Common use of No Price Stabilization or Manipulation Clause in Contracts

No Price Stabilization or Manipulation. Neither the Company nor any of its directors, officers or controlling persons has taken, directly or indirectly, any action intended to cause or result in, or which might reasonably be expected to cause or result in, or which has constituted, stabilization or manipulation, under the Act or otherwise, of the price of any security of the Company to facilitate the sale or resale of the Shares.

Appears in 37 contracts

Samples: Underwriting Agreement (Ivanhoe Electric Inc.), Atm Equity Offering Sales Agreement (Coeur Mining, Inc.), Underwriting Agreement (Gamida Cell Ltd.)

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No Price Stabilization or Manipulation. Neither the Company Company, nor any of its subsidiaries, nor any of its or their respective directors, officers or or, to the knowledge of the Company, controlling persons has taken, directly or indirectly, any action intended designed to cause or result in, or which that might reasonably be expected to cause or result in, or which has constituted, in the stabilization or manipulation, under the Act or otherwise, manipulation of the price of any security of the Company to facilitate the sale or resale of the SharesCommon Stock.

Appears in 28 contracts

Samples: Equity Distribution Agreement (Annovis Bio, Inc.), Sales Agreement (Altisource Portfolio Solutions S.A.), Common Stock Sales Agreement (Akerna Corp.)

No Price Stabilization or Manipulation. Neither the Company nor nor, to its knowledge, any of its directors, officers or controlling persons persons, has taken, directly or indirectly, any action intended to cause or result in, or which might reasonably be expected to cause or result in, or which has constituted, stabilization or manipulation, under the Act or otherwise, of the price of any security of the Company to facilitate the sale or resale of the SharesSecurities.

Appears in 8 contracts

Samples: Underwriting Agreement (ImmunoCellular Therapeutics, Ltd.), Underwriting Agreement (ImmunoCellular Therapeutics, Ltd.), Underwriting Agreement (ImmunoCellular Therapeutics, Ltd.)

No Price Stabilization or Manipulation. Neither the Company nor any of its directors, officers officers, director nominees or controlling persons has taken, directly or indirectly, any action intended to cause or result in, or which might reasonably be expected to cause or result in, or which has constituted, stabilization or manipulation, under the Act or otherwise, of the price of any security of the Company to facilitate the sale or resale of the SharesUnits.

Appears in 7 contracts

Samples: Underwriting Agreement (Ocelot Acquisition Corp I), Underwriting Agreement (Kadem Sustainable Impact Corp), Underwriting Agreement (Ocelot Acquisition Corp I)

No Price Stabilization or Manipulation. Neither the Company nor any of its directors, officers or controlling persons Affiliates (as defined in the Securities Act) has taken, directly or indirectly, any action intended which constitutes or is designed to cause or result in, or which might could reasonably be expected to constitute, cause or result in, or which has constituted, the stabilization or manipulation, under the Act or otherwise, manipulation of the price of any security of the Company to facilitate the sale or resale of the SharesTransaction Securities.

Appears in 6 contracts

Samples: Underwriting Agreement (Blue Calypso, Inc.), Underwriting Agreement (Perseon Corp), Underwriting Agreement (Perseon Corp)

No Price Stabilization or Manipulation. Neither the Company nor any of its directors, officers or controlling persons has taken, directly or indirectly, any action intended to cause or result in, or which might reasonably be expected to cause or result in, or which has constituted, stabilization or manipulation, under the Act or otherwise, of the price of any security of the Company to facilitate the sale or resale of the SharesUnits.

Appears in 6 contracts

Samples: Underwriting Agreement (G&P Acquisition Corp.), Underwriting Agreement (G&P Acquisition Corp.), Underwriting Agreement (G&P Acquisition Corp.)

