No Price Stabilization or Manipulation; Compliance with Regulation M. Such Selling Stockholder has not taken, directly or indirectly, any action designed to or that might cause or result in stabilization or manipulation of the price of the Shares or any reference security, whether to facilitate the sale or resale of the Offered Shares or otherwise, and has taken no action which would directly or indirectly violate any provision of Regulation M.
Appears in 15 contracts
Samples: Underwriting Agreement (AdaptHealth Corp.), Underwriting Agreement (PubMatic, Inc.), Underwriting Agreement (Lion Biotechnologies, Inc.)
No Price Stabilization or Manipulation; Compliance with Regulation M. Such Selling Stockholder has not taken, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of the Shares or any other reference security, whether to facilitate the sale or resale of the Offered Shares or otherwise, and has taken no action which would directly or indirectly violate any provision of Regulation M.
Appears in 12 contracts
Samples: Underwriting Agreement (Igate Corp), Underwriting Agreement (Chuy's Holdings, Inc.), Underwriting Agreement (Chuy's Holdings, Inc.)
No Price Stabilization or Manipulation; Compliance with Regulation M. Such The Selling Stockholder Shareholder has not taken, directly or indirectly, any action designed to or that might be reasonably be expected to cause or result in stabilization or manipulation of the price of the Shares or any reference security, whether to facilitate the sale or resale of the Offered Shares or otherwise, and has taken no action which would directly or indirectly violate any provision of Regulation M.
Appears in 6 contracts
Samples: Underwriting Agreement (Manchester United PLC), Underwriting Agreement (Manchester United PLC), Underwriting Agreement (Edward S. Glazer Irrevocable Exempt Trust)
No Price Stabilization or Manipulation; Compliance with Regulation M. Such Selling Stockholder Shareholder has not taken, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of the Shares or any other reference security, whether to facilitate the sale or resale of the Offered Shares or otherwise, and has taken no action which would directly or indirectly violate any provision of Regulation M.
Appears in 5 contracts
Samples: Underwriting Agreement (Bravo Brio Restaurant Group, Inc.), Underwriting Agreement (Bravo Brio Restaurant Group, Inc.), Underwriting Agreement (Proto Labs Inc)
No Price Stabilization or Manipulation; Compliance with Regulation M. Such The Selling Stockholder has not taken, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of the Shares or any other reference security, whether to facilitate the sale or resale of the Offered Shares or otherwise, and has taken no action which would directly or indirectly violate any provision of Regulation M.
Appears in 4 contracts
Samples: Underwriting Agreement (Alphatec Holdings, Inc.), Underwriting Agreement (Patriot Capital Funding, Inc.), Underwriting Agreement (Aurora Oil & Gas CORP)
No Price Stabilization or Manipulation; Compliance with Regulation M. Such The Selling Stockholder Shareholder has not taken, directly or indirectly, any action designed to or that might reasonably be expected to cause or result in stabilization or manipulation of the price of the Shares (including the Offered Shares) or any reference security, whether to facilitate the sale or resale of the Offered Shares or otherwise, and has taken no action which would directly or indirectly violate any provision of Regulation M.
Appears in 4 contracts
Samples: Underwriting Agreement (Medpace Holdings, Inc.), Underwriting Agreement (Medpace Holdings, Inc.), Underwriting Agreement (Medpace Holdings, Inc.)
No Price Stabilization or Manipulation; Compliance with Regulation M. Such The Selling Stockholder has not taken, directly or indirectly, any action designed to or that might cause or result in stabilization or manipulation of the price of the Shares or any reference security, whether to facilitate the sale or resale of the Offered Shares or otherwise, and has taken no action which would directly or indirectly violate any provision of Regulation M.
