No Unlawful Contributions or Other Payments. Neither the Company nor, to the best of the Company’s knowledge, any employee or agent of the Company has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package and the Prospectus.
Appears in 20 contracts
Samples: Underwriting Agreement (S&W Seed Co), Underwriting Agreement (S&W Seed Co), Underwriting Agreement (S&W Seed Co)
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best of the Company’s 's knowledge, any employee or agent of the Company Company, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package and the Prospectus.
Appears in 18 contracts
Samples: Underwriting Agreement (Gander Mountain Co), Underwriting Agreement (Garden Fresh Restaurant Corp /De/), Underwriting Agreement (Coldwater Creek Inc)
No Unlawful Contributions or Other Payments. Neither the Company nor any of its Significant Subsidiaries nor, to the best of the Company’s knowledge, any employee or agent of the Company or any Significant Subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required necessary to be disclosed in the Disclosure Package and the ProspectusProspectus in order to make the statements therein, in the light of the circumstances under which such statements were made, not misleading.
Appears in 10 contracts
Samples: Purchase Agreement (Prologis), Underwriting Agreement (Prologis), Underwriting Agreement (Prologis)
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best of the Company’s 's knowledge, any employee or agent of the Company has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package and the Prospectus.
Appears in 9 contracts
Samples: Underwriting Agreement (Syngence Corp), Underwriting Agreement (Ascent Solar Technologies, Inc.), Underwriting Agreement (Vaughan Foods, Inc.)
No Unlawful Contributions or Other Payments. Neither the Company nor its subsidiary nor, to the best of the Company’s 's knowledge, any employee or agent of the Company or its subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package and the Prospectus.
Appears in 9 contracts
Samples: Underwriting Agreement (TTM Technologies Inc), Underwriting Agreement (Centra Software Inc), Underwriting Agreement (Ebenx Inc)
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best of the Company’s knowledge, any employee or agent of the Company has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package Final Prospectus and the ProspectusDisclosure Package.
Appears in 8 contracts
Samples: Underwriting Agreement (Stellus Capital Investment Corp), Underwriting Agreement (Alcentra Capital Corp), Underwriting Agreement (Alcentra Capital Corp)
No Unlawful Contributions or Other Payments. Neither the Company nor its Subsidiaries nor, to the best of the Company’s knowledge, any employee director, officer, employee, agent, contractor, distributor or agent other persons acting on behalf of any of the Company or its Subsidiaries, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package and the Prospectus.
Appears in 5 contracts
Samples: Underwriting Agreement (Wireless Ronin Technologies Inc), Underwriting Agreement (Wireless Ronin Technologies Inc), Underwriting Agreement (Wireless Ronin Technologies Inc)
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best of the Company’s knowledge, nor any employee or agent of the Company Subsidiary has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package Registration Statement and the each Applicable Prospectus.
Appears in 5 contracts
Samples: Underwriting Agreement (Sajan Inc), Underwriting Agreement (Peekay Boutiques, Inc.), Underwriting Agreement (Peekay Boutiques, Inc.)
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best of the Company’s knowledge, any employee or agent of the Company Company, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Registration Statement, the General Disclosure Package and or the Prospectus.
Appears in 5 contracts
Samples: At the Market Equity Offering Sales Agreement (Xenon Pharmaceuticals Inc.), At the Market Equity Offering Sales Agreement (Xenon Pharmaceuticals Inc.), At the Market Equity Offering Sales Agreement (Xenon Pharmaceuticals Inc.)
No Unlawful Contributions or Other Payments. Neither Except as otherwise disclosed in the Prospectus, neither the Company nor any of its subsidiaries nor, to the best of the Company’s 's knowledge, any employee or agent of the Company or any subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package and the Prospectus.
Appears in 5 contracts
Samples: Underwriting Agreement (Arthrocare Corp), Underwriting Agreement (Esperion Therapeutics Inc/Mi), Underwriting Agreement (Esperion Therapeutics Inc/Mi)
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best of the Company’s knowledge, any employee or agent of the Company its executive officers, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package and the Prospectus.
Appears in 5 contracts
Samples: Sales Agreement (Curis Inc), Sales Agreement (Curis Inc), Capital on Demand Sales Agreement (Curis Inc)
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best of the Company’s knowledge, any employee director, officer, employee, agent, contractor, distributor or agent other persons acting on behalf of the Company Company, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package and the Prospectus.