No Price Stabilization or Manipulation. Neither the Company nor nor, to the Company’s Knowledge, any of its directorsofficers, officers directors or controlling persons affiliates has takentaken or will take, directly or indirectly, any action designed or intended to cause stabilize or result manipulate the price of any security of the Company, or which caused or resulted in, or which might in the future reasonably be expected to cause or result in, or which has constituted, stabilization or manipulation, under the Act or otherwise, manipulation of the price of any security of the Company to facilitate the sale or resale of the SharesCompany.

Appears in 6 contracts

Samples: Underwriting Agreement (Praxis Precision Medicines, Inc.), Underwriting Agreement (Praxis Precision Medicines, Inc.), Underwriting Agreement (Praxis Precision Medicines, Inc.)

No Price Stabilization or Manipulation. Neither the Company nor nor, to its knowledge, any of its directors, officers or controlling persons persons, has taken, directly or indirectly, any action intended to cause or result in, or which might would reasonably be expected to cause or result in, or which has constituted, stabilization or manipulation, under the Act or otherwise, of the price of any security of the Company to facilitate the sale or resale of the SharesSecurities.

Appears in 4 contracts

Samples: Underwriting Agreement (Medirom Healthcare Technologies Inc.), Underwriting Agreement (Medirom Healthcare Technologies Inc.), Underwriting Agreement (Medirom Healthcare Technologies Inc.)

No Price Stabilization or Manipulation. Neither the Company nor any of its subsidiaries nor any of their respective directors, officers officers, affiliates or controlling persons has taken, directly or indirectly, any action intended designed to cause or result in, or which that might be reasonably be expected to cause or result in, or which has constituted, in stabilization or manipulation, under the Act or otherwise, manipulation of the price of any security of the Company or any of its subsidiaries whether to facilitate the sale or resale of the SharesShares or otherwise.

Appears in 4 contracts

Samples: Underwriting Agreement (Sabra Health Care REIT, Inc.), Underwriting Agreement (Sabra Health Care REIT, Inc.), Underwriting Agreement (Sabra Health Care REIT, Inc.)

No Price Stabilization or Manipulation. Neither the Company nor any of its the Subsidiaries nor any of their respective directors, officers officers, affiliates or controlling persons has taken, directly or indirectly, any action intended to cause or result in, designed or which has constituted or might reasonably be expected to cause or result in, or which has constituted, in the stabilization or manipulation, under the Act or otherwise, manipulation of the price of any security of the Company to facilitate the sale or resale of the Shares.

Appears in 4 contracts

Samples: Underwriting Agreement (Global Net Lease, Inc.), Underwriting Agreement (Global Net Lease, Inc.), Underwriting Agreement (Global Net Lease, Inc.)

No Price Stabilization or Manipulation. Neither the Company nor any of its directors, officers or controlling persons has taken, directly or indirectly, any action intended to cause or result in, or which might reasonably be expected to cause or result in, or which has constituted, stabilization or manipulation, under the Securities Act or otherwise, of the price of any security of the Company to facilitate the sale or resale of the Shares.

Appears in 4 contracts

Samples: Underwriting Agreement (Kura Sushi Usa, Inc.), Underwriting Agreement (Kura Sushi Usa, Inc.), Underwriting Agreement (Kura Sushi Usa, Inc.)

No Price Stabilization or Manipulation. Neither the Company nor any of its directorsaffiliates has and, officers or controlling persons has to the Company’s knowledge, no one acting on its behalf has, taken, directly or indirectly, any action intended designed to cause or to result in, or that has constituted or which might reasonably be expected to cause or result inconstitute, or which has constituted, the stabilization or manipulation, under the Act or otherwise, manipulation of the price of any security of the Company to facilitate the sale or resale of any of the Placement Shares.

Appears in 3 contracts

Samples: At Market Issuance Sales Agreement (Pangaea Logistics Solutions Ltd.), At Market Issuance Sales Agreement (Pangaea Logistics Solutions Ltd.), At Market Issuance Sales Agreement (Eagle Bulk Shipping Inc.)

No Price Stabilization or Manipulation. Neither the Company nor any of its directors, officers or controlling persons has taken, directly or indirectly, any action intended to cause or result in, or which might reasonably be expected to cause or result in, or which has constituted, stabilization or manipulation, under the Act or otherwise, of the price of any security of the Company to facilitate the sale or resale of the SharesSecurities.