Appears in 4 contracts
Samples: Underwriting Agreement (Holley Inc.), Underwriting Agreement (Iradimed Corp), Underwriting Agreement (Santarus Inc)
No Price Stabilization or Manipulation; Compliance with Regulation M. Such Selling Stockholder has not taken, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in the unlawful stabilization or manipulation of the price of the Shares or any other reference security, whether to facilitate the sale or resale of the Offered Shares or otherwise, and has taken no action which would directly or indirectly violate any provision of Regulation M.
Appears in 3 contracts
Samples: Underwriting Agreement (Regional Management Corp.), Underwriting Agreement (Regional Management Corp.), Underwriting Agreement (Regional Management Corp.)
No Price Stabilization or Manipulation; Compliance with Regulation M. Such Selling Stockholder Shareholder has not taken, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of the Shares or any reference securityCommon Stock, whether to facilitate the sale or resale of the Offered Shares or otherwise, and has taken no action which would directly or indirectly violate any provision of Regulation M.
Appears in 3 contracts
Samples: Underwriting Agreement (Wireless Ronin Technologies Inc), Underwriting Agreement (Wireless Ronin Technologies Inc), Underwriting Agreement (Wireless Ronin Technologies Inc)
No Price Stabilization or Manipulation; Compliance with Regulation M. Such Other than excepted activity pursuant to Regulation M under the Exchange Act, such Selling Stockholder has not taken, directly or indirectly, any action designed to or that might cause or result in stabilization or manipulation of the price of the Shares or any reference security, whether to facilitate the sale or resale of the Offered Shares or otherwise, and has taken no action which would directly or indirectly violate any provision of Regulation M.
Appears in 3 contracts
Samples: Underwriting Agreement (Fiesta Restaurant Group, Inc.), Underwriting Agreement (Fiesta Restaurant Group, Inc.), Underwriting Agreement (Jefferies Capital Partners Iv Lp)
No Price Stabilization or Manipulation; Compliance with Regulation M. Such Selling Stockholder Shareholder has not taken, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of the Shares Common Stock or any other reference securitysecurity with respect to the Common Stock, whether to facilitate the sale or resale of the Offered Shares or otherwise, and has taken no action which would directly or indirectly violate any provision of Regulation M.
Appears in 3 contracts
Samples: Pioneer Drilling Co, Pioneer Drilling Co, Pioneer Drilling Co
No Price Stabilization or Manipulation; Compliance with Regulation M. Such Selling Stockholder has not taken, directly or indirectly, any action designed to or that might cause or would reasonably be expected to result in stabilization or manipulation of the price of the Shares or any reference security, whether to facilitate the sale or resale of the Offered Shares or otherwise, and has taken no action which would directly or indirectly violate any provision of Regulation M.
Appears in 2 contracts
Samples: Underwriting Agreement (TCV v Lp), Underwriting Agreement (TechTarget Inc)
No Price Stabilization or Manipulation; Compliance with Regulation M. Such Selling Stockholder Shareholder has not taken, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of the Ordinary Shares or any other reference security, whether to facilitate the sale or resale of the Offered Shares or otherwise, and has taken no action which would directly or indirectly violate any provision of Regulation M.
Appears in 2 contracts
Samples: Underwriting Agreement (Velti PLC), Underwriting Agreement (Velti PLC)
No Price Stabilization or Manipulation; Compliance with Regulation M. Such Selling Stockholder Shareholder has not taken, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of the Offered ADSs or Ordinary Shares or any other reference security, whether to facilitate the sale or resale of the Offered ADSs or the Underlying Shares or otherwise, and has taken no action which would directly or indirectly violate any provision of Regulation M.
Appears in 2 contracts
Samples: Underwriting Agreement (Luxfer Holdings PLC), Underwriting Agreement (Luxfer Holdings PLC)
No Price Stabilization or Manipulation; Compliance with Regulation M. Such The Selling Stockholder Shareholder has not taken, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of the Shares or any other reference security, whether to facilitate the sale or resale of the Offered Shares or otherwise, and has taken no action which would directly or indirectly violate any provision of Regulation M.
Appears in 2 contracts
Samples: Underwriting Agreement (Caribou Coffee Company, Inc.), Underwriting Agreement (Caribou Coffee Company, Inc.)
