No Public Sale or Distribution. The Holder is acquiring the Exchange Securities in the ordinary course of business for its own account and not with a view toward, or for resale in connection with, the public sale or distribution thereof; provided, however, that by making the representations herein, the Holder does not agree to hold any of the Exchange Securities for any minimum or other specific term and reserves the right to dispose of the Exchange Securities at any time in accordance with an exemption from the registration requirements of the Securities Act and applicable state securities laws. The Holder does not presently have any agreement or understanding, directly or indirectly, with any person to distribute, or transfer any interest or grant participation rights in, the Securities or the Exchange Securities.
Appears in 9 contracts
Samples: Exchange Agreement (Greenwave Technology Solutions, Inc.), Exchange Agreement (Notis Global, Inc.), Exchange Agreement (Premier Biomedical Inc)
No Public Sale or Distribution. The Holder is acquiring the Exchange Securities in the ordinary course of business for its own account and not with a view toward, or for resale in connection with, the public sale or distribution thereof; provided, however, that by making the representations herein, the Holder does not agree to hold any of the Exchange Securities for any minimum or other specific term and reserves the right to dispose of the Exchange Securities at any time in accordance with an exemption from the registration requirements of the Securities Act and applicable state securities laws. The Holder does not presently have any agreement or understanding, directly or indirectly, with any person to distribute, or transfer any interest or grant participation rights in, the Securities Term Notes or the Exchange Securities.
Appears in 3 contracts
Samples: Exchange Agreement (Electronic Cigarettes International Group, Ltd.), Exchange Agreement (Electronic Cigarettes International Group, Ltd.), Exchange Agreement (Victory Electronic Cigarettes Corp)
No Public Sale or Distribution. The Holder is acquiring its pro-rata portion of the Exchange Securities in the ordinary course of business for its own account and not with a view toward, or for resale in connection with, the public sale or distribution thereof; provided, however, that by making the representations herein, the Holder does not agree to hold any of the Exchange Securities for any minimum or other specific term and reserves the right to dispose of the Exchange Securities at any time in accordance with an exemption from the registration requirements of the Securities Act and applicable state securities laws. The Holder does not presently have any agreement or understanding, directly or indirectly, with any person to distribute, or transfer any interest or grant participation rights in, the Securities or the Exchange Securities.
Appears in 3 contracts
Samples: Exchange Agreement (AMEDICA Corp), Exchange Agreement (AMEDICA Corp), Exchange Agreement
No Public Sale or Distribution. The Holder is acquiring the Exchange Securities in the ordinary course of business for its own account and not with a view toward, or for resale in connection with, the public sale or distribution thereof; provided, however, that by making the representations herein, the Holder does not agree to hold any of the Exchange Securities Securities, for any minimum or other specific term and reserves the right to dispose of the Exchange Securities at any time in accordance with an exemption from the registration requirements of the Securities Act and applicable state securities laws. The Except as contemplated herein, the Holder does not presently have any agreement or understanding, directly or indirectly, with any person to distribute, or transfer any interest or grant participation rights in, the Original Securities or the Exchange Securities.
Appears in 2 contracts
Samples: Exchange Agreement (Summit Wireless Technologies, Inc.), Exchange Agreement (Infinity Energy Resources, Inc)
No Public Sale or Distribution. The Holder is acquiring the Exchange Securities in the ordinary course of business for its own account and not with a view toward, or for resale in connection with, the public sale or distribution thereof; provided, however, that by making the representations herein, the Holder does not agree to hold any of the Exchange Securities for any minimum or other specific term and reserves the right to dispose of the Exchange Securities at any time in accordance with an exemption from the registration requirements of the Securities Act and applicable state securities laws. The Holder does not presently have any agreement or understanding, directly or indirectly, with any person to distribute, or transfer any interest or grant participation rights in, the Securities Promissory Notes or the Exchange Securities.
Appears in 2 contracts
Samples: Exchange Agreement (Solar Wind Energy Tower, Inc.), Exchange Agreement (ECO Building Products, Inc.)
No Public Sale or Distribution. The Such Holder is acquiring the Exchange Securities Shares in the ordinary course of business for its own account and not with a view toward, or for resale in connection with, the public sale or distribution thereof; provided, however, that by making the representations herein, the such Holder does not agree to hold any of the Exchange Securities Shares, for any minimum or other specific term and reserves the right to dispose of the Exchange Securities Shares at any time in accordance with an exemption from the registration requirements of the Securities Act and applicable state securities laws. The Except as contemplated herein, such Holder does not presently have any agreement or understanding, directly or indirectly, with any person to distribute, or transfer any interest or grant participation rights in, the Exchanging Securities or the Exchange SecuritiesShares.
