Common use of No Notations Clause in Contracts

No Notations. None of the tangible chattel paper or instruments that constitute or evidence the Assets has any marks or notations indicating that they have been pledged, assigned or otherwise conveyed to any Person other than the Borrowers and the Agent (for the benefit of the Secured Parties). CREDIT AND SECURITY AGREEMENT POLICY FILE Purchase and Sale Agreement Assignment to GWG DLP Trust II Change of Ownership Change of Beneficiary Verification of Coverage In-force Policy Illustration Form of Collateral Assignment to DZ Bank AG Deutsche Zentral-Genossenschaftsbank Copy of Insured’s Driver License or Government Photo ID Life Expectancy Reports from Approved Medical Underwriter Spousal Consent(s) (if Insured is married) Bankruptcy Search Results Federal Tax Lien Search Results State Tax Lien Search Results Irrevocable Limited Power of Attorney CREDIT AND SECURITY AGREEMENT LOCATION OF CHIEF EXECUTIVE OFFICE; FEDERAL EMPLOYER IDENTIFICATION NUMBERS; LIST OF DEPOSIT ACCOUNTS; PRESENT AND FORMER NAMES Location of Chief Executive Xxxxxx 00 Xxxxx Xxxxx Xxxxxx, Xxxxx 000, Xxxxxxxxxxx, XX 00000 Federal EIN Number Borrower: GWG DLP Funding II, LLC, 00-0000000 Borrower: United Lending SPV, LLC, 00-0000000 Seller: GWG Life Settlements, LLC, 00-0000000 Seller: United Lending, LLC, 00-0000000 Seller: Opportunity Bridge Funding, 00-0000000 Performance Guarantor: GWG Holdings, LLC, 00-0000000 List of Deposit Accounts #00000000 #00000000 Present and Former Names GWG Life Settlements, LLC’s former name: Great West Growth, LLC SCHEDULE V TO CREDIT AND SECURITY AGREEMENT CONDITION PRECEDENT DOCUMENTS FOR THE INITIAL BORROWING (Attached) CREDIT AND SECURITY AGREEMENT among GWG DLP FUNDING II, LLC as a Borrower UNITED LENDING SPV, LLC as a Borrower UNITED LENDING, LLC as Premium Finance Master Servicer and a Seller GWG LIFE SETTLEMENTS, LLC as Life Settlements Master Servicer and a Seller OPPORTUNITY BRIDGE FUNDING, LLC as a Seller GWG HOLDINGS, LLC as Performance Guarantor AUTOBAHN FUNDING COMPANY LLC as Lender and DZ BANK AG DEUTSCHE ZENTRAL-GENOSSENSCHAFTSBANK as Agent July 15, 2008 LIST OF CLOSING DOCUMENTS Capitalized terms used and not otherwise defined herein have the meanings specified in the Credit and Security Agreement referred to below. Status

No Notations. None of the tangible chattel paper or instruments that constitute or evidence the Assets has any marks or notations indicating that they have been pledged, assigned or otherwise conveyed to any Person other than the Borrowers Borrower and the Agent (for the benefit of the Secured Parties). SCHEDULE II TO AMENDED AND RESTATED CREDIT AND SECURITY AGREEMENT POLICY FILE Purchase and Sale Agreement Assignment to GWG DLP Trust II Change of Ownership Change of Beneficiary Verification of Coverage In-force Policy Illustration The related Policy Form of Collateral Assignment to DZ Bank AG Deutsche Zentral-Genossenschaftsbank Copy of Insured’s Driver License or Government Photo ID Life Expectancy Reports from Approved Medical Underwriter Spousal Consent(s) (if Insured is married) Bankruptcy Search Results Federal Tax Lien Search Results State Tax Lien Search Results Irrevocable Limited Power of Attorney Any related escrow agreement SCHEDULE III TO AMENDED AND RESTATED CREDIT AND SECURITY AGREEMENT LOCATION OF CHIEF EXECUTIVE OFFICE; FEDERAL EMPLOYER IDENTIFICATION NUMBERS; LIST OF DEPOSIT ACCOUNTS; PRESENT AND FORMER NAMES Location of Chief Executive Xxxxxx 00 000 Xxxxx Xxxxx Xxxxxx, Xxxxx 0000000, Xxxxxxxxxxx, XX 00000 Federal EIN Number Borrower: GWG DLP Funding II, LLC, 00-0000000 Borrower: United Lending SPV, LLC, 00-0000000 Seller: GWG Life Settlements, LLC, 00-0000000 Seller: United Lending, LLC, 00-0000000 Seller: Opportunity Bridge Funding, 00-0000000 Performance Guarantor: GWG Holdings, LLC, 00-0000000 List of Deposit Accounts #00000000 #00000000 22977903 Present and