No Price Stabilization or Manipulation; Compliance with Regulation M. Such The Selling Stockholder has not taken, directly or indirectly, any action designed to or that might would be reasonably expected to cause or result in stabilization or manipulation of the price of the Shares or any other reference security, whether to facilitate the sale or resale of the Offered Optional Shares or otherwise, and has taken no action which would directly or indirectly violate any provision of Regulation M.
Appears in 2 contracts
Samples: Underwriting Agreement (Gulfport Energy Corp), Underwriting Agreement (Gulfport Energy Corp)
No Price Stabilization or Manipulation; Compliance with Regulation M. Such The Selling Stockholder has not taken, directly or indirectly, any action designed to or that might cause or result in stabilization or manipulation of the price of the Shares or any reference security, whether to facilitate the sale or resale of the Secondary Offered Shares or otherwise, and has taken no action which would directly or indirectly violate any provision of Regulation M.
Appears in 2 contracts
Samples: Underwriting Agreement (Evolus, Inc.), Underwriting Agreement (Evolus, Inc.)
No Price Stabilization or Manipulation; Compliance with Regulation M. Such Selling Stockholder has not taken, directly or indirectly, any action designed to or that might would be reasonably expected to cause or result in stabilization or manipulation of the price of the Shares or any other reference security, whether to facilitate the sale or resale of the Offered Shares or otherwise, and has taken no action which would directly or indirectly violate any provision of Regulation M.
Appears in 2 contracts
Samples: Underwriting Agreement (Ceco Environmental Corp), Underwriting Agreement (Gulfport Energy Corp)
No Price Stabilization or Manipulation; Compliance with Regulation M. Such Selling Stockholder has not taken, directly or indirectly, any action designed to or that might reasonably be expected to cause or result in stabilization or manipulation of the price of the Shares or any other reference security, whether to facilitate the sale or resale of the Offered Shares or otherwise, and has taken no action which would directly or indirectly violate any provision of Regulation M.
Appears in 1 contract
No Price Stabilization or Manipulation; Compliance with Regulation M. Such Selling Stockholder has not taken, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of the Shares or any other reference security, whether to facilitate the sale or resale of the Offered Shares to be sold by such Selling Stockholder or otherwise, and has taken no action which would directly or indirectly violate any provision of Regulation M.
Appears in 1 contract
No Price Stabilization or Manipulation; Compliance with Regulation M. Such Selling Stockholder Shareholder has not taken, directly or indirectly, any action designed to or that might be reasonably be expected to cause or result in stabilization or manipulation of the price of the Shares or any reference security, whether to facilitate the sale or resale of the Offered Shares or otherwise, and has taken no action which would directly or indirectly violate any provision of Regulation M.
Appears in 1 contract
No Price Stabilization or Manipulation; Compliance with Regulation M. Such Selling Stockholder has not taken, directly or indirectly, any action designed to or that might cause or result in stabilization or manipulation of the price of the Offered Shares or any reference security, whether to facilitate the sale or resale of the Offered Shares or otherwise, and has taken no action which would directly or indirectly violate any provision of Regulation M.
Appears in 1 contract
Samples: Underwriting Agreement (Parnell Pharmaceuticals Holdings Pty LTD)
No Price Stabilization or Manipulation; Compliance with Regulation M. Such The Selling Stockholder has not taken, directly or indirectly, any action designed to or that might would reasonably be expected to cause or result in any stabilization or manipulation of the price of the Shares or any other “reference security” (as defined in Rule 100 of Regulation M), whether to facilitate the sale or resale of the Offered Shares or otherwise, and has taken no action which would directly or indirectly violate any provision of Regulation M.
