omitted or will omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The representations and warranties contained in the preceding paragraphs of this Section 6(a7(b) do shall not apply to statements in or omissions from in any such document made in reliance on information furnished in writing to the Corporation by or on behalf of the Agents expressly stating that such information is intended for use in the Registration Statement, the Prospectus or any Issuer Free Writing Prospectus U.S. Prospectus, or any amendment or supplement to thereto, it being understood and agreed that the only such information furnished by any Agent consists of the foregoing made information described as such in reliance upon and in conformity with written information furnished to the Partnership by MLV expressly for use therein. For purposes of each offering of the Securities under this Agreement that is not a firm commitment underwriting, the Partnership will be an “ineligible issuer” (as defined in Rule 405 of the Securities ActSection 11(b) as of each relevant eligibility determination date for purposes of Rules 164 and 433 under the Securities Act. The copies of the Registration Statement and any amendments thereto, each Issuer Free Writing Prospectus that is required to be filed with the Commission pursuant to Rule 433 and the Prospectus and any amendments or supplements to any of the foregoing, that have been or subsequently are delivered to MLV in connection with the offering of the Securities (whether to meet the request of purchasers pursuant to Rule 173(d) or otherwise) were and will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to EXXXX, except to the extent permitted by Regulation S-T. For purposes of this Agreement, references to the “delivery” or “furnishing” of any of the foregoing documents to the Underwriters, and any similar terms, include, without limitation, electronic delivery. Each Issuer Free Writing Prospectus, as of its issue date and at all subsequent times through the completion of the public offering and sale of the Securities, did not, does not and will not include any information that conflicted, conflicts or will conflict with the information contained in the Registration Statement or the Prospectus that has not been superseded or modifiedhereof.

Appears in 1 contract

Samples: Equity Distribution Agreement (Cameco Corp)

No Misstatement or Omission. At the respective times that the Registration Statement and any amendments thereto became effective and at each deemed Effective Date with respect to MLVThe Prospectus when filed complied and, the Registration Statement and any amendments thereto complied and as amended or supplemented, if applicable, will comply in all material respects with the requirements Securities Act. Each of the Registration Statement, any Rule 462(b) Registration Statement and any post-effective amendment thereto, at the time it became effective, complied and, as of each Applicable Time, if any, will comply in all material respects with the Securities Act and the Securities Act Regulations and did not and and, as of each Applicable Time, if any, will not contain an any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading. At the respective times the Prospectus The Prospectus, as amended or any amendment or supplement thereto is filed pursuant to Rule 424(b) or issuedsupplemented, as of the date hereofits date, did not and, as of each Applicable Time and at Time, if any, will not contain any time when a prospectus is required (or, but for the provisions of Rule 172, would be required) by applicable law to be delivered in connection with sales of the Securities (whether to meet the requests of purchasers pursuant to Rule 173(d) or otherwise), neither the Prospectus nor any amendments or supplements thereto included or will include an untrue statement of a material fact or omitted or will omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The representations and warranties set forth in the two immediately preceding paragraphs of this Section 6(a) sentences do not apply to statements in or omissions from the Registration Statement, the Prospectus any Rule 462(b) Registration Statement, or any Issuer Free Writing Prospectus post-effective amendment thereto, or the Prospectus, or any amendment amendments or supplement to any of the foregoing supplements thereto, made in reliance upon and in conformity with written information relating to CF&Co or KeyBanc Capital Markets, Inc., BMO Capital Markets Corp., Barclays Capital Inc., Citigroup Global Markets Inc., Mitsubishi UFJ Securities (USA), Inc. or Liquidnet, Inc. (the “Alternate Managers”, and together with CF&Co, the “Managers”) furnished to the Partnership Company in writing by MLV the Managers expressly for use therein. For purposes of each offering of There are no contracts or other documents required to be described in the Securities under this Agreement that is not a firm commitment underwriting, the Partnership will Prospectus or to be an “ineligible issuer” (filed as defined in Rule 405 of the Securities Act) as of each relevant eligibility determination date for purposes of Rules 164 and 433 under the Securities Act. The copies of exhibits to the Registration Statement and any amendments thereto, each Issuer Free Writing Prospectus that is required to be filed with the Commission pursuant to Rule 433 and the Prospectus and any amendments or supplements to any of the foregoing, that which have been or subsequently are delivered to MLV in connection with the offering of the Securities (whether to meet the request of purchasers pursuant to Rule 173(d) or otherwise) were and will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to EXXXX, except to the extent permitted by Regulation S-T. For purposes of this Agreement, references to the “delivery” or “furnishing” of any of the foregoing documents to the Underwriters, and any similar terms, include, without limitation, electronic delivery. Each Issuer Free Writing Prospectus, as of its issue date and at all subsequent times through the completion of the public offering and sale of the Securities, did not, does not and will not include any information that conflicted, conflicts or will conflict with the information contained in the Registration Statement or the Prospectus that has not been superseded described or modifiedfiled as required.