Appears in 5 contracts
Samples: Underwriting Agreement (Mathstar Inc), Underwriting Agreement (Cabg Medical Inc), Underwriting Agreement (Cabg Medical Inc)
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best of the Company’s knowledge, any employee or agent of the Company Company, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package and the Prospectus.
Appears in 4 contracts
Samples: Underwriting Agreement (WPT Enterprises Inc), Underwriting Agreement (WPT Enterprises Inc), Underwriting Agreement (Threshold Pharmaceuticals Inc)
No Unlawful Contributions or Other Payments. Neither the Company nor any of its Subsidiaries nor, to the best of the Company’s 's knowledge, any employee or agent of the Company or any Subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package and the Prospectus.
Appears in 4 contracts
Samples: Placement Agency Agreement (Incara Pharmaceuticals Corp), Placement Agency Agreement (Incara Pharmaceuticals Corp), Placement Agency Agreement (Incara Pharmaceuticals Corp)
No Unlawful Contributions or Other Payments. Neither the Company Company, the NRLBH nor, to the best of the Company’s knowledge, any employee or agent of the Company or the NRLBH has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package and the Prospectus.
Appears in 4 contracts
Samples: Underwriting Agreement (Atossa Genetics Inc), Underwriting Agreement (Atossa Genetics Inc), Placement Agent Agreement (Atossa Genetics Inc)
No Unlawful Contributions or Other Payments. Neither the The Company norand, to the best of the Company’s knowledge, any employee or agent of the Company has Company, have not made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package Registration Statement and the each Applicable Prospectus.
Appears in 4 contracts
Samples: Underwriting Agreement (Somaxon Pharmaceuticals, Inc.), Underwriting Agreement (Somaxon Pharmaceuticals, Inc.), At the Market Equity Offering Sales Agreement (Somaxon Pharmaceuticals, Inc.)
No Unlawful Contributions or Other Payments. Neither Except as otherwise disclosed in the Prospectus, neither the Company nor any of the Subsidiaries nor, to the best of the Company’s knowledge, any employee or agent of the Company or any Subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package Registration Statement and the Prospectus.
Appears in 4 contracts
Samples: Equity Distribution Agreement (Tilray Brands, Inc.), Sales Agreement (Tilray Brands, Inc.), Open Market Sale Agreement (Cytosorbents Corp)
No Unlawful Contributions or Other Payments. Neither the Company nor any of the Subsidiaries nor, to the best of the Company’s knowledgeKnowledge, any employee or agent of the Company or any Subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Company Disclosure Package and the ProspectusPackage.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Coliseum Capital Management, LLC), Securities Purchase Agreement (Universal Technical Institute Inc), Securities Purchase Agreement (Coliseum Capital Management, LLC)
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best of the Company’s knowledge, any employee or agent of the Company Company, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package and Registration Statement or the Prospectus.
Appears in 4 contracts
Samples: Open Market Sale Agreement (AC Immune SA), Open Market Sale Agreement (AC Immune SA), Open Market Sale Agreement (AC Immune SA)
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best of the Company’s actual knowledge, any employee or agent of the Company Company, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package and the Prospectus.
Appears in 4 contracts
Samples: Underwriting Agreement (ClearSign Technologies Corp), Underwriting Agreement (Clearsign Combustion Corp), Underwriting Agreement (Mela Sciences, Inc. /Ny)
No Unlawful Contributions or Other Payments. Neither the Company nor any of its Subsidiaries nor, to the best of the Company’s knowledge, any employee or agent of the Company or any Subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package and the ProspectusSEC Documents.
Appears in 4 contracts
Samples: Purchase Agreement (Altamira Therapeutics Ltd.), Purchase Agreement (Auris Medical Holding Ltd.), Purchase Agreement (Auris Medical Holding AG)
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best of the Company’s knowledge, any employee or agent of the Company Company, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package and the Prospectus.
Appears in 4 contracts
Samples: Sales Agreement (Idera Pharmaceuticals, Inc.), Underwriting Agreement (CardioVascular BioTherapeutics, Inc.), Underwriting Agreement (CardioVascular BioTherapeutics, Inc.)
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best of the Company’s 's knowledge, any employee or agent of the Company Company, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package and the Prospectus.
Appears in 4 contracts
Samples: Underwriting Agreement (Evergreen Solar Inc), Underwriting Agreement (Hybrid Networks Inc), Underwriting Agreement (Hybrid Networks Inc)
No Unlawful Contributions or Other Payments. Neither the Company nor any of its subsidiaries nor, to the best of the Company’s knowledge, any employee or agent of the Company or any subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package and the Prospectus.
