No Objection. Prior to the issuance of any Placement Notice, FINRA shall have confirmed in writing that it has no objection with respect to the fairness and reasonableness of the underwriting terms and arrangements, if applicable.
Appears in 9 contracts
Samples: Equity Distribution Agreement (Wolfspeed, Inc.), Equity Distribution Agreement (Velocity Financial, Inc.), Equity Distribution Agreement (Portland General Electric Co /Or/)
No Objection. Prior to the issuance of any Placement Notice, FINRA shall have confirmed in writing that it has no objection with respect to the fairness and reasonableness of the underwriting terms and arrangements, if applicable.
Appears in 7 contracts
Samples: Equity Distribution Agreement (DNP Select Income Fund Inc), Equity Distribution Agreement (Laredo Petroleum, Inc.), Equity Distribution Agreement (Archrock, Inc.)
No Objection. Prior to the issuance of any Placement Notice, FINRA shall have confirmed in writing that it has no objection with respect to the fairness and reasonableness of the underwriting terms and arrangements, if applicablecompensation arrangements hereunder.
Appears in 7 contracts
Samples: At the Market Issuance Sales Agreement (Houston American Energy Corp), At the Market Issuance Sales Agreement (Soluna Holdings, Inc), At the Market Issuance Sales Agreement (Houston American Energy Corp)
No Objection. Prior to the issuance of any Placement Notice, FINRA shall have confirmed in writing that it has no not raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements, if applicablearrangements relating to the offering of the Securities.
Appears in 5 contracts
Samples: Equity Distribution Agreement (STAG Industrial, Inc.), Equity Distribution Agreement (STAG Industrial, Inc.), Equity Distribution Agreement (STAG Industrial, Inc.)
No Objection. Prior to the issuance of any Placement Notice, FINRA shall have confirmed in writing that it has no objection with respect to the fairness and reasonableness of the underwriting sales terms and arrangements, if applicable.
Appears in 4 contracts
Samples: Equity Distribution Agreement (Golub Capital BDC, Inc.), Equity Distribution Agreement (Golub Capital BDC, Inc.), Equity Distribution Agreement (Golub Capital BDC, Inc.)
No Objection. Prior to the issuance of any Placement Notice, FINRA shall have confirmed in writing that it has no objection with respect to the fairness and reasonableness of the underwriting placement terms and arrangements, if applicable.
Appears in 1 contract
Samples: Equity Distribution Agreement (KKR Real Estate Finance Trust Inc.)