Appears in 1 contract

Samples: Equity Distribution Agreement (Essex Property Trust Inc)

No Misstatement or Omission. At Each preliminary prospectus and the respective times that the Registration Statement and any amendments thereto became effective and at each deemed Effective Date with respect to MLVProspectus when filed complied and, the Registration Statement and any amendments thereto complied and as amended or supplemented, if applicable, will comply in all material respects with the requirements Securities Act. Each of the Securities Act Registration Statement, any Rule 462(b) Registration Statement, the Prospectus and any post-effective amendments or supplements thereto, at the Securities Act Regulations time it became effective or its date, as applicable, complied and did not at the time of each sale of the Offered Shares and at the First Closing Date (as defined in Section 2), the Time of Sale Prospectus, as then amended or supplemented by the Company, if applicable, will not not, contain an any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein therein, in the light of the circumstances under which they were made, not misleading. At the respective times the Prospectus .. The Prospectus, as amended or any amendment or supplement thereto is filed pursuant to Rule 424(b) or issuedsupplemented, as of its date, did not and, at the date hereofFirst Closing Date, as of each Applicable Time and at will not contain any time when a prospectus is required (or, but for the provisions of Rule 172, would be required) by applicable law to be delivered in connection with sales of the Securities (whether to meet the requests of purchasers pursuant to Rule 173(d) or otherwise), neither the Prospectus nor any amendments or supplements thereto included or will include an untrue statement of a material fact or omitted or will omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The representations and warranties set forth in the two immediately preceding paragraphs of this Section 6(a) sentences do not apply to statements in or omissions from the Registration Statement, the Prospectus any Rule 462(b) Registration Statement, or any Issuer Free Writing Prospectus post-effective amendment thereto, or the Prospectus, or any amendment amendments or supplement to any of the foregoing supplements thereto, made in reliance upon and in conformity with written information relating to any Underwriter furnished to the Partnership Company in writing by MLV the Representatives expressly for use therein. For purposes of each offering , it being understood and agreed that the only such information consists of the Securities under this Agreement that is not a firm commitment underwritinginformation described in Section 9(b). There are no contracts or other documents required to be described in the Registration Statement, the Partnership will Time of Sale Prospectus and the Prospectus or to be an “ineligible issuer” (filed as defined in Rule 405 of the Securities Act) as of each relevant eligibility determination date for purposes of Rules 164 and 433 under the Securities Act. The copies of exhibits to the Registration Statement and any amendments thereto, each Issuer Free Writing Prospectus that is required to be filed with the Commission pursuant to Rule 433 and the Prospectus and any amendments or supplements to any of the foregoing, that which have been or subsequently are delivered to MLV in connection with the offering of the Securities (whether to meet the request of purchasers pursuant to Rule 173(d) or otherwise) were and will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to EXXXX, except to the extent permitted by Regulation S-T. For purposes of this Agreement, references to the “delivery” or “furnishing” of any of the foregoing documents to the Underwriters, and any similar terms, include, without limitation, electronic delivery. Each Issuer Free Writing Prospectus, as of its issue date and at all subsequent times through the completion of the public offering and sale of the Securities, did not, does not and will not include any information that conflicted, conflicts or will conflict with the information contained in the Registration Statement or the Prospectus that has not been superseded described or modifiedfiled as required.

Appears in 1 contract

Samples: Underwriting Agreement (Roivant Sciences Ltd.)