Appears in 4 contracts
Samples: Underwriting Agreement (McCormick & Schmicks Seafood Restaurants Inc.), Underwriting Agreement (Acadia Pharmaceuticals Inc), Underwriting Agreement (Acadia Pharmaceuticals Inc)
No Unlawful Contributions or Other Payments. Neither the Company nor any Subsidiary nor, to the best of the Company’s knowledge, any director, officer, employee or agent of the Company has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package and the Prospectus.
Appears in 3 contracts
Samples: Sales Agreement (Madrigal Pharmaceuticals, Inc.), Sales Agreement (Madrigal Pharmaceuticals, Inc.), Sales Agreement (Madrigal Pharmaceuticals, Inc.)
No Unlawful Contributions or Other Payments. Neither the Company or any Subsidiary nor, to the best of the Company’s knowledge, any employee or agent of the Company or any Subsidiary has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package and the Prospectus.
Appears in 3 contracts
Samples: Underwriting Agreement (Quantum Group Inc /Fl), Underwriting Agreement (Quantum Group Inc /Fl), Underwriting Agreement (Quantum Group Inc /Fl)
No Unlawful Contributions or Other Payments. Neither Except as otherwise disclosed in the Prospectus, neither the Company nor, to the best of the Company’s knowledge, any employee or agent of the Company Company, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package Registration Statement and the Prospectus.
Appears in 3 contracts
Samples: Open Market Sale Agreement (BioXcel Therapeutics, Inc.), Open Market Sale Agreement (BioXcel Therapeutics, Inc.), Open Market Sale Agreement (BioXcel Therapeutics, Inc.)
No Unlawful Contributions or Other Payments. Neither the Company Company, any of the Subsidiaries nor, to the best knowledge of the Company’s knowledge, any employee or agent of the Company or any of the Subsidiaries has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the a character required to be disclosed in the Disclosure Package and the Prospectus.
Appears in 3 contracts
Samples: Underwriting Agreement (Netegrity Inc), Underwriting Agreement (Netegrity Inc), Underwriting Agreement (Netegrity Inc)
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best of the Company’s knowledge, any employee or agent of the Company has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package Registration Statement and the an Applicable Prospectus.
Appears in 3 contracts
Samples: Underwriting Agreement (Exact Sciences Corp), Underwriting Agreement (Exact Sciences Corp), Underwriting Agreement (Exact Sciences Corp)
No Unlawful Contributions or Other Payments. Neither Except as otherwise disclosed in the U.S. Prospectuses, neither the Company nor any of its subsidiaries nor, to the best of the Company’s knowledge, any employee or agent of the Company or any subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package Registration Statement and the ProspectusU.S. Prospectuses.
Appears in 3 contracts
Samples: Open Market Sale Agreement (Neptune Wellness Solutions Inc.), Open Market Sale Agreement (Aurinia Pharmaceuticals Inc.), Open Market Sale Agreement (Aurinia Pharmaceuticals Inc.)
No Unlawful Contributions or Other Payments. Neither the The Company norhas not and, to the best of the Company’s knowledge, any no employee or agent of the Company has has, made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package and the Prospectus.
Appears in 3 contracts
Samples: Sales Agreement (Trevena Inc), Sales Agreement (Trevena Inc), Sales Agreement (Trevena Inc)
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best of the Company’s knowledge, any employee or agent of the Company has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Prospectus or the General Disclosure Package and the ProspectusPackage.
Appears in 3 contracts
Samples: Underwriting Agreement (Investcorp Credit Management BDC, Inc.), Underwriting Agreement (Investcorp Credit Management BDC, Inc.), Underwriting Agreement (CM Finance Inc)
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best nor any of the Company’s knowledge, its subsidiaries nor any employee or agent of the Company or any subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package and the Prospectus.
Appears in 3 contracts
Samples: Underwriting Agreement (Total Entertainment Restaurant Corp), Underwriting Agreement (Total Entertainment Restaurant Corp), Underwriting Agreement (Total Entertainment Restaurant Corp)
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best nor any of the Company’s knowledge, any employee or agent of the Company its subsidiaries has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character which violation is required to be disclosed in the Disclosure Package and the Prospectus.