Appears in 3 contracts

Samples: Underwriting Agreement (Gamida Cell Ltd.), Underwriting Agreement (NGAS Resources Inc), Underwriting Agreement (NGAS Resources Inc)

No Price Stabilization or Manipulation. Neither the Company Company, nor to the Company’s knowledge, any of its directors, officers or controlling persons has taken, directly or indirectly, any action intended to cause or result in, or which might reasonably be expected to cause or result in, or which has constituted, stabilization or manipulation, under the Act or otherwise, of the price of any security of the Company to facilitate the sale or resale of the Shares.

Appears in 3 contracts

Samples: Underwriting Agreement (Bioheart, Inc.), Underwriting Agreement (Bioheart, Inc.), Underwriting Agreement (Bioheart, Inc.)

No Price Stabilization or Manipulation. Neither the Company nor any affiliate of its directors, officers or controlling persons the Company has takentaken and will not take, directly or indirectly, any action intended to cause or result inwhich constitutes, was designed to, or which might reasonably be expected to cause or result in, or which has constituted, stabilization or manipulation, under the Act or otherwise, manipulation of the price of any security of the Company to facilitate the sale or resale of the Offered Shares.

Appears in 3 contracts

Samples: Underwriting Agreement (Red Lion Hotels CORP), Underwriting Agreement (Red Lion Hotels CORP), Underwriting Agreement (JMP Group Inc.)

No Price Stabilization or Manipulation. Neither the Company nor any affiliate of its directors, officers or controlling persons the Company has takentaken and will not take, directly or indirectly, any action intended to cause or result inwhich constitutes, was designed to, or which might reasonably be expected to cause or result in, or which has constituted, stabilization or manipulation, under the Act or otherwise, manipulation of the price of any security of the Company to facilitate the sale or resale of the SharesNotes.

Appears in 2 contracts

Samples: Underwriting Agreement (JMP Group Inc.), Underwriting Agreement (JMP Group Inc.)

No Price Stabilization or Manipulation. Neither the Company nor any of its directors, officers or or, to the Company’s knowledge, controlling persons has taken, directly or indirectly, any action intended to cause or result in, or which might reasonably be expected to cause or result in, or which has constituted, stabilization or manipulation, under the Securities Act or otherwise, of the price of any security of the Company to facilitate the sale or resale of the SharesSecurities.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Raptor Pharmaceutical Corp), Securities Purchase Agreement (Raptor Pharmaceutical Corp)

No Price Stabilization or Manipulation. Neither the Company nor nor, to its knowledge, any of its directorsemployees, officers directors or controlling persons stockholders (without the consent of the Representatives) has takentaken and will take, directly or indirectly, any action intended to cause or result indesigned to, or which that might be reasonably be expected to cause or result in, or which has constituted, stabilization or manipulation, under the Act or otherwise, manipulation of the price of any security securities of the Company to facilitate the sale or resale of the SharesOffered Securities.

Appears in 2 contracts

Samples: Underwriting Agreement (Xuhang Holdings LTD), Underwriting Agreement (Xuhang Holdings LTD)

No Price Stabilization or Manipulation. Neither the Company nor any of its directors, officers or controlling persons affiliates (within the meaning of Rule 144 under the Securities Act) has taken, directly or indirectly, any action intended which constitutes or is designed to cause or result in, or which might could reasonably be expected to constitute, cause or result in, or which has constituted, the stabilization or manipulation, under the Act or otherwise, manipulation of the price of any security of the Company to facilitate the sale or resale of the Shares.

Appears in 2 contracts

Samples: Underwriting Agreement (Albemarle Corp), Underwriting Agreement (Albemarle Corp)

No Price Stabilization or Manipulation. Neither the Company nor any of its the Subsidiaries nor, to the Company’s knowledge, any of their respective directors, officers officers, affiliates or controlling persons has taken, directly or indirectly, any action intended to cause or result in, designed or which has constituted or might reasonably be expected to cause or result in, or which has constituted, in the stabilization or manipulation, under the Act or otherwise, manipulation of the price of any security of the Company to facilitate the sale or resale of the Shares.