No Misstatement or Omission. At the respective times that Each part of the Registration Statement Statement, when such part became or becomes effective, at any deemed effective date pursuant to Form F-10, the U.S. Securities Act and any amendments thereto became effective the Rules and Regulations on the date of filing thereof with the SEC and at each deemed Effective Date Applicable Time and Settlement Date, and the U.S. Prospectus, on the date of filing thereof with respect to MLVthe SEC and at each Applicable Time and Settlement Date, the Registration Statement and any amendments thereto complied and conformed in all material respects or will comply conform in all material respects with the requirements of the Securities Act Rules and Regulations; each part of the Securities Act Regulations and Registration Statement, when such part became or becomes effective, did not and or will not contain an untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading. At ; and the respective times the Prospectus or any amendment or supplement thereto is filed pursuant to Rule 424(b) or issuedU.S. Prospectus, as of on the date hereofof filing thereof with the SEC, as and the U.S. Prospectus and the applicable Issuer Free Writing Prospectus(es), if any, issued at or prior to such Applicable Time, taken together (collectively, and with respect to any Placement Units, together with the applicable sale price of such Placement Units, the “Disclosure Package”) and at each Applicable Time and at any time when a prospectus is required (orSettlement Date, but for the provisions of Rule 172, would be required) by applicable law to be delivered in connection with sales of the Securities (whether to meet the requests of purchasers pursuant to Rule 173(d) or otherwise), neither the Prospectus nor any amendments or supplements thereto included did not or will not include an untrue statement of a material fact or omitted or will omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The representations and warranties in ; except that the preceding paragraphs of this Section 6(a) do foregoing shall not apply to statements in or omissions from in any such document made in reliance on information furnished in writing to the REIT and Granite GP by or on behalf of the Agents expressly stating that such information is intended for use in the Registration Statement, the Prospectus or any Issuer Free Writing Prospectus U.S. Prospectus, or any amendment or supplement to thereto, it being understood and agreed that the only such information furnished by any Agent consists of the foregoing made information described as such in reliance upon and in conformity with written information furnished to the Partnership by MLV expressly for use therein. For purposes of each offering of the Securities under this Agreement that is not a firm commitment underwriting, the Partnership will be an “ineligible issuer” (as defined in Rule 405 of the Securities Act) as of each relevant eligibility determination date for purposes of Rules 164 and 433 under the Securities Act. The copies of the Registration Statement and any amendments thereto, each Issuer Free Writing Prospectus that is required to be filed with the Commission pursuant to Rule 433 and the Prospectus and any amendments or supplements to any of the foregoing, that have been or subsequently are delivered to MLV in connection with the offering of the Securities (whether to meet the request of purchasers pursuant to Rule 173(d) or otherwise) were and will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to EXXXX, except to the extent permitted by Regulation S-T. For purposes of this Agreement, references to the “delivery” or “furnishing” of any of the foregoing documents to the Underwriters, and any similar terms, include, without limitation, electronic delivery. Each Issuer Free Writing Prospectus, as of its issue date and at all subsequent times through the completion of the public offering and sale of the Securities, did not, does not and will not include any information that conflicted, conflicts or will conflict with the information contained in the Registration Statement or the Prospectus that has not been superseded or modifiedSection 12.1 hereof.

Appears in 1 contract

Samples: Equity Distribution Agreement (Granite Real Estate Investment Trust)

No Misstatement or Omission. At the respective times that Each of the Registration Statement and any amendments thereto post-effective amendment thereto, at the time it became effective and or becomes effective, at each deemed Effective Date effective date with respect to MLVthe Agent pursuant to Rule 430B(f)(2) under the Securities Act and as of each Applicable Time, the Registration Statement and any amendments thereto complied complied, complies and will comply in all material respects with the requirements of the Securities Act and the Securities Act Regulations and did not, does not and will not contain an any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading, except that the representations and warranties set forth in this sentence do not apply to Agent’s Information (as defined below). At the respective times the The Prospectus or and any amendment or supplement thereto is thereto, when so filed pursuant to with the Commission under Rule 424(b) or issuedunder the Securities Act, as of the date hereofcomplied, complies and as of each Applicable Time will comply in all material respects with the requirements of the Securities Act, and at each ATM Prospectus, Prospectus or issuer free writing prospectus (or any time when a prospectus is required (or, but amendments or supplements to any of the foregoing) furnished to the Agent for the provisions of Rule 172, would be required) by applicable law to be delivered use in connection with sales the offering of the Securities (whether Placement Shares was identical to meet the requests of purchasers electronically transmitted copies thereof filed with the Commission pursuant to Rule 173(d) or otherwise)EXXXX, neither except to the extent permitted by Regulation S-T. Neither the Prospectus nor any amendments amendment or supplements thereto included supplement thereto, as of its date and as of each Applicable Time, included, includes or will include an untrue statement of a material fact or omitted omitted, omits or will omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The , except that the representations and warranties set forth in the preceding paragraphs of this Section 6(a) sentence do not apply to statements in or omissions from the Registration StatementAgent’s Information. Each Incorporated Document heretofore filed, the Prospectus or any Issuer Free Writing Prospectus or when it was filed (or, if any amendment or supplement with respect to any such document was filed, when such amendment was filed), conformed in all material respects with the requirements of the foregoing made Exchange Act and were filed on a timely basis with the Commission, and any further Incorporated Documents so filed and incorporated after the date of this Agreement will be filed on a timely basis and, when so filed, will conform in reliance upon and in conformity all material respects with written information furnished to the Partnership by MLV expressly for use therein. For purposes of each offering requirements of the Securities under this Agreement that is not Exchange Act; no such Incorporated Document when it was filed (or, if an amendment with respect to any such document was filed, when such amendment was filed), contained an untrue statement of a firm commitment underwriting, the Partnership will be an “ineligible issuer” (as defined in Rule 405 of the Securities Act) as of each relevant eligibility determination date for purposes of Rules 164 and 433 under the Securities Act. The copies of the Registration Statement and any amendments thereto, each Issuer Free Writing Prospectus that is material fact or omitted to state a material fact required to be filed with stated therein or necessary in order to make the Commission pursuant to Rule 433 and statements therein, in the Prospectus and any amendments or supplements to any light of the foregoingcircumstances under which they were made, that have been not misleading; and no such Incorporated Document, when it is filed, will contain an untrue statement of a material fact or subsequently are delivered will omit to MLV state a material fact required to be stated therein or necessary in connection with order to make the offering statements therein, in light of the Securities (whether to meet the request of purchasers pursuant to Rule 173(d) or otherwise) circumstances under which they were and will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to EXXXXmade, except to the extent permitted by Regulation S-T. For purposes of this Agreement, references to the “delivery” or “furnishing” of any of the foregoing documents to the Underwriters, and any similar terms, include, without limitation, electronic delivery. Each Issuer Free Writing Prospectus, as of its issue date and at all subsequent times through the completion of the public offering and sale of the Securities, did not, does not and will not include any information that conflicted, conflicts or will conflict with the information contained in the Registration Statement or the Prospectus that has not been superseded or modifiedmisleading.