Appears in 3 contracts
Samples: Underwriting Agreement (Nelnet Inc), Underwriting Agreement (Nelnet Inc), Underwriting Agreement (Nelnet Inc)
No Unlawful Contributions or Other Payments. Neither the Company nor any of its subsidiaries nor, to the best of the Company’s knowledge, any employee or agent of the Company or any subsidiary (acting in such capacity), has made any contribution or other payment to any official of, or candidate for, any federalnon-U.S., U.S. federal or state or foreign office in violation of any law or of the character required necessary to be disclosed in the Disclosure Package and the ProspectusProspectus in order to make the statements therein not materially misleading.
Appears in 2 contracts
Samples: Underwriting Agreement (Delhaize Group), Underwriting Agreement (Delhaize Group)
No Unlawful Contributions or Other Payments. Neither the Company nor any of its subsidiaries nor, to the best of the Company’s knowledge, any employee or agent of the Company or any subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required necessary to be disclosed in the Pricing Disclosure Package and the ProspectusFinal Offering Memorandum in order to make the statements therein not misleading.
Appears in 2 contracts
Samples: Purchase Agreement (Mercer International Inc.), Purchase Agreement (Geokinetics Inc)
No Unlawful Contributions or Other Payments. Neither the Company nor any of its subsidiaries nor, to the best of the Company’s knowledge, any employee or agent of the Company or any subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required necessary to be disclosed in the General Disclosure Package and the ProspectusProspectus in order to make the statements therein not misleading.
Appears in 2 contracts
Samples: Purchase Agreement (Steel Dynamics Inc), Purchase Agreement (Steel Dynamics Inc)
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best of the Company’s knowledge, any employee or agent of the Company Company, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package Registration Statement and the each Applicable Prospectus.
Appears in 2 contracts
Samples: Underwriting Agreement (Celldex Therapeutics, Inc.), Underwriting Agreement (Biosante Pharmaceuticals Inc)
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best None of the Company’s knowledge, the Subsidiary or any employee or agent of the Company or the Subsidiary has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package and the Prospectuslaw.
Appears in 2 contracts
Samples: Underwriting Agreement (Trevi Therapeutics, Inc.), Underwriting Agreement (Trevi Therapeutics, Inc.)
No Unlawful Contributions or Other Payments. Neither the Company nor any of its subsidiaries nor, to the best of the Company’s knowledge, any employee or agent of the Company or any subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required necessary to be disclosed in the General Disclosure Package and the ProspectusFinal Prospectus in order to make the statements therein not misleading.
Appears in 2 contracts
Samples: Underwriting Agreement (Mercer International Inc.), Underwriting Agreement (Mercer International Inc.)
No Unlawful Contributions or Other Payments. Neither the Company nor any of its Subsidiaries nor, to the best of the Company’s knowledge, any employee or agent of the Company or any Subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any applicable law or of the character required necessary to be disclosed in the Disclosure Package and Preliminary Prospectus or the ProspectusProspectus in order to make the statements therein not misleading.
Appears in 2 contracts
Samples: Underwriting Agreement (Allis Chalmers Energy Inc.), Underwriting Agreement (Allis Chalmers Energy Inc.)
No Unlawful Contributions or Other Payments. Neither the Company nor any of its Subsidiaries nor, to the best of the Company’s knowledge, any employee or agent of the Company or any Subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any applicable law or of the character required necessary to be disclosed in the Disclosure Package and or the ProspectusProspectus in order to make the statements therein not misleading.
Appears in 2 contracts
Samples: Underwriting Agreement (Allis Chalmers Energy Inc.), Underwriting Agreement (Allis Chalmers Energy Inc.)
No Unlawful Contributions or Other Payments. Neither the Company nor its Subsidiaries nor, to the best of the Company’s 's knowledge, any employee director, officer, employee, agent, contractor, distributor or agent other persons acting on behalf of any of the Company or its Subsidiaries, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package and the Prospectus.
Appears in 2 contracts
Samples: Underwriting Agreement (Global Traffic Network, Inc.), Underwriting Agreement (Global Traffic Network, Inc.)
No Unlawful Contributions or Other Payments. Neither None of the Company norCompany, its subsidiaries or, to the best of the Company’s knowledge, any employee or agent of the Company or any of their respective subsidiaries, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package and the Prospectus.
Appears in 2 contracts
Samples: Underwriting Agreement (Ev3 Inc.), Underwriting Agreement (Ev3 Inc.)
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best of the Company’s knowledge, any employee or agent of the Company or its subsidiary has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package and the Prospectus.
