No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of the Common Stock to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares on the Nasdaq National Market in accordance with Regulation M under the Exchange Act.
Appears in 12 contracts
Samples: Underwriting Agreement (Mathstar Inc), Underwriting Agreement (Nuvasive Inc), Underwriting Agreement (Nuvasive Inc)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Common Stock Company to facilitate the sale or resale of the Common SharesUnits or the underlying securities. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares Units on the Nasdaq National Capital Market in accordance with Regulation M under the Exchange Act.
Appears in 12 contracts
Samples: Underwriting Agreement (Healthy Fast Food Inc), Ascent Solar Technologies, Inc., Syngence Corp
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of the Common Stock to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares on the Nasdaq National Market Stock Market, Inc. in accordance with Regulation M under the Exchange Act.
Appears in 4 contracts
Samples: Underwriting Agreement (MWI Veterinary Supply, Inc.), Underwriting Agreement (MWI Veterinary Supply, Inc.), Underwriting Agreement (MWI Veterinary Supply, Inc.)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of the Common Stock to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares on the Nasdaq National Market in accordance with Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”).
Appears in 4 contracts
Samples: Underwriting Agreement (WPT Enterprises Inc), Underwriting Agreement (Cabg Medical Inc), Underwriting Agreement (Cabg Medical Inc)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Common Stock Company to facilitate the sale or resale of the Units, Common SharesStock or Warrants or the underlying securities. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares Units on the Nasdaq National Market OTCBB in accordance with Regulation M under the Exchange Act.
Appears in 4 contracts
Samples: Underwriting Agreement (Vanguard Energy Corp), Underwriting Agreement (Vanguard Energy Corp), Underwriting Agreement (Vanguard Energy Corp)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any security of the Common Stock Company to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares on the Nasdaq National Global Market in accordance with Regulation M under the Exchange Act.
Appears in 3 contracts
Samples: Underwriting Agreement (DG FastChannel, Inc), Global Traffic Network, Inc., Global Traffic Network, Inc.
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of the Common Stock to facilitate the sale or resale of the Common Offered Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Offered Shares on The Nasdaq Capital Market tier of the Nasdaq National Market NASDAQ Stock Market, LLC in accordance with Regulation M under the Exchange Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Wireless Ronin Technologies Inc), Underwriting Agreement (Wireless Ronin Technologies Inc), Underwriting Agreement (Wireless Ronin Technologies Inc)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of the Common Stock to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares on the The Nasdaq National Global Market in accordance with Regulation M under the Exchange Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Cardiomems Inc), Underwriting Agreement (Great Lakes Dredge & Dock CORP), Great Lakes Dredge & Dock CORP
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of the Common Stock to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters Underwriter may engage in passive market making transactions in the Common Shares on the Nasdaq National Market in accordance with Regulation M under the Exchange Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Red Robin Gourmet Burgers Inc), Underwriting Agreement (Global Traffic Network, Inc.), Underwriting Agreement (Global Traffic Network, Inc.)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Common Stock Company to facilitate the sale or resale of the Units, Common SharesStock or Unit Warrants or the underlying securities. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares Units on the Nasdaq National NASDAQ Capital Market in accordance with Regulation M under the Exchange Act.
Appears in 3 contracts
Samples: Underwriting Agreement (S&W Seed Co), Underwriting Agreement (S&W Seed Co), Underwriting Agreement (S&W Seed Co)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Common Stock Company to facilitate the sale or resale of the Common SharesUnits or the underlying securities. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Company’s Common Shares Stock on the Nasdaq National NASDAQ Capital Market in accordance with Regulation M under the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Icop Digital, Inc), Underwriting Agreement (Icop Digital, Inc)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Common Stock Company to facilitate the sale or resale of the Common SharesSecurities or the underlying securities. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares Securities on the Nasdaq National Capital Market in accordance with Regulation M under the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Icop Digital, Inc), Underwriting Agreement (Icop Digital, Inc)
No Price Stabilization or Manipulation. The None of the Company or the TR Entities has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any security of the Common Stock Company to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares on the Nasdaq National Market in accordance with Regulation M under the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Texas Roadhouse, Inc.), Texas Roadhouse, Inc.
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Common Stock Company to facilitate the sale or resale of the Units, Common SharesStock or Warrants or the underlying securities. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares Units on the Nasdaq National Capital Market in accordance with Regulation M under the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Methes Energies International LTD), Underwriting Agreement (Methes Energies International LTD)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any security of the Common Stock Company to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares on the Nasdaq National Market in accordance with Regulation M under the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Ruths Chris Steak House, Inc.), Alphatec Holdings, Inc.
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of the Common Stock to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares on the Nasdaq National Market Stock Market, Inc. in accordance with Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”).