Appears in 1 contract

Samples: Sales Agreement (HOOKIPA Pharma Inc.)

No Misstatement or Omission. At The Prospectus when filed will comply or complied and, as amended or supplemented, if applicable, will comply in all material respects with the respective times that Securities Act. Each of the Registration Statement Statement, any Rule 462(b) Registration Statement, the Prospectus and any post-effective amendments thereto or supplements thereto, at the time it became effective or its date, as applicable, complied and at as of each deemed Effective Date with respect to MLVTime of Sale and each Settlement Date, the Registration Statement and any amendments thereto if any, complied and will comply in all material respects with the requirements of the Securities Act and the Securities Act Regulations and did not and, as of each Time of Sale and each Settlement Date, if any, will not contain an any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading. At the respective times the Prospectus The Prospectus, as amended or any amendment or supplement thereto is filed pursuant to Rule 424(b) or issuedsupplemented, as of the date hereofits date, did not and, as of each Applicable Time of Sale and at each Settlement Date, if any, will not contain any time when a prospectus is required (or, but for the provisions of Rule 172, would be required) by applicable law to be delivered in connection with sales of the Securities (whether to meet the requests of purchasers pursuant to Rule 173(d) or otherwise), neither the Prospectus nor any amendments or supplements thereto included or will include an untrue statement of a material fact or omitted or will omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The representations and warranties set forth in the two immediately preceding paragraphs of this Section 6(a) sentences do not apply to statements in or omissions from the Registration Statement, the Prospectus any Rule 462(b) Registration Statement, or any Issuer Free Writing Prospectus post-effective amendment thereto, or the Prospectus, or any amendment amendments or supplement to any of the foregoing supplements thereto, made in reliance upon and in conformity with written information furnished relating to Agent’s Information (as defined below). There are no contracts or other documents required to be described in the Prospectus or to be filed as exhibits to the Partnership by MLV expressly for use thereinRegistration Statement which have not been described or filed as required. For purposes As used herein, “Time of Sale” means with respect to each offering of the Securities under this Agreement that is not a firm commitment underwriting, the Partnership will be an “ineligible issuer” (as defined in Rule 405 of the Securities Act) as of each relevant eligibility determination date for purposes of Rules 164 and 433 under the Securities Act. The copies of the Registration Statement and any amendments thereto, each Issuer Free Writing Prospectus that is required to be filed with the Commission Placement Shares pursuant to Rule 433 and the Prospectus and any amendments or supplements to any of the foregoing, that have been or subsequently are delivered to MLV in connection with the offering of the Securities (whether to meet the request of purchasers pursuant to Rule 173(d) or otherwise) were and will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to EXXXX, except to the extent permitted by Regulation S-T. For purposes of this Agreement, references to the “delivery” or “furnishing” time of any of Xxxxx’x initial entry into contracts with purchasers for the foregoing documents to the Underwriters, and any similar terms, include, without limitation, electronic delivery. Each Issuer Free Writing Prospectus, as of its issue date and at all subsequent times through the completion of the public offering and sale of the Securities, did not, does not and will not include any information that conflicted, conflicts or will conflict with the information contained in the Registration Statement or the Prospectus that has not been superseded or modifiedsuch Placement Shares.

Appears in 1 contract

Samples: Sales Agreement (Alpine Immune Sciences, Inc.)

