No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of the Common Stock to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares on the Nasdaq National Market in accordance with Regulation M under the Exchange Act.
Appears in 12 contracts
Samples: Underwriting Agreement (Mathstar Inc), Underwriting Agreement (Coldwater Creek Inc), Underwriting Agreement (Pokertek Inc)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Common Stock Company to facilitate the sale or resale of the Common SharesUnits or the underlying securities. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares Units on the Nasdaq National Capital Market in accordance with Regulation M under the Exchange Act.
Appears in 12 contracts
Samples: Underwriting Agreement (Ascent Solar Technologies, Inc.), Underwriting Agreement (Syngence Corp), Underwriting Agreement (Vaughan Foods, Inc.)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of the Common Stock to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares on the Nasdaq National Market Stock Market, Inc. in accordance with Regulation M under the Exchange Act.
Appears in 4 contracts
Samples: Underwriting Agreement (MWI Veterinary Supply, Inc.), Underwriting Agreement (MWI Veterinary Supply, Inc.), Underwriting Agreement (Dendreon Corp)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Common Stock Company to facilitate the sale or resale of the Units, Common SharesStock or Warrants or the underlying securities. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares Units on the Nasdaq National Market OTCBB in accordance with Regulation M under the Exchange Act.
Appears in 4 contracts
Samples: Underwriting Agreement (Vanguard Energy Corp), Underwriting Agreement (Vanguard Energy Corp), Underwriting Agreement (Vanguard Energy Corp)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of the Common Stock to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares on the Nasdaq National Market in accordance with Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”).
Appears in 4 contracts
Samples: Underwriting Agreement (WPT Enterprises Inc), Underwriting Agreement (WPT Enterprises Inc), Underwriting Agreement (Cabg Medical Inc)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of the Common Stock to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares on the The Nasdaq National Global Market in accordance with Regulation M under the Exchange Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Great Lakes Dredge & Dock CORP), Underwriting Agreement (Great Lakes Dredge & Dock CORP), Underwriting Agreement (Cardiomems Inc)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Common Stock Company to facilitate the sale or resale of the Common SharesShares or the underlying securities. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Company’s Common Shares on the Nasdaq National Market Stock in accordance with Regulation M under the Exchange Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Derma Sciences, Inc.), Underwriting Agreement (Derma Sciences, Inc.), Underwriting Agreement (Derma Sciences, Inc.)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of the Common Stock to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters Underwriter may engage in passive market making transactions in the Common Shares on the Nasdaq National Market in accordance with Regulation M under the Exchange Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Global Traffic Network, Inc.), Underwriting Agreement (Global Traffic Network, Inc.), Underwriting Agreement (Red Robin Gourmet Burgers Inc)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Common Stock Company to facilitate the sale or resale of the Common SharesUnits or the Underlying Securities. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares Units on the Nasdaq National Market American Stock Exchange in accordance with Regulation M under the Exchange Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Quantum Group Inc /Fl), Underwriting Agreement (Quantum Group Inc /Fl), Underwriting Agreement (Quantum Group Inc /Fl)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any security of the Common Stock Company to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares on the Nasdaq National Global Market in accordance with Regulation M under the Exchange Act.
Appears in 3 contracts
Samples: Underwriting Agreement (DG FastChannel, Inc), Underwriting Agreement (Global Traffic Network, Inc.), Underwriting Agreement (Global Traffic Network, Inc.)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of the Common Stock to facilitate the sale or resale of the Common Offered Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Offered Shares on The Nasdaq Capital Market tier of the Nasdaq National Market NASDAQ Stock Market, LLC in accordance with Regulation M under the Exchange Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Wireless Ronin Technologies Inc), Underwriting Agreement (Wireless Ronin Technologies Inc), Underwriting Agreement (Wireless Ronin Technologies Inc)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Common Stock Company to facilitate the sale or resale of the Common SharesUnits or the underlying securities. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares Units on the Nasdaq National Market OTCBB in accordance with Regulation M under the Exchange Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Healthy Fast Food Inc), Underwriting Agreement (Healthy Fast Food Inc), Underwriting Agreement (Healthy Fast Food Inc)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Common Stock Company to facilitate the sale or resale of the Units, Common SharesStock or Unit Warrants or the underlying securities. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares Units on the Nasdaq National NASDAQ Capital Market in accordance with Regulation M under the Exchange Act.