Appears in 2 contracts
Samples: Exchange Agreement (Faraday Future Intelligent Electric Inc.), Exchange Agreement (Faraday Future Intelligent Electric Inc.)
No Public Sale or Distribution. The Holder is acquiring the Exchange Securities Corrected Warrant in the ordinary course of business for its own account and not with a view toward, or for resale in connection with, the public sale or distribution thereof; provided, however, that by making the representations herein, the Holder does not agree to hold any of the Exchange Securities Corrected Warrant for any minimum or other specific term and reserves the right to dispose of the Exchange Securities Corrected Warrant at any time in accordance with an exemption from the registration requirements of the Securities Act and applicable state securities laws. The Holder does not presently have any agreement or understanding, directly or indirectly, with any person to distribute, or transfer any interest or grant participation rights in, the Original Securities or the Exchange SecuritiesCorrected Warrant.
Appears in 1 contract
No Public Sale or Distribution. The Holder is acquiring the Exchange Securities Shares in the ordinary course of business for its own account and not with a view toward, or for resale in connection with, the public sale or distribution thereof; provided, however, that by making the representations herein, the Holder does not agree to hold any of the Exchange Securities Shares for any minimum or other specific term and reserves the right to dispose of the Exchange Securities Shares at any time in accordance with an exemption from the registration requirements of the Securities Act and applicable state securities laws. The Holder does not presently have any agreement or understanding, directly or indirectly, with any person to distribute, or transfer any interest or grant participation rights in, the Securities Term Notes or the Exchange SecuritiesShares.
Appears in 1 contract
No Public Sale or Distribution. The Holder is acquiring the Exchange Securities in the ordinary course of business for its own account and not with a view toward, or for resale in connection with, the public sale or distribution thereof; provided, however, that by making the representations herein, the Holder does not agree to hold any of the Exchange Securities for any minimum or other specific term and reserves the right to dispose of the Exchange Securities at any time in accordance with an exemption from the registration requirements of the Securities Act and applicable state securities laws. The Holder does not presently have any agreement or understanding, directly or indirectly, with any person to distribute, or transfer any interest or grant participation rights in, the Securities Loan or the Exchange Securities.
Appears in 1 contract
Samples: Assignment and Exchange Agreement (Epic Stores Corp.)
No Public Sale or Distribution. The Holder is acquiring the Exchange Securities Warrant in the ordinary course of business for its own account and not with a view toward, or for resale in connection with, the public sale or distribution thereof; provided, however, that by making the representations herein, the Holder does not agree to hold any of the Exchange Securities Warrant for any minimum or other specific term and reserves the right to dispose of the Exchange Securities Warrant at any time in accordance with an exemption from the registration requirements of the Securities Act and applicable state securities laws. The Except as contemplated herein, the Holder does not presently have any agreement or understanding, directly or indirectly, with any person to distribute, or transfer any interest or grant participation rights in, the Securities Original Debt or the Exchange SecuritiesWarrant.
Appears in 1 contract
Samples: Exchange Agreement (Infinity Energy Resources, Inc)
No Public Sale or Distribution. The Such Holder is acquiring the Exchange Securities Warrant in the ordinary course of business for its own account and not with a view toward, or for resale in connection with, the public sale or distribution thereof; provided, however, that by making the representations herein, the such Holder does not agree to hold any of the Exchange Securities Warrant for any minimum or other specific term and reserves the right to dispose of the its Exchange Securities Warrant at any time in accordance with an exemption from the registration requirements of the Securities Act and applicable state securities laws. The Except as contemplated herein, such Holder does not presently have any agreement or understanding, directly or indirectly, with any person to distribute, or transfer any interest or grant participation rights in, the Securities its Original Warrant or the Exchange SecuritiesWarrant.
Appears in 1 contract
No Public Sale or Distribution. The Such Holder is acquiring the Exchange Securities in the ordinary course of business for its own account and not with a view toward, or for resale in connection with, the public sale or distribution thereof; provided, however, that by making the representations herein, the such Holder does not agree to hold any of the Exchange Securities for any minimum or other specific term and reserves the right to dispose of the Exchange Securities at any time in accordance with an exemption from the registration requirements of the Securities Act and applicable state securities laws. The Such Holder does not presently have any agreement or understanding, directly or indirectly, with any person to distribute, or transfer any interest or grant participation rights in, the Securities or the Exchange Securities.
Appears in 1 contract
No Public Sale or Distribution. The Holder is acquiring the Exchange Securities Shares in the ordinary course of business for its own account and not with a view toward, or for resale in connection with, the public sale or distribution thereof; provided, however, that by making the representations herein, the Holder does not agree to hold any of the Exchange Securities Shares for any minimum or other specific term and reserves the right to dispose of the Exchange Securities Shares at any time in accordance with an exemption from the registration requirements of the Securities Act and applicable state securities laws. The Except as contemplated herein, the Holder does not presently have any agreement or understanding, directly or indirectly, with any person Person to distribute, or transfer any interest or grant participation rights in, the Securities Original Note or the Exchange SecuritiesShares.