No Misstatement or Omission. At As of (i) the respective times that time of filing of the Registration Statement and any amendments thereto became effective and at each deemed Effective Date with respect to MLV(ii) as of the date of this Agreement, the Registration Statement Company was not an “ineligible issuer” in connection with the offering of the Placement Shares pursuant to Rules 164, 405 and any amendments thereto 433 under the Securities Act. The Company agrees to notify the Agent promptly upon the Company becoming an “ineligible issuer.” The Prospectus when filed will comply or complied and and, as amended or supplemented, if applicable, will comply in all material respects with the requirements Securities Act. Each of the Registration Statement, any Rule 462(b) Registration Statement and any post-effective amendment thereto, at the time it becomes effective, and as of each Applicable Time, if any, will comply in all material respects with the Securities Act and the Securities Act Regulations and did not and and, as of each Applicable Time, if any, will not contain an any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading. At the respective times the Prospectus The Prospectus, as amended or any amendment or supplement thereto is filed pursuant to Rule 424(b) or issuedsupplemented, as of the date hereofits date, did not and, as of each Applicable Time and at Time, if any, will not contain any time when a prospectus is required (or, but for the provisions of Rule 172, would be required) by applicable law to be delivered in connection with sales of the Securities (whether to meet the requests of purchasers pursuant to Rule 173(d) or otherwise), neither the Prospectus nor any amendments or supplements thereto included or will include an untrue statement of a material fact or omitted or will omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The representations and warranties set forth in the two immediately preceding paragraphs of this Section 6(a) sentences do not apply to statements in or omissions from the Registration Statement, the Prospectus any Rule 462(b) Registration Statement, or any Issuer Free Writing Prospectus post-effective amendment thereto, or the Prospectus, or any amendment amendments or supplement to any of the foregoing supplements thereto, made in reliance upon and in conformity with written information furnished to the Partnership Company in writing by MLV the Agent expressly for use therein. For purposes of each offering The parties hereto agree that the information provided in writing by or on behalf of the Securities under this Agreement that is not a firm commitment underwriting, the Partnership will be an “ineligible issuer” (as defined Agent expressly for use in Rule 405 of the Securities Act) as of each relevant eligibility determination date for purposes of Rules 164 and 433 under the Securities Act. The copies of the Registration Statement and Statement, any amendments Rule 462(b) Registration Statement, or any post-effective amendment thereto, each Issuer Free Writing Prospectus that is required to be filed with or the Commission pursuant to Rule 433 and the Prospectus and Prospectus, or any amendments or supplements to any thereto, consists solely of the foregoing, that have been or subsequently are delivered material referred to MLV in connection with the offering of the Securities (whether to meet the request of purchasers pursuant to Rule 173(d) or otherwise) were and will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to EXXXX, except to the extent permitted by Regulation S-T. For purposes of this Agreement, references to the “delivery” or “furnishing” of any of the foregoing documents to the Underwriters, and any similar terms, include, without limitation, electronic delivery. Each Issuer Free Writing ProspectusSchedule 5 hereto, as of its issue date and at all subsequent times through the completion of the public offering and sale of the Securities, did not, does not and will not include any information that conflicted, conflicts or will conflict with the information contained in the Registration Statement or the Prospectus that has not been superseded or modifiedupdated from time to time.

Appears in 1 contract

Samples: Sales Agreement (Altisource Portfolio Solutions S.A.)

No Misstatement or Omission. At the respective times that the Registration Statement and any amendments thereto became effective and at each deemed Effective Date with respect to MLVThe Prospectus when filed complied and, the Registration Statement and any amendments thereto complied and as amended or supplemented, if applicable, will comply in all material respects with the requirements Securities Act. Each of the Registration Statement, any Rule 462(b) Registration Statement and any post-effective amendment thereto, at the time it became effective, complied and, as of each Applicable Time, if any, will comply in all material respects with the Securities Act and the Securities Act Regulations and did not and and, as of each Applicable Time, if any, will not contain an any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading. At the respective times the Prospectus The Prospectus, as amended or any amendment or supplement thereto is filed pursuant to Rule 424(b) or issuedsupplemented, as of the date hereofits date, did not and, as of each Applicable Time and at Time, if any, will not contain any time when a prospectus is required (or, but for the provisions of Rule 172, would be required) by applicable law to be delivered in connection with sales of the Securities (whether to meet the requests of purchasers pursuant to Rule 173(d) or otherwise), neither the Prospectus nor any amendments or supplements thereto included or will include an untrue statement of a material fact or omitted or will omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The representations and warranties set forth in the two immediately preceding paragraphs of this Section 6(a) sentences do not apply to statements in or omissions from the Registration Statement, the Prospectus any Rule 462(b) Registration Statement, or any Issuer Free Writing Prospectus post-effective amendment thereto, or the Prospectus, or any amendment amendments or supplement to any of the foregoing supplements thereto, made in reliance upon and in conformity with written information relating to Barclays or KeyBanc Capital Markets, Inc., Cantor Xxxxxxxxxx & Co., BMO Capital Markets Corp., Mitsubishi UFJ Securities (USA), Inc. or Liquidnet, Inc. (the “Alternate Managers”, and together with Barclays, the “Managers”) furnished to the Partnership Company in writing by MLV the Managers expressly for use therein. For purposes of each offering of There are no contracts or other documents required to be described in the Securities under this Agreement that is not a firm commitment underwriting, the Partnership will Prospectus or to be an “ineligible issuer” (filed as defined in Rule 405 of the Securities Act) as of each relevant eligibility determination date for purposes of Rules 164 and 433 under the Securities Act. The copies of exhibits to the Registration Statement and any amendments thereto, each Issuer Free Writing Prospectus that is required to be filed with the Commission pursuant to Rule 433 and the Prospectus and any amendments or supplements to any of the foregoing, that which have been or subsequently are delivered to MLV in connection with the offering of the Securities (whether to meet the request of purchasers pursuant to Rule 173(d) or otherwise) were and will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to EXXXX, except to the extent permitted by Regulation S-T. For purposes of this Agreement, references to the “delivery” or “furnishing” of any of the foregoing documents to the Underwriters, and any similar terms, include, without limitation, electronic delivery. Each Issuer Free Writing Prospectus, as of its issue date and at all subsequent times through the completion of the public offering and sale of the Securities, did not, does not and will not include any information that conflicted, conflicts or will conflict with the information contained in the Registration Statement or the Prospectus that has not been superseded described or modifiedfiled as required.