Former Names GWG Life Settlements, LLC’s former name: Great West Growth, LLC SCHEDULE IV TO AMENDED AND RESTATED CREDIT AND SECURITY AGREEMENT OPERATING POLICIES AND PRACTICES (Attached) SCHEDULE V TO AMENDED AND RESTATED CREDIT AND SECURITY AGREEMENT CONDITION PRECEDENT DOCUMENTS FOR THE INITIAL BORROWING TO RESTATEMENT EFFECTIVE DATE (Attached) SCHEDULE VI TO AMENDED AND RESTATED CREDIT AND SECURITY AGREEMENT among LIST OF APPROVED QUALIFIED STATES FOR PURCHASED POLICIES State Approved Life Settlement Provider(s) Each Unregulated State ● GWG DLP FUNDING IILife Settlements, LLC ● Lotus Life LLC ● Magna Life Settlements, Inc. Arkansas ● GWG Life Settlements, LLC California* ● Lotus Life LLC ● Magna Life Settlements, Inc. Colorado ● Lotus Life LLC ● Magna Life Settlements, Inc. Connecticut ● GWG Life Settlements, LLC Florida ● Lotus Life LLC ● Magna Life Settlements, Inc. Georgia ● Lotus Life LLC ● Magna Life Settlements, Inc. Illinois** ● Magna Life Settlements, Inc. Indiana ● GWG Life Settlements, LLC Iowa ● GWG Life Settlements, LLC Kansas ● GWG Life Settlements, LLC Kentucky ● Magna Life Settlements, Inc. Louisiana ● GWG Life Settlements, LLC Maine ● GWG Life Settlements, LLC Maryland ● GWG Life Settlements, LLC Minnesota ● Magna Life Settlements, Inc. Mississippi ● GWG Life Settlements, LLC Montana ● None Nebraska ● GWG Life Settlements, LLC Nevada (only at times prior to the Restatement Effective Date) ● Lotus Life LLC New Jersey ● Lotus Life LLC ● Magna Life Settlements, Inc. New York*** ● Lotus Life LLC ● Magna Life Settlements, Inc. North Carolina ● GWG Life Settlements, LLC Ohio ● Lotus Life LLC ● Magna Life Settlements, Inc. Oregon ● Magna Life Settlements, Inc. Oklahoma ● GWG Life Settlements, LLC Pennsylvania ● GWG Life Settlements, LLC Rhode Island ● GWG Life Settlements, LLC Tennessee ● GWG Life Settlements, LLC Texas ● GWG Life Settlements, LLC Utah ● Magna Life Settlements, Inc. Virginia ● GWG Life Settlements, LLC Wisconsin ● Magna Life Settlements, Inc. * California shall satisfy clause (A) of the definition of “Qualified State” with respect to a Life Settlement Provider that is not licensed as a Borrower UNITED LENDING SPVlife settlement provider in California if and only if the Life Settlement Provider (i) was lawfully transacting life settlement business in California prior to July 1, LLC 2010, (ii) has filed its life settlement provider license application with the California Department of Insurance on or prior to September 1, 2010, (iii) is in compliance with all procedures in order for it to continue conducting life settlement business in California pending review and approval of its life settlement provider license application, (iv) is listed on the California Department of Insurance’s official website list of entities that are currently authorized to operate as life settlement providers in California and (v) has not withdrawn its life settlement provider license application or had such application denied. ** Illinois shall satisfy clause (A) of the definition of “Qualified State” with respect to a Life Settlement Provider that is not licensed as a Borrower UNITED LENDINGlife settlement provider in Illinois if and only if the Life Settlement Provider (i) was a licensed viatical settlement provider under Illinois law prior to July 1, LLC as Premium Finance Master Servicer 2010, (ii) continues to satisfy all requirements to hold such license and such license has not been non-renewed, suspended or revoked by the Illinois Department of Insurance, and (iii) complied, on or before July 1, 2010, with the various procedures and requirements and paid the fees listed in Section 10 of the Illinois Viatical Settlements Act and in the Illinois Department of Insurance Bulletin 2010-03. *** New York shall satisfy clause (A) of the definition of “Qualified State” with respect to a Seller GWG LIFE SETTLEMENTS, LLC as Life Settlements Master Servicer