Appears in 2 contracts
Samples: Underwriting Agreement (GeoMet, Inc.), Underwriting Agreement (GeoMet, Inc.)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of the Common Stock to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters Underwriter may engage in passive market making transactions in the Common Shares on the The Nasdaq National Capital Market in accordance with Regulation M under the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Wireless Ronin Technologies Inc), Underwriting Agreement (Wireless Ronin Technologies Inc)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably be expected to cause or result in stabilization or manipulation of the price of the Common Stock to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares on the Nasdaq National Global Market in accordance with Regulation M under the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Acorda Therapeutics Inc), Underwriting Agreement (Acorda Therapeutics Inc)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Common Stock Company to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares on the Nasdaq National Market in accordance with Regulation M under the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (McCormick & Schmicks Seafood Restaurants Inc.), McCormick & Schmicks Seafood Restaurants Inc.
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Common Stock Company to facilitate the sale or resale of the Common SharesStock or Unit Warrants or the underlying securities. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares Units on the Nasdaq National Market OTCBB in accordance with Regulation M under the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Biocurex Inc), Underwriting Agreement (Whispering Oaks International Inc)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Common Stock Company to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares on the Nasdaq National NASDAQ Capital Market in accordance with Regulation M under the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Atossa Genetics Inc), Underwriting Agreement (Atossa Genetics Inc)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of the Common Stock to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares on the Nasdaq National Market Stock Market, Inc. in accordance with Regulation M under the Securities Exchange Act of 1934 and the rules and regulations promulgated thereunder (collectively, the “Exchange Act”).
Appears in 2 contracts
Samples: Underwriting Agreement (FCStone Group, Inc.), Underwriting Agreement (FCStone Group, Inc.)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably be expected to cause or result in stabilization or manipulation of the price of the Common Stock to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters Underwriter may engage in passive market making transactions in the Common Shares on the Nasdaq National Global Market in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
No Price Stabilization or Manipulation. The None of the Company or its subsidiaries has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any security of the Common Stock Company to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares on the Nasdaq National Market in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
Samples: Texas Roadhouse, Inc.
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any security of the Common Stock Company to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares Stock on the Nasdaq National Market in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
Samples: Caminus Corp
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any security of the Common Stock Company to facilitate the sale or resale of the Common SharesStock. The Company acknowledges that the Underwriters Underwriter may engage in passive market making transactions in the Common Shares on the Nasdaq National Market Stock Market, Inc. in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any security of the Common Stock Company to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares on the Nasdaq National Market Stock Market, Inc. in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
Samples: Underwriting Agreement (iPCS, INC)
No Price Stabilization or Manipulation. The Company has and its subsidiaries have not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any security of the Common Stock Company to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares on the Nasdaq National Market in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
Samples: Underwriting Agreement (Insmed Inc)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might reasonably be reasonably expected to cause or result in stabilization or manipulation of the price of the Common Stock or any other security of the Company to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares on the Nasdaq National Market in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Common Stock Company to facilitate the sale or resale of the Units, Common SharesStock or Class Warrants or the underlying securities. The Company acknowledges that the Underwriters Underwriter may engage in passive market making transactions in the Common Shares Units on the Nasdaq National Market OTCBB in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Common Stock Company to facilitate the sale or resale of the Common SharesUnits or the underlying securities. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares Units on the Nasdaq National NASDAQ Capital Market in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might would be reasonably expected to cause or result in stabilization or manipulation of the price of the Common Stock to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares on the Nasdaq SmallCap Market or Nasdaq National Market Market, as appropriate, in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of the Common Stock any security of the Company to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares on the Nasdaq National Market in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
No Price Stabilization or Manipulation. The Company has and its subsidiaries have not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any security of the Common Stock Company to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares on the Nasdaq National NASDAQ Capital Market in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Common Stock Company to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares on the Nasdaq National Market in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
Samples: Underwriting Agreement (McCormick & Schmicks Seafood Restaurants Inc.)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any security of the Common Stock Company to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares on the Nasdaq National Capital Market in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
Samples: Underwriting Agreement (Handheld Entertainment, Inc.)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Common Stock Company to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters Underwriter may engage in passive market making transactions in the Common Shares on the Nasdaq National Market in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
Samples: Underwriting Agreement (McCormick & Schmicks Seafood Restaurants Inc.)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Common Stock Company to facilitate the sale or resale of the Common SharesUnits or the underlying securities. The Company acknowledges that the Underwriters Underwriter may engage in passive market making transactions in the Common Shares Units on the Nasdaq National Capital Market in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any security of the Common Stock Company to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market market-making transactions in the Common Shares on the Nasdaq National Market Stock Market, Inc. in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
Samples: Underwriting Agreement (Allis Chalmers Energy Inc.)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of the Common Stock Ordinary Shares to facilitate the sale or resale of the Common Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares on the The Nasdaq National Global Market in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any security of the Common Stock Company to facilitate the sale or resale of the Common SharesUnits. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Common Shares Units on the Nasdaq National Capital Market in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
Samples: Underwriting Agreement (Handheld Entertainment, Inc.)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Common Stock Company to facilitate the sale or resale of the Common SharesUnderwritten Securities or the underlying securities. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Company’s Common Shares Stock on the Nasdaq National NASDAQ Capital Market in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