Appears in 1 contract

Samples: Equity Distribution Agreement (Essex Property Trust Inc)

No Misstatement or Omission. At As of (i) the respective times that time of filing of the Registration Statement and any amendments thereto became effective and at each deemed Effective Date with respect to MLV(ii) as of the date of this Agreement, the Registration Statement Company was not an “ineligible issuer” in connection with the offering of the Placement Shares pursuant to Rules 164, 405 and any amendments thereto 433 under the Securities Act. The Company agrees to notify the Sales Agent promptly upon the Company becoming an “ineligible issuer.” The Prospectus when filed will comply or complied and and, as amended or supplemented, if applicable, will comply in all material respects with the requirements Securities Act. Each of the Registration Statement, any Rule 462(b) Registration Statement and any post-effective amendment thereto, at the time it becomes effective, and as of each Applicable Time, if any, will comply in all material respects with the Securities Act and the Securities Act Regulations and did not and and, as of each Applicable Time, if any, will not contain an any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading. At the respective times the Prospectus The Prospectus, as amended or any amendment or supplement thereto is filed pursuant to Rule 424(b) or issuedsupplemented, as of the date hereofits date, did not and, as of each Applicable Time and at Time, if any, will not contain any time when a prospectus is required (or, but for the provisions of Rule 172, would be required) by applicable law to be delivered in connection with sales of the Securities (whether to meet the requests of purchasers pursuant to Rule 173(d) or otherwise), neither the Prospectus nor any amendments or supplements thereto included or will include an untrue statement of a material fact or omitted or will omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The representations and warranties set forth in the two immediately preceding paragraphs of this Section 6(a) sentences do not apply to statements in or omissions from the Registration Statement, the Prospectus any Rule 462(b) Registration Statement, or any Issuer Free Writing Prospectus post-effective amendment thereto, or the Prospectus, or any amendment amendments or supplement to any of the foregoing supplements thereto, made in reliance upon and in conformity with written information furnished to the Partnership Company in writing by MLV the Sale Agent expressly for use therein. For purposes of each offering The parties hereto agree that the information provided in writing by or on behalf of the Securities under this Agreement that is not a firm commitment underwriting, the Partnership will be an “ineligible issuer” (as defined Sales Agent expressly for use in Rule 405 of the Securities Act) as of each relevant eligibility determination date for purposes of Rules 164 and 433 under the Securities Act. The copies of the Registration Statement and Statement, any amendments Rule 462(b) Registration Statement, or any post-effective amendment thereto, each Issuer Free Writing Prospectus that is required to be filed with or the Commission pursuant to Rule 433 and the Prospectus and Prospectus, or any amendments or supplements to any thereto, consists solely of the foregoing, that have been or subsequently are delivered material referred to MLV in connection with the offering of the Securities (whether to meet the request of purchasers pursuant to Rule 173(d) or otherwise) were and will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to EXXXX, except to the extent permitted by Regulation S-T. For purposes of this Agreement, references to the “delivery” or “furnishing” of any of the foregoing documents to the Underwriters, and any similar terms, include, without limitation, electronic delivery. Each Issuer Free Writing ProspectusSchedule 5 hereto, as of its issue date and at all subsequent times through updated from time to time. There are no contracts or other documents required to be described in the completion of the public offering and sale of the Securities, did not, does not and will not include any information that conflicted, conflicts Prospectus or will conflict with the information contained in to be filed as exhibits to the Registration Statement or the Prospectus that has which have not been superseded described or modifiedfiled as required. 1 Note: reps and warranties remain under review by Xxxxx regulatory and IP specialists.

Appears in 1 contract

Samples: Equity Distribution Agreement (Rezolute, Inc.)