and a Seller OPPORTUNITY BRIDGE FUNDING, LLC Settlement Provider that is not licensed as a Seller GWG HOLDINGSlife settlement provider in New York if and only if the Life Settlement Provider (i) was lawfully transacting life settlement business in New York prior to the effective date of the New York Life Settlement Act, LLC (ii) has filed its life settlement provider license application with the New York State Insurance Department, (iii) has complied, and continues to comply, with the various requirements and procedures outlined in Section 21 of the New York Life Settlement Act, pending review and approval of its life settlement provider license application, (iv) is listed on the New York State Insurance Department’s official website list of entities that may lawfully operate as Performance Guarantor AUTOBAHN FUNDING COMPANY LLC as Lender life settlement providers in New York and DZ BANK AG DEUTSCHE ZENTRAL-GENOSSENSCHAFTSBANK as Agent July 15, 2008 (v) has not withdrawn its life settlement provider license application or had such application denied. SCHEDULE VII TO AMENDED AND RESTATED CREDIT AND SECURITY AGREEMENT LIST OF CLOSING DOCUMENTS Capitalized terms used and not otherwise defined herein have the meanings specified in the Credit and Security Agreement referred UNREGULATED STATES Alabama Arizona (only at times prior to below. StatusSeptember 30, 2013) Delaware District of Columbia Massachusetts (only at times prior to April 9, 2013) Michigan Missouri New Mexico South Carolina South Dakota Wyoming SCHEDULE VIII TO AMENDED AND RESTATED CREDIT AND SECURITY AGREEMENT LIFE SETTLEMENT PROVIDERS

No Notations. None of the tangible chattel paper or instruments that constitute or evidence the Assets has any marks or notations indicating that they have been pledged, assigned or otherwise conveyed to any Person other than the Borrowers and the Agent (for the benefit of the Secured Parties). SCHEDULE II TO CREDIT AND SECURITY AGREEMENT POLICY FILE Purchase and Sale Agreement Assignment to GWG DLP Trust II Change of Ownership Change of Beneficiary Verification of Coverage In-force Policy Illustration Form of Collateral Assignment to DZ Bank AG Deutsche Zentral-Genossenschaftsbank Copy of Insured’s Driver License or Government Photo ID Life Expectancy Reports from Approved Medical Underwriter Spousal Consent(s) (if Insured is married) Bankruptcy Search Results Federal Tax Lien Search Results State Tax Lien Search Results Irrevocable Limited Power of Attorney SCHEDULE III TO CREDIT AND SECURITY AGREEMENT LOCATION OF CHIEF EXECUTIVE OFFICE; FEDERAL EMPLOYER IDENTIFICATION NUMBERS; LIST OF DEPOSIT ACCOUNTS; PRESENT AND FORMER NAMES Location of Chief Executive Xxxxxx 00 Xxxxx Xxxxx Xxxxxx, Xxxxx 000, Xxxxxxxxxxx, XX 00000 Federal EIN Number Borrower: GWG DLP Funding II, LLC, 00-0000000 Borrower: United Lending SPV, LLC, 00-0000000 Seller: GWG Life Settlements, LLC, 00-0000000 Seller: United Lending, LLC, 00-0000000 Seller: Opportunity Bridge Funding, 00-0000000 Performance Guarantor: GWG Holdings, LLC, 00-0000000 List of Deposit Accounts #00000000 #00000000 Present and Former Names GWG Life Settlements, LLC’s former name: Great West Growth, LLC SCHEDULE V TO CREDIT AND SECURITY AGREEMENT CONDITION PRECEDENT DOCUMENTS FOR THE INITIAL BORROWING (Attached) CREDIT AND SECURITY AGREEMENT among GWG DLP FUNDING II, LLC as a Borrower UNITED LENDING SPV, LLC as a Borrower UNITED LENDING, LLC as Premium Finance Master Servicer and a Seller GWG LIFE SETTLEMENTS, LLC as Life Settlements Master Servicer and a Seller OPPORTUNITY BRIDGE FUNDING, LLC as a Seller GWG HOLDINGS, LLC as Performance Guarantor AUTOBAHN FUNDING COMPANY LLC as Lender and DZ BANK AG DEUTSCHE ZENTRAL-GENOSSENSCHAFTSBANK as Agent July 15, 2008 LIST OF CLOSING DOCUMENTS Capitalized terms used and not otherwise defined herein have the meanings specified in the Credit and Security Agreement referred to below. Status