Appears in 2 contracts
Samples: Underwriting Agreement (Smart Move, Inc.), Underwriting Agreement (Smart Move, Inc.)
No Unlawful Contributions or Other Payments. Neither the Company nor any of its subsidiaries nor, to the best of the Company’s knowledge, any employee or agent of the Company or any subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required necessary to be disclosed in the Disclosure Package and the ProspectusProspectus in order to make the statements therein not misleading.
Appears in 2 contracts
Samples: Underwriting Agreement (Geokinetics Inc), Underwriting Agreement (Geokinetics Inc)
No Unlawful Contributions or Other Payments. Neither the Company Company, either of the Subsidiaries nor, to the best knowledge of the Company’s knowledge, any employee or agent of the Company or either of the Subsidiaries has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the a character required to be disclosed in the Disclosure Package and the Prospectus.
Appears in 2 contracts
Samples: Underwriting Agreement (Netsolve Inc), Underwriting Agreement (Netsolve Inc)
No Unlawful Contributions or Other Payments. Neither the The Company nor, to the best of the Company’s 's knowledge, any employee or agent of the Company Company, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package and the Prospectus.
Appears in 2 contracts
Samples: Underwriting Agreement (LJL Biosystems Inc), Underwriting Agreement (Ecollege Com)
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best of the Company’s knowledge, any employee or agent of the Company or any agent on behalf of the Company, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Registration Statement, the Disclosure Package and the Prospectus.
Appears in 2 contracts
Samples: Underwriting Agreement (Patriot Capital Funding, Inc.), Underwriting Agreement (Patriot Capital Funding, Inc.)
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best nor any of the Company’s knowledge, its Subsidiaries nor any employee or agent of the Company or any Subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the a character required to be disclosed in the Disclosure Package and the Prospectusor any Prospectus Supplement.
Appears in 2 contracts
Samples: Underwriting Agreement (CHINA METRO-RURAL HOLDINGS LTD), Placement Agency Agreement (China Precision Steel, Inc.)
No Unlawful Contributions or Other Payments. Neither the Company nor any of its subsidiaries nor, to the best of the Company’s 's knowledge, any employee or agent of the Company or any subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required by the Act to be disclosed in the Disclosure Package and the ProspectusProspectus Supplement.
Appears in 2 contracts
Samples: Underwriting Agreement (Orchid Biosciences Inc), Placement Agency Agreement (Epix Medical Inc)
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best of the Company’s 's knowledge, any employee or agent of the Company Company, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required by the Act to be disclosed in the Disclosure Package and the ProspectusProspectus Supplement.
Appears in 2 contracts
Samples: Placement Agency Agreement (Rigel Pharmaceuticals Inc), Placement Agency Agreement (Rigel Pharmaceuticals Inc)
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best of the Company’s 's knowledge, any employee or agent of the Company or any of its subsidiaries has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package and the Prospectus.
Appears in 2 contracts
Samples: Underwriting Agreement (Converted Organics Inc.), Underwriting Agreement (Converted Organics Inc.)
No Unlawful Contributions or Other Payments. Neither the Company nor any of its subsidiaries nor, to the best of the Company’s knowledge, any employee or agent of the Company or any subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any applicable law or of the character required to be disclosed in the Disclosure Package and the Prospectus.
Appears in 2 contracts
Samples: Equity Distribution Agreement (Essex Portfolio Lp), Equity Distribution Agreement (Essex Portfolio Lp)
No Unlawful Contributions or Other Payments. Neither the Company norThe Company, to the best of the Company’s knowledge, and any employee or agent of the Company Company, has not made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package and Registration Statement or the Prospectus.
Appears in 1 contract
Samples: Sales Agreement (Advaxis, Inc.)
No Unlawful Contributions or Other Payments. Neither the Company Company, any of its subsidiaries nor, to the best of the Company’s 's knowledge, any employee or agent of the Company or any subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package and the Prospectus.
Appears in 1 contract
No Unlawful Contributions or Other Payments. Neither the Company nor any Subsidiary nor, to the best of the Company’s knowledge, any employee or agent of the Company or any Subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package and the Prospectus.
Appears in 1 contract
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best of the Company’s knowledge, any employee or agent of the The Company has not made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package Registration Statement and the each Applicable Prospectus.
