No SEC or FINRA Inquiries. To the Knowledge of the Company, neither the Company nor any of its present officers or directors is the subject of any formal or informal inquiry or investigation by the SEC or FINRA.
Appears in 5 contracts
Samples: Acquisition Agreement (SMC Entertainment, Inc.), Acquisition Agreement (SMC Entertainment, Inc.), Share Exchange Agreement (Yuenglings Ice Cream Corp)
No SEC or FINRA Inquiries. To the Knowledge of the Company, neither the Company Neither Buyer nor any of its present officers or directors is is, or has ever been, the subject of any formal or informal inquiry or investigation by the SEC or FINRA.
Appears in 3 contracts
Samples: Share Exchange Agreement (Madison Technologies Inc.), Share Exchange Agreement (Optimus Healthcare Services, Inc.), Share Exchange Agreement (Madison Technologies Inc.)
No SEC or FINRA Inquiries. To the Knowledge of the Company, neither Neither the Company nor any of its past or present officers or directors is the subject of any formal or informal inquiry or investigation by the SEC or the Financial Industry Regulatory Authority ("FINRA"), except as is set forth on Schedule 5.9.2. The Company currently does not have any outstanding comment letters or other correspondences from the SEC or the FINRA.
Appears in 2 contracts
Samples: Share Acquisition and Exchange Agreement (Living 3d Holdings, Inc.), Exchange Agreement (Living 3d Holdings, Inc.)
No SEC or FINRA Inquiries. To the Knowledge of the Company, neither the Neither Company nor any of its present officers or directors is is, or has ever been, the subject of any formal or informal inquiry or investigation by the SEC or FINRA.
Appears in 1 contract
Samples: Share Exchange Agreement (New America Energy Corp.)
No SEC or FINRA Inquiries. To the Knowledge best of the Company's knowledge, neither the Company nor any of its present officers or directors is not, and has never been, the subject of any formal or informal inquiry or investigation by the SEC or FINRA.
Appears in 1 contract
Samples: Securities Purchase Agreement (Bella Viaggio, Inc.)
No SEC or FINRA Inquiries. To the Knowledge best of the Company's knowledge, neither the Company nor any of its past or present officers or directors is the subject of any formal or informal inquiry or investigation by the SEC or the Financial Industry Regulatory Authority ("FINRA"). The Company currently does not have any outstanding comment letters or other correspondences from the SEC or FINRA.
Appears in 1 contract
Samples: Share Acquisition and Exchange Agreement (Living 3d Holdings, Inc.)
No SEC or FINRA Inquiries. To Neither the Knowledge of Company nor, to the Company’s knowledge, neither the Company nor any of its past or present officers or directors is the subject of any formal or informal inquiry or investigation by the SEC or FINRA.
Appears in 1 contract
Samples: Subscription Agreement (VeruTEK Technologies, Inc.)