Appears in 3 contracts
Samples: Underwriting Agreement (S&W Seed Co), Underwriting Agreement (S&W Seed Co), Underwriting Agreement (S&W Seed Co)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any security of the Common Stock Company to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares on the Nasdaq National Market in accordance with Regulation M under the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Alphatec Holdings, Inc.), Underwriting Agreement (Ruths Chris Steak House, Inc.)
No Price Stabilization or Manipulation. The None of the Company or the TR Entities has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any security of the Common Stock Company to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares on the Nasdaq National Market in accordance with Regulation M under the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Texas Roadhouse, Inc.), Underwriting Agreement (Texas Roadhouse, Inc.)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Common Stock Company to facilitate the sale or resale of the Common SharesSecurities or the underlying securities. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares Securities on the Nasdaq National Capital Market in accordance with Regulation M under the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Icop Digital, Inc), Underwriting Agreement (Icop Digital, Inc)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of the Common Stock to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares on the Nasdaq National Market Stock Market, Inc. in accordance with Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”).
Appears in 2 contracts
Samples: Underwriting Agreement (GeoMet, Inc.), Underwriting Agreement (GeoMet, Inc.)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any security of the Common Stock Company to facilitate the sale or resale of the Common SharesNotes. The Company acknowledges that the Underwriters Initial Purchasers may engage in passive market making transactions in the Common Shares Stock on the Nasdaq National Stock Market LLC in accordance with Regulation M under the Exchange Act.
Appears in 2 contracts
Samples: Purchase Agreement (Alaska Communications Systems Group Inc), Purchase Agreement (Alaska Communications Systems Group Inc)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Common Stock Company to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares on the Nasdaq National NASDAQ Capital Market in accordance with Regulation M under the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Atossa Genetics Inc), Underwriting Agreement (Atossa Genetics Inc)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Common Stock Company to facilitate the sale or resale of the Common SharesStock or Unit Warrants or the underlying securities. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares Units on the Nasdaq National Market OTCBB in accordance with Regulation M under the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Biocurex Inc), Underwriting Agreement (Whispering Oaks International Inc)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Common Stock Company to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares on the Nasdaq National Market in accordance with Regulation M under the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (McCormick & Schmicks Seafood Restaurants Inc.), Underwriting Agreement (McCormick & Schmicks Seafood Restaurants Inc.)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Common Stock Company to facilitate the sale or resale of the Common SharesUnits or the underlying securities. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Company’s Common Shares Stock on the Nasdaq National NASDAQ Capital Market in accordance with Regulation M under the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Icop Digital, Inc), Underwriting Agreement (Icop Digital, Inc)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of the Common Stock to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters Underwriter may engage in passive market making transactions in the Common Shares on the The Nasdaq National Capital Market in accordance with Regulation M under the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Wireless Ronin Technologies Inc), Underwriting Agreement (Wireless Ronin Technologies Inc)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably be expected to cause or result in stabilization or manipulation of the price of the Common Stock to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares on the Nasdaq National Global Market in accordance with Regulation M under the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Acorda Therapeutics Inc), Underwriting Agreement (Acorda Therapeutics Inc)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Common Stock Company to facilitate the sale or resale of the Units, Common SharesStock or Warrants or the underlying securities. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares Units on the Nasdaq National Capital Market in accordance with Regulation M under the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Methes Energies International LTD), Underwriting Agreement (Methes Energies International LTD)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of the Common Stock to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares on the Nasdaq National Market Stock Market, Inc. in accordance with Regulation M under the Securities Exchange Act of 1934 and the rules and regulations promulgated thereunder (collectively, the “Exchange Act”).
Appears in 2 contracts
Samples: Underwriting Agreement (FCStone Group, Inc.), Underwriting Agreement (FCStone Group, Inc.)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any security of the Common Stock Company to facilitate the sale or resale of the Common SharesUnits. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares Units on the Nasdaq National Capital Market in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
Samples: Underwriting Agreement (Handheld Entertainment, Inc.)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Common Stock Company to facilitate the sale or resale of the Common SharesUnderwritten Securities or the underlying securities. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Company’s Common Shares Stock on the Nasdaq National NASDAQ Capital Market in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably be expected to cause or result in stabilization or manipulation of the price of the Common Stock to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares on the Nasdaq National Market in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of the Common Stock to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares on the Nasdaq National Global Market in accordance with Regulation M under the Securities Exchange Act of 1934, as amended (the "Exchange Act").