Appears in 1 contract

Samples: Underwriting Agreement (Global Net Lease, Inc.)

No Price Stabilization or Manipulation. Neither the Company nor any affiliate of its directors, officers or controlling persons the Company has takentaken and will not take, directly or indirectly, any action intended to cause or result inwhich constitutes, was designed to, or which might reasonably be expected to cause or result in, or which has constituted, stabilization or manipulation, under the Act or otherwise, manipulation of the price of any security of the Company to facilitate the sale or resale of the Shares.

Appears in 1 contract

Samples: Securities Purchase Agreement (Inovio Biomedical Corp)

No Price Stabilization or Manipulation. Neither the Company nor any of its directors, officers or or, to the Company’s knowledge, controlling persons has taken, directly or indirectly, any action intended to cause or result in, or which might reasonably be expected to cause or result in, or which has constituted, stabilization or manipulation, under the Act or otherwise, of the price of any security of the Company to facilitate the sale or resale of the SharesSecurities.

Appears in 1 contract

Samples: Placement Agent Agreement (Raptor Pharmaceutical Corp)

No Price Stabilization or Manipulation. Neither the Company nor any of its directors, officers or or, to the knowledge of the Company, controlling persons has taken, directly or indirectly, any action intended to cause or result in, or which might reasonably be expected to cause or result in, or which has constituted, stabilization or manipulation, under the Act or otherwise, of the price of any security of the Company to facilitate the sale or resale of the SharesSecurities.

Appears in 1 contract

Samples: Underwriting Agreement (Warren Resources Inc)

No Price Stabilization or Manipulation. Neither the Company nor any of its directorsthe Subsidiaries nor, officers to the Company’s knowledge, any of their respective directors or controlling persons officers, has taken, directly or indirectly, any action intended to cause or result indesigned, or which has constituted or might reasonably be expected to cause or result in, or which has constituted, in the stabilization or manipulation, under the Act or otherwise, manipulation of the price of any security of the Company to facilitate the sale or resale of the SharesSecurities.

Appears in 1 contract

Samples: Underwriting Agreement (Cardtronics Inc)

No Price Stabilization or Manipulation. Neither the Company Company, nor any of its subsidiaries, nor to the Company's knowledge, any of its or their respective directors, officers or controlling persons has taken, directly or indirectly, any action intended designed to cause or result in, or which that might reasonably be expected to cause or result in, or which has constituted, in the stabilization or manipulation, under the Act or otherwise, manipulation of the price of any security of the Company to facilitate the sale or resale of the SharesCommon Stock.

Appears in 1 contract

Samples: Equity Distribution Agreement (EuroDry Ltd.)

No Price Stabilization or Manipulation. Neither the No Company nor any of its directors, officers Entity has taken or controlling persons has takenwill take, directly or indirectly, any action intended designed to cause or result in, or which that might be reasonably be expected to cause or result in, or which has constituted, in stabilization or manipulation, under the Act or otherwise, manipulation of the price of any security of the Company to facilitate the sale or resale of the Shares.

Appears in 1 contract

Samples: Underwriting Agreement (Asbury Automotive Group Inc)

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No Price Stabilization or Manipulation. Neither the Company nor any of its directors, officers or controlling persons has taken, directly or indirectly, any action intended to cause or result in, or which might reasonably be expected to cause or result in, or which has constituted, stabilization or manipulation, under the Act or otherwise, of the price of any security of the Company to facilitate the sale or resale of the Class A Common Shares.

Appears in 1 contract

Samples: Equity Distribution Agreement (Designer Brands Inc.)