Appears in 1 contract
Samples: Central European Distribution Corp
No Price Stabilization or Manipulation; Compliance with Regulation M. Such Neither such Selling Stockholder nor any of its affiliates has not taken, directly or indirectly, any action designed to or that might cause or result in stabilization or manipulation of the price of the Shares or any reference security, whether to facilitate the sale or resale of the Offered Shares or otherwise, and has taken no action which would directly or indirectly violate any provision of Regulation M.
Appears in 1 contract
Samples: Underwriting Agreement (Sucampo Pharmaceuticals, Inc.)
No Price Stabilization or Manipulation; Compliance with Regulation M. Such Selling Stockholder Shareholder has not taken, directly or indirectly, any action designed to or that might would reasonably be expected to cause or result in stabilization or manipulation of the price of the Shares or any reference security, whether to facilitate the sale or resale of the Offered Shares or otherwise, and has taken no action which would directly or indirectly violate any provision of Regulation M.
Appears in 1 contract
Samples: Underwriting Agreement (NewAmsterdam Pharma Co N.V.)
No Price Stabilization or Manipulation; Compliance with Regulation M. Such The Selling Stockholder Shareholder has not taken, nor will the Selling Shareholder take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of the Common Shares or any other “reference security, ” (as defined in Rule 100 of Regulation M under the Exchange Act (“Regulation M”)) whether to facilitate the sale or resale of the Offered Common Shares or otherwise, and has taken no action which would directly or indirectly violate any provision of Regulation M.
Appears in 1 contract
No Price Stabilization or Manipulation; Compliance with Regulation M. Such The Selling Stockholder Shareholder has not taken, directly or indirectly, any action designed to or that might reasonably be expected to cause or result in stabilization or manipulation of the price of the Shares or any reference security, whether to facilitate the sale or resale of the Offered Shares or otherwise, and has taken no action which would directly or indirectly violate any provision of Regulation M.
Appears in 1 contract
No Price Stabilization or Manipulation; Compliance with Regulation M. Such The Selling Stockholder Shareholder has not taken, directly or indirectly, any action designed to or that might would be reasonably expected to cause or result in stabilization or manipulation of the price of the Shares or any other reference security, whether to facilitate the sale or resale of the Offered Shares or otherwise, and has taken no action which would directly or indirectly violate any provision of Regulation M.
Appears in 1 contract
Samples: Underwriting Agreement (Gulf Island Fabrication Inc)
No Price Stabilization or Manipulation; Compliance with Regulation M. Such The Selling Stockholder has not taken, directly or indirectly, any action designed to to, or that might be reasonably expected to, cause or result in stabilization or manipulation of the price of the Shares or any other reference security, whether security to facilitate the sale or resale of the Offered Shares or otherwiseShares, and has taken no action in connection with the sale or resale of the Offered Shares which would directly or indirectly violate any provision of Regulation M.
Appears in 1 contract
Samples: Underwriting Agreement (Patriot Capital Funding, Inc.)
No Price Stabilization or Manipulation; Compliance with Regulation M. Such Selling Stockholder has not taken, directly or indirectly, any action designed to or that might cause or result in stabilization or manipulation of the price of the Shares or any reference security, whether to facilitate the sale or resale of the Offered Underwritten Shares or otherwise, and has taken no action which would directly or indirectly violate any provision of Regulation M.
Appears in 1 contract
Samples: Underwriting Agreement (Medical Properties Trust Inc)
No Price Stabilization or Manipulation; Compliance with Regulation M. Such The Selling Stockholder has not taken, directly or indirectly, any action designed to or that might cause or would result in stabilization or manipulation of the price of the Shares or any “reference security” (as defined in Regulation M) with respect to the Shares, whether to facilitate the sale or resale of the Secondary Offered Shares or otherwise, and has taken no action which would directly or indirectly violate any provision of Regulation M.
Appears in 1 contract
No Price Stabilization or Manipulation; Compliance with Regulation M. Such Selling Stockholder Shareholder has not taken, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any security of the Shares Company or any other reference security, whether to facilitate the sale or resale of the Shares or the Offered Shares Securities or otherwise, and has taken no action which would directly or indirectly violate any provision of Regulation M.