No Misstatement or Omission. At the respective times that the Registration Statement and any amendments thereto became effective and at each deemed Effective Date with respect to MLVThe Prospectus when filed will comply or complied and, the Registration Statement and any amendments thereto complied and as amended or supplemented, if applicable, will comply in all material respects with the requirements Securities Act. Each of the Registration Statement, any Rule 462(b) Registration Statement, the Prospectus and any post-effective amendments or supplements thereto, at the time it becomes effective or its date, as applicable, will comply or complied and as of each Applicable Time, if any, will comply or complied in all material respects with the Securities Act and the Securities Act Regulations and did not and, as of each Applicable Time, if any, did not and will not contain an any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading. At the respective times the Prospectus The Prospectus, as amended or any amendment or supplement thereto is filed pursuant to Rule 424(b) or issuedsupplemented, as of the date hereofits date, did not and, as of each Applicable Time and at Time, if any, will not contain any time when a prospectus is required (or, but for the provisions of Rule 172, would be required) by applicable law to be delivered in connection with sales of the Securities (whether to meet the requests of purchasers pursuant to Rule 173(d) or otherwise), neither the Prospectus nor any amendments or supplements thereto included or will include an untrue statement of a material fact or omitted or will omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The representations and warranties set forth in the two immediately preceding paragraphs of this Section 6(a) sentences do not apply to statements in or omissions from the Registration Statement, the Prospectus any Rule 462(b) Registration Statement, or any Issuer Free Writing Prospectus post-effective amendment thereto, or the Prospectus, or any amendment amendments or supplement to any of the foregoing supplements thereto, made in reliance upon and in conformity with written information relating to Cowen furnished to the Partnership Company in writing by MLV Cowen expressly for use therein. For purposes of each offering of There are no contracts or other documents required to be described in the Securities under this Agreement that is not a firm commitment underwriting, the Partnership will Prospectus or to be an “ineligible issuer” (filed as defined in Rule 405 of the Securities Act) as of each relevant eligibility determination date for purposes of Rules 164 and 433 under the Securities Act. The copies of exhibits to the Registration Statement and any amendments thereto, each Issuer Free Writing Prospectus that is required to be filed with the Commission pursuant to Rule 433 and the Prospectus and any amendments or supplements to any of the foregoing, that which have been or subsequently are delivered to MLV in connection with the offering of the Securities (whether to meet the request of purchasers pursuant to Rule 173(d) or otherwise) were and will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to EXXXX, except to the extent permitted by Regulation S-T. For purposes of this Agreement, references to the “delivery” or “furnishing” of any of the foregoing documents to the Underwriters, and any similar terms, include, without limitation, electronic delivery. Each Issuer Free Writing Prospectus, as of its issue date and at all subsequent times through the completion of the public offering and sale of the Securities, did not, does not and will not include any information that conflicted, conflicts or will conflict with the information contained in the Registration Statement or the Prospectus that has not been superseded described or modifiedfiled as required.

Appears in 1 contract

Samples: Sales Agreement (Magenta Therapeutics, Inc.)

No Misstatement or Omission. At the respective times that the Registration Statement and any amendments thereto became effective and at each deemed Effective Date with respect to MLVThe Prospectus when filed complied and, the Registration Statement and any amendments thereto complied and as amended or supplemented, if applicable, will comply in all material respects with the requirements Securities Act. Each of the Registration Statement, any Rule 462(b) Registration Statement, the Prospectus and any post-effective amendments or supplements thereto, at the time it became effective or its date, as applicable, and as of each of the Settlement Dates, if any, complied in all material respects with the Securities Act and at the Securities Act Regulations time it became effective or its date, as applicable, and as of each Settlement Date, if any, did not and will not contain an any untrue statement of a material fact or omit to state a material fact required to be stated therein therein, or with respect to the Prospectus, necessary to make the statements therein in the light of the circumstances under which they were made, not misleading. At the respective times the Prospectus The Prospectus, as amended or any amendment or supplement thereto is filed pursuant to Rule 424(b) or issuedsupplemented, as of the date hereofits date, and as of each Applicable Time and at any time when a prospectus is required (or, but for the provisions of Rule 172, would be required) by applicable law to be delivered in connection with sales of the Securities (whether to meet the requests of purchasers pursuant to Rule 173(d) or otherwise)Settlement Dates, neither the Prospectus nor if any, will not contain any amendments or supplements thereto included or will include an untrue statement of a material fact or omitted or will omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The representations and warranties set forth in the two immediately preceding paragraphs of this Section 6(a) sentences do not apply to statements in or omissions from the Registration Statement, the Prospectus any Rule 462(b) Registration Statement, or any Issuer Free Writing Prospectus post-effective amendment thereto, or the Prospectus, or any amendment amendments or supplement to any of the foregoing supplements thereto, made in reliance upon and in conformity with written information relating to the Agents furnished to the Partnership Company in writing by MLV the Agents expressly for use therein. For purposes of each offering of There are no contracts or other documents required to be described in the Securities under this Agreement that is not a firm commitment underwriting, the Partnership will Prospectus or to be an “ineligible issuer” (filed as defined in Rule 405 of the Securities Act) as of each relevant eligibility determination date for purposes of Rules 164 and 433 under the Securities Act. The copies of exhibits to the Registration Statement and any amendments thereto, each Issuer Free Writing Prospectus that is required to be filed with the Commission pursuant to Rule 433 and the Prospectus and any amendments or supplements to any of the foregoing, that which have been or subsequently are delivered to MLV in connection with the offering of the Securities (whether to meet the request of purchasers pursuant to Rule 173(d) or otherwise) were and will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to EXXXX, except to the extent permitted by Regulation S-T. For purposes of this Agreement, references to the “delivery” or “furnishing” of any of the foregoing documents to the Underwriters, and any similar terms, include, without limitation, electronic delivery. Each Issuer Free Writing Prospectus, as of its issue date and at all subsequent times through the completion of the public offering and sale of the Securities, did not, does not and will not include any information that conflicted, conflicts or will conflict with the information contained in the Registration Statement or the Prospectus that has not been superseded described or modifiedfiled as required.