No Price Stabilization or Manipulation. Neither the Company nor any of its directorssubsidiaries nor, officers to the Company’s knowledge, any of their respective directors or controlling persons officers, has taken, directly or indirectly, any action intended designed to cause or result in, or which that might be reasonably be expected to cause or result in, or which has constituted, in stabilization or manipulation, under the Act or otherwise, manipulation of the price of any security of the Company to facilitate the sale or resale of the SharesSecurities.

Appears in 1 contract

Samples: Purchase Agreement (Cardtronics Inc)

No Price Stabilization or Manipulation. Neither the Company nor any of its directors, officers or controlling persons has taken, directly or indirectly, any action intended to cause or result in, or which might reasonably be expected to cause or result in, or which has constituted, stabilization or manipulation, under the Securities Act or otherwise, of the price of any security of the Company to facilitate the sale or resale of the Underlying Shares.

Appears in 1 contract

Samples: Dealer Manager Agreement (New York City REIT, Inc.)

No Price Stabilization or Manipulation. Neither the Company nor nor, to the Company’s knowledge, any of its directorsofficers, officers directors or controlling persons affiliates has takentaken or will take, directly or indirectly, any action designed or intended to cause stabilize or result manipulate the price of any security of the Company, or which caused or resulted in, or which might in the future reasonably be expected to cause or result in, or which has constituted, stabilization or manipulation, under the Act or otherwise, manipulation of the price of any security of the Company to facilitate the sale or resale of the SharesCompany.

Appears in 1 contract

Samples: Sales Agreement (Tilray, Inc.)

No Price Stabilization or Manipulation. Neither the Company nor any of its directors, officers or controlling persons has taken, directly or indirectly, any action intended to cause or result in, or which might reasonably be expected to cause or result in, or which has constituted, stabilization or manipulation, under the Securities Act or otherwise, of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.

Appears in 1 contract

Samples: Sales Agreement (Gamida Cell Ltd.)

No Price Stabilization or Manipulation. Neither the Company nor any of its directorsofficers, officers directors or controlling persons affiliates has takentaken or will take, directly or indirectly, any action designed or intended to cause stabilize or result manipulate the price of any security of the Company, or which caused or resulted in, or which might in the future reasonably be expected to cause or result in, or which has constituted, stabilization or manipulation, under the Act or otherwise, manipulation of the price of any security of the Company to facilitate the sale or resale of the SharesCompany.

Appears in 1 contract

Samples: Sales Agreement (Oncothyreon Inc.)

No Price Stabilization or Manipulation. Neither the Company Parent nor any of its directors, officers or controlling persons has taken, directly or indirectly, any action intended to cause or result in, or which might reasonably be expected to cause or result in, or which has constituted, stabilization or manipulation, under the Act or otherwise, of the price of any security of the Company to facilitate the sale or resale of the Shares.

Appears in 1 contract

Samples: Underwriting Agreement (Kura Sushi Usa, Inc.)

No Price Stabilization or Manipulation. Neither the Company nor any of its directors, officers or controlling persons has taken, directly or indirectly, any action intended to cause or result in, or which might reasonably be expected to cause or result in, or which has constituted, stabilization or manipulation, under the Act, the Exchange Act or otherwise, of the price of any security of the Company to facilitate the sale or resale of the Shares.

Appears in 1 contract

Samples: Underwriting Agreement (Exploration Co of Delaware Inc)

No Price Stabilization or Manipulation. Neither the Company Company, nor any of its Subsidiaries, nor any of its or their respective directors, officers or or, to the knowledge of the Company, controlling persons has taken, directly or indirectly, any action intended designed to cause or result in, or which that might reasonably be expected to cause or result in, or which has constituted, in the stabilization or manipulation, under the Act or otherwise, manipulation of the price of any security of the Company to facilitate the sale or resale of the SharesCommon Stock.

Appears in 1 contract

Samples: Equity Distribution Agreement (Interpace Diagnostics Group, Inc.)