Appears in 1 contract
Samples: Underwriting Agreement (BCD Semiconductor Manufacturing LTD)
No Price Stabilization or Manipulation; Compliance with Regulation M. Such The Selling Stockholder has not taken, directly or indirectly, any action designed to or that might would reasonably be expected, individually or in the aggregate, to cause or result in stabilization or manipulation of the price of the Shares or any reference security, whether to facilitate the sale or resale of the Offered Shares or otherwise, and has taken no action which would directly or indirectly violate any provision of Regulation M.
Appears in 1 contract
Samples: Underwriting Agreement (Real Good Food Company, Inc.)
No Price Stabilization or Manipulation; Compliance with Regulation M. Such If such Selling Stockholder Shareholder is an “affiliate” of the Company as defined in Rule 144 under the Securities Act, such Selling Shareholder has not taken, directly or indirectly, any action designed to or that might cause or would reasonably be expected to result in stabilization or manipulation of the price of the Shares or any reference security, whether to facilitate the sale or resale of the Offered Shares or otherwise, and has taken no action which that would directly or indirectly violate any provision of Regulation M.M with respect to the price of the Shares or any reference security.
Appears in 1 contract
No Price Stabilization or Manipulation; Compliance with Regulation M. Such Selling Stockholder Shareholder has not taken, directly or indirectly, any action designed to or that might cause or result in stabilization or manipulation of the price of the Offered Shares or any reference security, whether to facilitate the sale or resale of the Offered Shares or otherwise, and has taken no action which would directly or indirectly violate any provision of Regulation M.
Appears in 1 contract
No Price Stabilization or Manipulation; Compliance with Regulation M. Such The Selling Stockholder has Stockholders have not taken, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of the Shares or any other reference security, whether to facilitate the sale or resale of the Offered Shares or otherwise, and has have taken no action which would directly or indirectly violate any provision of Regulation M.
Appears in 1 contract
Samples: Underwriting Agreement (Patriot Capital Funding, Inc.)
No Price Stabilization or Manipulation; Compliance with Regulation M. Such Neither the Company nor the Selling Stockholder has not takenwill take, directly or indirectly, any action designed to to, or that might would reasonably be expected to, cause or result in any stabilization or manipulation of the price of the Shares or any other “reference security” (as defined in Rule 100 of Regulation M), whether to facilitate the sale or resale of the Offered Shares or otherwise, and has taken no or take any action which would directly or indirectly violate any provision of Regulation M.M in connection with the distribution of the Shares contemplated hereby.
Appears in 1 contract
Samples: Central European Distribution Corp
No Price Stabilization or Manipulation; Compliance with Regulation M. Such The Selling Stockholder has not taken, directly or indirectly, any action designed to or that might would be reasonably expected to cause or result in stabilization or manipulation of the price of the Shares shares of Common Stock or any reference security, whether to facilitate the sale or resale of the Offered Shares or otherwise, and has taken no action which would directly or indirectly violate any provision of Regulation M.M with respect to the Offered Shares.
Appears in 1 contract
No Price Stabilization or Manipulation; Compliance with Regulation M. Such The Selling Stockholder has not taken, directly or indirectly, any action designed to or that might would be reasonably expected to cause or result in stabilization or manipulation of the price of the Shares Common Stock or any other reference security, whether to facilitate the sale or resale of the Offered Shares or otherwise, and has taken no action which would directly or indirectly violate any provision of Regulation M.M. 2085477v11
Appears in 1 contract
No Price Stabilization or Manipulation; Compliance with Regulation M. Such Selling Stockholder has not taken, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of the Selling Stockholders Shares or any other reference security, whether to facilitate the sale or resale of the Offered Selling Stockholders Shares or otherwise, and has taken no action which would directly or indirectly violate any provision of Regulation M.