Appears in 1 contract
Samples: Exchange and Settlement Agreement (Infinity Energy Resources, Inc)
No Public Sale or Distribution. The Holder is acquiring the Exchange Securities Warrant in the ordinary course of business for its own account and not with a view toward, or for resale in connection with, the public sale or distribution thereof; provided, however, that by making the representations herein, the Holder does not agree to hold any of the Exchange Securities Warrant for any minimum or other specific term and reserves the right to dispose of the Exchange Securities Warrant at any time in accordance with an exemption from the registration requirements of the Securities Act and applicable state securities laws. The Except as contemplated herein, the Holder does not presently have any agreement or understanding, directly or indirectly, with any person to distribute, or transfer any interest or grant participation rights in, the Securities Original Warrant or the Exchange SecuritiesWarrant.
Appears in 1 contract
Samples: Exchange Agreement (Infinity Energy Resources, Inc)
No Public Sale or Distribution. The Holder is acquiring its pro-rata portion the Exchange Securities in the ordinary course of business for its own account and not with a view toward, or for resale in connection with, the public sale or distribution thereof; provided, however, that by making the representations herein, the Holder does not agree to hold any of the Exchange Securities for any minimum or other specific term and reserves the right to dispose of the Exchange Securities at any time in accordance with an exemption from the registration requirements of the Securities Act and applicable state securities laws. The Holder does not presently have any agreement or understanding, directly or indirectly, with any person to distribute, or transfer any interest or grant participation rights in, the Securities or the Exchange Securities.
Appears in 1 contract
No Public Sale or Distribution. The Holder is acquiring the Exchange Securities in the ordinary course of business for its own account and not with a view toward, or for resale in connection with, the public sale or distribution thereof; provided, however, that by making the representations herein, the Holder does not agree to hold any of the Exchange Securities for any minimum or other specific term and reserves the right to dispose of the Exchange Securities at any time in accordance with an exemption from the registration requirements of the Securities Act and applicable state securities laws. The Holder does not presently have any agreement or understanding, directly or indirectly, with any person to distribute, or transfer any interest or grant participation rights in, the Securities Existing October Warrants or the Exchange Securities.
Appears in 1 contract
No Public Sale or Distribution. The Each Holder is acquiring the Exchange Securities Shares in the ordinary course of business for its own account and not with a view towardtowards, or for resale in connection with, the public sale or distribution thereof; provided, however, that by making the representations herein, the Holder does not agree to hold any of the Exchange Securities Shares for any minimum or other specific term and reserves the right to dispose of the Exchange Securities Shares at any time in accordance with or pursuant to a registration statement or an exemption from the registration requirements of the Securities Act and applicable state securities laws. The Each Holder does not presently have any agreement or understanding, directly or indirectly, with any person to distribute, or transfer any interest or grant participation rights in, any of the Securities Series 2 Preferred or the Exchange SecuritiesShares.
Appears in 1 contract
No Public Sale or Distribution. The Holder is acquiring the Exchange Securities Shares in the ordinary course of business for its own account and not with a view toward, or for resale in connection with, the public sale or distribution thereof; provided, however, that by making the representations herein, the Holder does not agree to hold any of the Exchange Securities Shares for any minimum or other specific term and reserves the right to dispose of the Exchange Securities Shares at any time in accordance with an exemption from the registration requirements of the Securities Act and applicable state securities laws. The Holder does not presently have any agreement or understanding, directly or indirectly, with any person to distribute, or transfer any interest or grant participation rights in, the Securities Existing October Warrants or the Exchange SecuritiesShares.
Appears in 1 contract
No Public Sale or Distribution. The Holder Purchaser is acquiring the Exchange Securities Shares in the ordinary course of business for its own account and not with a view toward, or for resale in connection with, the public sale or distribution thereof; provided, however, that by making the representations herein, the Holder Purchaser does not agree to hold any of the Exchange Securities Shares for any minimum or other specific term and reserves the right to dispose of the Exchange Securities Shares at any time in accordance with an exemption from the registration requirements of the Securities Act and applicable state securities laws. The Holder Purchaser does not presently have any agreement or understanding, directly or indirectly, with any person to distribute, or transfer any interest or grant participation rights in, in the Securities or the Exchange SecuritiesShares.
Appears in 1 contract
Samples: Stock Purchase Agreement (ContraVir Pharmaceuticals, Inc.)