No Price Stabilization or Manipulation. Neither the Company nor nor, to the Company’s knowledge, any of its directorsofficers, officers directors or controlling persons affiliates, has takentaken or will take, directly or indirectly, any action designed or intended to cause stabilize or result manipulate the price of any security of the Company, or which caused or resulted in, or which might in the future be reasonably be expected to cause or result in, or which has constituted, in stabilization or manipulation, under the Act or otherwise, manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.

Appears in 1 contract

Samples: Sales Agreement (Nkarta, Inc.)

No Price Stabilization or Manipulation. Neither the Company nor any of its directorssubsidiaries nor, officers to the Company’s and the Guarantors’ knowledge, any of their respective directors or controlling persons officers, has taken, directly or indirectly, any action intended designed to cause or result in, or which that might be reasonably be expected to cause or result in, or which has constituted, in stabilization or manipulation, under the Act or otherwise, manipulation of the price of any security of the Company to facilitate the sale or resale of the SharesSecurities.

Appears in 1 contract

Samples: Purchase Agreement (Cardtronics Inc)

No Price Stabilization or Manipulation. Neither the Company nor the Subsidiaries nor any of its directorstheir respective directors or officers, officers affiliates or controlling persons has taken, directly or indirectly, without giving effect to activities by the Underwriters, any action intended to cause or result indesigned, or which has constituted or might reasonably be expected to cause or result in, or which has constituted, in the stabilization or manipulation, under the Act or otherwise, manipulation of the price of any security of the Company to facilitate the sale or resale of the Offered Shares.

Appears in 1 contract

Samples: Underwriting Agreement (Concert Pharmaceuticals, Inc.)

No Price Stabilization or Manipulation. Neither the Company nor nor, to the Company’s knowledge, any of its directors, officers or controlling persons has taken, directly or indirectly, any action intended to cause or result in, or which might reasonably be expected to cause or result in, or which has constituted, stabilization or manipulation, under the Securities Act or otherwise, of the price of any security of the Company to facilitate the sale or resale of the SharesStock.

Appears in 1 contract

Samples: Underwriting Agreement (Anaptysbio, Inc)

No Price Stabilization or Manipulation. Neither the Company nor nor, to the knowledge of the Company, any of its directors, officers or controlling persons has taken, directly or indirectly, any action intended designed, or that might reasonably be expected, to cause or result result, under the Securities Act or otherwise, in, or which might reasonably be expected to cause or result in, or which that has constituted, stabilization or manipulation, under the Act or otherwise, manipulation of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.

Appears in 1 contract

Samples: At Market Issuance Sales Agreement (Tiziana Life Sciences LTD)

No Price Stabilization or Manipulation. Neither the Company nor any of its directorsofficers, officers directors or controlling persons affiliates (within the meaning of the 1933 Act Regulations) has taken, directly or indirectly, any action intended designed to cause stabilize or result inmanipulate the price of any security of the Company, or which has constituted or which might in the future reasonably be expected to cause or result in, or which has constituted, in stabilization or manipulation, under the Act or otherwise, manipulation of the price of any security of the Company Company, to facilitate the sale or resale of the SharesShares or otherwise.

Appears in 1 contract

Samples: Underwriting Agreement (Vysis Inc)

No Price Stabilization or Manipulation. Neither the Company nor nor, to the Company’s knowledge, any of its directors, officers or controlling persons has taken, directly or indirectly, any action intended to cause or result in, or which might reasonably be expected to cause or result in, or which has constituted, stabilization or manipulation, under the Act or otherwise, of the price of any security of the Company to facilitate the sale or resale of the Shares.

Appears in 1 contract

Samples: Underwriting Agreement (Jasper Therapeutics, Inc.)

No Price Stabilization or Manipulation. Neither the Company nor nor, to the Company’s knowledge, any of its directors, officers or controlling persons has taken, directly or indirectly, any action intended to cause or result in, or which might reasonably be expected to cause or result in, or which has constituted, stabilization or manipulation, under the Securities Act or otherwise, of the price of any security of the Company to facilitate the sale or resale of the Placement Shares.

Appears in 1 contract

Samples: Sales Agreement (Anaptysbio, Inc)

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