Appears in 1 contract
Samples: Underwriting Agreement (Chefs' Warehouse Holdings, LLC)
No Price Stabilization or Manipulation; Compliance with Regulation M. Such The Selling Stockholder has not taken, directly or indirectly, any action designed to or that might would be reasonably expected to cause or result in stabilization or manipulation of the price of the Shares or any other reference security, whether to facilitate the sale or resale of the Offered Shares or otherwise, and has taken no action which would directly or indirectly violate any provision of Regulation M.
Appears in 1 contract
No Price Stabilization or Manipulation; Compliance with Regulation M. Such Selling Stockholder has not taken, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of the Shares Common Stock or any other reference security, whether to facilitate the sale or resale of the Offered Shares or otherwise, and has taken no action which that would directly or indirectly violate any provision of Regulation M.
Appears in 1 contract
No Price Stabilization or Manipulation; Compliance with Regulation M. Such The Selling Stockholder has not taken, directly or indirectly, any action designed to or that might would be reasonably expected to cause or result in stabilization or manipulation of the price of the Shares Common Stock or any other reference security, whether to facilitate the sale or resale of the Offered Shares Securities or otherwise, and has taken no action which would directly or indirectly violate any provision of Regulation M.
Appears in 1 contract
No Price Stabilization or Manipulation; Compliance with Regulation M. Such Selling Stockholder has not taken, directly or indirectly, any action designed to or that might cause or result in stabilization or manipulation of the price of the Shares shares of Common Stock or any reference security, whether to facilitate the sale or resale of the Offered Shares or otherwise, and has taken no action which would directly or indirectly violate any provision of Regulation M.
Appears in 1 contract
Samples: Underwriting Agreement (Celldex Therapeutics, Inc.)
No Price Stabilization or Manipulation; Compliance with Regulation M. Such The Selling Stockholder Shareholder has not taken, directly or indirectly, any action designed to or that might would be reasonably expected to cause or result in stabilization or manipulation of the price of the Shares or any other reference security, whether to facilitate the sale or resale of the Offered Optional Shares or otherwise, and has taken no action which would directly or indirectly violate any provision of Regulation M.
Appears in 1 contract
No Price Stabilization or Manipulation; Compliance with Regulation M. Such Selling Stockholder has not taken, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of the Optional Shares or any other reference security, whether to facilitate the sale or resale of the Offered Optional Shares or otherwise, and has taken no action which would directly or indirectly violate any provision of Regulation M.
Appears in 1 contract
No Price Stabilization or Manipulation; Compliance with Regulation M. Such Selling Stockholder has not taken, directly or indirectly, any action designed to or that might cause or result in stabilization or manipulation of the price of the Shares or any reference security, whether to facilitate the sale or resale of the Offered Shares or otherwise, and has taken no action which would directly or indirectly violate any provision of Regulation M.M; provided that the Company may buy back Shares from the Selling Stockholders in accordance with the terms of that certain Share Repurchase Agreement, dated November 9, 2021, by and between the Company and the Selling Stockholders.
Appears in 1 contract
Samples: Engaged Capital LLC
No Price Stabilization or Manipulation; Compliance with Regulation M. Such Selling Stockholder Shareholder has not taken, directly or indirectly, any action designed to or that might cause or result in stabilization or manipulation of the price of the Shares or any reference security, whether to facilitate the sale or resale of the Offered Shares or otherwise, and has taken no action which would directly or indirectly violate any provision of Regulation M.
Appears in 1 contract
Samples: Underwriting Agreement (Xenon Pharmaceuticals Inc.)
No Price Stabilization or Manipulation; Compliance with Regulation M. Such Selling Stockholder Shareholder has not taken, directly or indirectly, any action designed designed, or would reasonably be expected, to or that might cause or result in stabilization or manipulation of the price of the Shares or any reference security, whether to facilitate the sale or resale of the Offered Shares or otherwise, and has taken no action which that would directly or indirectly violate any provision of Regulation M.
Appears in 1 contract
Samples: Underwriting Agreement (Grindrod Shipping Holdings Ltd.)