Common use of No Other Brokers Clause in Contracts

No Other Brokers. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against any of them or the Agent for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.

Appears in 18 contracts

Samples: Equity Distribution Agreement (InspireMD, Inc.), Equity Distribution Agreement (Cellectar Biosciences, Inc.), Equity Distribution Agreement (Casa Systems Inc)

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No Other Brokers. Neither the Company nor any of its subsidiaries Subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against any of them or the Agent for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.

Appears in 10 contracts

Samples: Equity Distribution Agreement (POINT Biopharma Global Inc.), Equity Distribution Agreement (Aptose Biosciences Inc.), Equity Distribution Agreement (Plus Therapeutics, Inc.)

No Other Brokers. Neither the Company nor any of its subsidiaries Subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against any of them or the Agent Underwriters for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Offered Shares.

Appears in 3 contracts

Samples: Underwriting Agreement (Aptose Biosciences Inc.), Underwriting Agreement (Aptose Biosciences Inc.), Underwriting Agreement (Aptose Biosciences Inc.)

No Other Brokers. Neither the Company nor any of its subsidiaries Subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against any of them or the Agent Agents for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.

Appears in 3 contracts

Samples: Equity Distribution Agreement (Aptose Biosciences Inc.), Equity Distribution Agreement (Dynatronics Corp), Equity Distribution Agreement (Aptose Biosciences Inc.)

No Other Brokers. Neither the The Company nor any of its subsidiaries is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against any of them or the Agent for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.

Appears in 2 contracts

Samples: Equity Distribution Agreement (Femasys Inc), Equity Distribution Agreement (Miromatrix Medical Inc.)

No Other Brokers. Neither the Company nor any of its subsidiaries Subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreementwith the Placement Agents) that would give rise to a valid claim against any of them or the Agent Placement Agents for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesSecurities.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Progenity, Inc.), Securities Purchase Agreement (Progenity, Inc.)

No Other Brokers. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against the Company or any of them its subsidiaries or the Agent for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.

Appears in 2 contracts

Samples: Equity Distribution Agreement (Skye Bioscience, Inc.), Equity Distribution Agreement (ChemoCentryx, Inc.)

No Other Brokers. Neither the Company nor any of its subsidiaries subsidiary is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against any of them or the Agent for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.

Appears in 2 contracts

Samples: Sales Agreement (Larimar Therapeutics, Inc.), Sales Agreement (Larimar Therapeutics, Inc.)

No Other Brokers. Neither Other than this Agreement, neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against any of them the Company or the Agent Underwriters for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesPlacement Shares or any transaction contemplated by this Agreement, the Registration Statement or the Prospectus.

Appears in 1 contract

Samples: Sales Agreement (Rocket Pharmaceuticals, Inc.)

No Other Brokers. Neither the Company nor any of its subsidiaries Subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against any of them or the Agent Underwriters for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesSecurities.

Appears in 1 contract

Samples: Purchase Agreement (POINT Biopharma Global Inc.)

No Other Brokers. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against any of them or the Agent for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.. (xxxix)

Appears in 1 contract

Samples: Apyx Medical Corp

No Other Brokers. Neither the Company nor any of its subsidiaries Subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against any of them or the Agent for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesSecurities.

Appears in 1 contract

Samples: Securities Purchase Agreement (Zymeworks Inc.)

No Other Brokers. Neither the Company nor any of its subsidiaries Subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against any of them or the Agent for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.

Appears in 1 contract

Samples: Stock Purchase Agreement (Alpine Immune Sciences, Inc.)

No Other Brokers. Neither the Company nor any of its subsidiaries Subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreementwith respect to the Placement Agents) that would give rise to a valid claim against any of them or the Agent Placement Agents for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesSecurities.

Appears in 1 contract

Samples: Securities Purchase Agreement (Alpine Immune Sciences, Inc.)

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No Other Brokers. Neither the Company nor any of its subsidiaries Subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreementwith the Placement Agent) that would give rise to a valid claim against any of them or the Placement Agent for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesSecurities.

Appears in 1 contract

Samples: Securities Purchase Agreement (Alpine Immune Sciences, Inc.)

No Other Brokers. Neither the Company nor any of its subsidiaries subsidiary is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against any of them or the Agent for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.. ​

Appears in 1 contract

Samples: Equity Distribution Agreement (Sigilon Therapeutics, Inc.)

No Other Brokers. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against any of them or any of the Agent Agents for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.

Appears in 1 contract

Samples: Equity Distribution Agreement (Fulgent Genetics, Inc.)

No Other Brokers. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against any of them or the Agent Underwriters for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the SharesSecurities.

Appears in 1 contract

Samples: Purchase Agreement (Fulgent Genetics, Inc.)

No Other Brokers. Neither the The Company nor any of its subsidiaries is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against any of them it or the Agent for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares, except for such contracts, agreements or understandings as have been waived.

Appears in 1 contract

Samples: Equity Distribution Agreement (Alaunos Therapeutics, Inc.)

No Other Brokers. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against any of them or the Agent for a brokerage commission, finder’s 's fee or like payment in connection with the offering and sale of the Shares.

Appears in 1 contract

Samples: Equity Distribution Agreement (Seelos Therapeutics, Inc.)

No Other Brokers. Neither the The Company nor any of its subsidiaries is not a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against any of them it or the Agent Underwriter for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Offered Shares, except for such contracts, agreements or understandings as have been waived.

Appears in 1 contract

Samples: Alaunos Therapeutics, Inc.

No Other Brokers. Neither the Company nor any of its subsidiaries is a party to any contract, agreement or understanding with any person (other than this Agreement) that would give rise to a valid claim against any of them or the Agent Agents for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.

Appears in 1 contract

Samples: Equity Distribution Agreement (Aravive, Inc.)

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