Appears in 1 contract
No Price Stabilization or Manipulation. The Company has and its subsidiaries have not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any security of the Common Stock Company to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares on the Nasdaq National Market in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
Samples: Underwriting Agreement (Insmed Inc)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Common Stock Company to facilitate the sale or resale of the Common SharesUnits or the underlying securities. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares Units on the Nasdaq National NASDAQ Capital Market in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of the Common Stock to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares on the Nasdaq National Market in accordance with Regulation M under the Exchange Act.. Table of Contents
Appears in 1 contract
Samples: Underwriting Agreement (Red Robin Gourmet Burgers Inc)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any security of the Common Stock Company to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares on the Nasdaq National Market Stock Market, Inc. in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
Samples: Underwriting Agreement (iPCS, INC)
No Price Stabilization or Manipulation. The Company has and its subsidiaries have not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any security of the Common Stock Company to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares on the Nasdaq National NASDAQ Capital Market in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any security of the Common Stock Company to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares Stock on the Nasdaq National Market in accordance with Regulation M under the Securities Exchange Act of 1934, as amended (the "Exchange Act").
Appears in 1 contract
Samples: Underwriting Agreement (Alnylam Pharmaceuticals Inc)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any security of the Common Stock Company to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares Stock on the Nasdaq National Market in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any security of the Common Stock Company to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares on the Nasdaq National Market Stock Market, Inc. in accordance with Regulation M under the Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder (the “Exchange Act”).
Appears in 1 contract
Samples: Underwriting Agreement (Sucampo Pharmaceuticals, Inc.)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any security of the Common Stock Company to facilitate the sale or resale of the Common SharesStock. The Company acknowledges that the Underwriters Underwriter may engage in passive market making transactions in the Common Shares on the Nasdaq National Market Stock Market, Inc. in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Common Stock Company to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters Underwriter may engage in passive market making transactions in the Common Shares on the Nasdaq National Market in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
Samples: Underwriting Agreement (McCormick & Schmicks Seafood Restaurants Inc.)
No Price Stabilization or Manipulation. The None of the Company or its subsidiaries has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any security of the Common Stock Company to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares on the Nasdaq National Market in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might reasonably be reasonably expected to cause or result in stabilization or manipulation of the price of the Common Stock or any other security of the Company to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares on the Nasdaq National Market in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Common Stock Company to facilitate the sale or resale of the Common SharesUnits or the underlying securities. The Company acknowledges that the Underwriters Underwriter may engage in passive market making transactions in the Common Shares Units on the Nasdaq National Capital Market in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
No Price Stabilization or Manipulation. The Company has not taken and will not taketaken, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any security of the Common Stock Company to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares on the Nasdaq National Market in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
Samples: Underwriting Agreement (Threshold Pharmaceuticals Inc)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of the Common Stock any security of the Company to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares on the Nasdaq National Market in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Common Stock Company to facilitate the sale or resale of the Units, Common SharesStock or Class Warrants or the underlying securities. The Company acknowledges that the Underwriters Underwriter may engage in passive market making transactions in the Common Shares Units on the Nasdaq National Market OTCBB in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any security of the Common Stock Company to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market market-making transactions in the Common Shares on the Nasdaq National Market Stock Market, Inc. in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
Samples: Underwriting Agreement (Allis Chalmers Energy Inc.)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Common Stock Company to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares on the Nasdaq National Market in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
Samples: Underwriting Agreement (McCormick & Schmicks Seafood Restaurants Inc.)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably be expected to cause or result in stabilization or manipulation of the price of the Common Stock to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters Underwriter may engage in passive market making transactions in the Common Shares on the Nasdaq National Global Market in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of the Common Stock to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares on the Nasdaq National Market Global Market, in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
Samples: Underwriting Agreement (Eurand N.V.)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of the Common Stock to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares on the Nasdaq National Market Global Market, Inc. in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any security of the Common Stock Company to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares on the Nasdaq National Capital Market in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
Samples: Underwriting Agreement (Handheld Entertainment, Inc.)