Appears in 1 contract

Samples: Sales Agreement (Agile Therapeutics Inc)

No Misstatement or Omission. At Each preliminary prospectus and the respective times that Prospectus when filed complied in all material respects with the Securities Act and, if filed by electronic transmission pursuant to XXXXX, was identical (except as may be permitted by Regulation S‑T under the Securities Act) to the copy thereof delivered to the Underwriters for use in connection with the offer and sale of the Offered Shares. Each of the Registration Statement and any amendments thereto post-effective amendment thereto, at the time it became or becomes effective and at each deemed Effective Date with respect to MLVall subsequent times, the Registration Statement and any amendments thereto complied and will comply in all material respects with the requirements of the Securities Act and the Securities Act Regulations and did not and will not contain an any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading. At As of the respective times Applicable Time, the Time of Sale Prospectus or any amendment or supplement thereto is filed pursuant to Rule 424(b) or issueddid not, and at the time of each sale of the Offered Shares and at the First Closing Date (as defined in ‎Section 2), the Time of Sale Prospectus, as of then amended or supplemented by the date hereofCompany, as of each Applicable Time and at if applicable, will not, contain any time when a prospectus is required (or, but for the provisions of Rule 172, would be required) by applicable law to be delivered in connection with sales of the Securities (whether to meet the requests of purchasers pursuant to Rule 173(d) or otherwise), neither the Prospectus nor any amendments or supplements thereto included or will include an untrue statement of a material fact or omitted omit to state a material fact necessary to make the statements therein, in the light of the circumstances under which they were made, not misleading. The Prospectus, as of its date and (as then amended or supplemented) at all subsequent times, did not and will not contain any untrue statement of a material fact or omit to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. The representations and warranties set forth in the three immediately preceding paragraphs of this Section 6(a) sentences do not apply to statements in or omissions from the Registration StatementStatement or any post-effective amendment thereto, or the Prospectus or any Issuer Free Writing Prospectus the Time of Sale Prospectus, or any amendment amendments or supplement to any of the foregoing supplements thereto, made in reliance upon and in conformity with written information relating to any Underwriter furnished to the Partnership Company in writing by MLV the Representatives expressly for use therein. For purposes of each offering , it being understood and agreed that the only such information consists of the Securities under this Agreement that is not a firm commitment underwriting, information described in ‎Section 9(b) below. There are no contracts or other documents required to be described in the Partnership will Time of Sale Prospectus or the Prospectus or to be filed as an “ineligible issuer” (as defined in Rule 405 of the Securities Act) as of each relevant eligibility determination date for purposes of Rules 164 and 433 under the Securities Act. The copies of exhibit to the Registration Statement and any amendments thereto, each Issuer Free Writing Prospectus that is required to be filed with the Commission pursuant to Rule 433 and the Prospectus and any amendments or supplements to any of the foregoing, that which have been or subsequently are delivered to MLV in connection with the offering of the Securities (whether to meet the request of purchasers pursuant to Rule 173(d) or otherwise) were and will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to EXXXX, except to the extent permitted by Regulation S-T. For purposes of this Agreement, references to the “delivery” or “furnishing” of any of the foregoing documents to the Underwriters, and any similar terms, include, without limitation, electronic delivery. Each Issuer Free Writing Prospectus, as of its issue date and at all subsequent times through the completion of the public offering and sale of the Securities, did not, does not and will not include any information that conflicted, conflicts or will conflict with the information contained in the Registration Statement or the Prospectus that has not been superseded described or modifiedfiled as required.

Appears in 1 contract

Samples: Underwriting Agreement (Pacific Biosciences of California, Inc.)

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!