Appears in 1 contract
No Unlawful Contributions or Other Payments. Neither None of the Company Company, any of the Affiliated Companies, any of the Related Partnerships nor, to the best of the Company’s 's knowledge, any employee or agent of the Company foregoing, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package and the Prospectus.
Appears in 1 contract
Samples: Underwriting Agreement (Vistana Inc)
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best of the Company’s knowledge, knowledge or any employee or agent of the Company or any agent on behalf of the Company, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package and the Prospectus.
Appears in 1 contract
Samples: Underwriting Agreement (Patriot Capital Funding, Inc.)
No Unlawful Contributions or Other Payments. Neither None of the Company norCompany, its Subsidiaries or, to the best of the Company’s knowledge, any employee or agent of the Company or its Subsidiaries has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Registration Statement, the General Disclosure Package and or the Prospectus.
Appears in 1 contract
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best of the Company’s knowledge, after due investigation by its officers, any employee or agent of the Company has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package and the Prospectus.
Appears in 1 contract
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best of the Company’s 's knowledge, any employee or agent of the Company Company, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character that is required to be disclosed in the Disclosure Package and the Prospectus.
Appears in 1 contract
Samples: Underwriting Agreement (I Many Inc)
No Unlawful Contributions or Other Payments. Neither the Company nor any of its Subsidiaries nor, to the best of the Company’s 's knowledge, any employee or agent of the Company or any Subsidiary, has (i) made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package and the Prospectus.Prospectus or (ii) made any payment to any federal or state
Appears in 1 contract
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best of the Company’s 's knowledge, any employee or agent of the Company Company, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character that is required to be disclosed in the Disclosure Package and the Prospectus.
Appears in 1 contract
No Unlawful Contributions or Other Payments. Neither the The Company nor any of its subsidiaries nor, to the best of the Company’s 's knowledge, any employee or agent of the Company or any subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package and the Prospectus.
Appears in 1 contract
Samples: Underwriting Agreement (Globespan Semiconductor Inc)
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best of the Company’s knowledge, any employee or agent of the Company Company, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Registration Statement, the General Disclosure Package and the Prospectus.
Appears in 1 contract
No Unlawful Contributions or Other Payments. Neither the Company nor any of its subsidiaries nor, to the best of the Company’s knowledge, any employee or agent of the Company or any subsidiary (acting in such capacity), has made any contribution or other payment to any official of, or candidate for, any federalnon-U.S., U.S. federal or state or foreign office in violation of any law or of the character required necessary to be disclosed in the Pricing Disclosure Package and the ProspectusFinal Offering Memorandum in order to make the statements therein not materially misleading.
Appears in 1 contract
Samples: Purchase Agreement (Delhaize Group)
No Unlawful Contributions or Other Payments. Neither the Company nor any of its subsidiaries nor, to the best of the Company’s 's knowledge, any employee or agent of the Company or any subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package and the Prospectus.
Appears in 1 contract
No Unlawful Contributions or Other Payments. Neither the Company nor any of its subsidiaries nor, to the best of the Company’s knowledge, any employee or agent of the Company or any subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Preliminary Offering Memorandum, the Pricing Disclosure Package and the ProspectusOffering Memorandum.
Appears in 1 contract
No Unlawful Contributions or Other Payments. Neither None of the Company norCompany, any of the Acquisition Subsidiaries, any of the Founding Companies or, to the best of the Company’s 's knowledge, any employee or agent of the Company any such entity, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package and the Prospectus.
Appears in 1 contract
No Unlawful Contributions or Other Payments. Neither the Company nor any of its subsidiaries nor, to the best of the Company’s knowledge, any employee or agent of the Company or any subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed or incorporated by reference in the Disclosure Package and the Prospectus.
Appears in 1 contract
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best of the Company’s knowledge, any employee or agent of the Company Company, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any applicable law or of the character required to be disclosed in the Disclosure Package and Registration Statement or the Prospectus.
Appears in 1 contract
Samples: Equity Distribution Agreement (Gemphire Therapeutics Inc.)
No Unlawful Contributions or Other Payments. Neither Except as otherwise disclosed in the Disclosure Materials, neither the Company nor any of the Subsidiary nor, to the best of the Company’s knowledge, any employee or agent of the Company or any subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package and the ProspectusMaterials.
Appears in 1 contract
Samples: Securities Purchase Agreement (DBV Technologies S.A.)
No Unlawful Contributions or Other Payments. Neither the Company norCompany, to nor the best of the Company’s knowledgeSubsidiary, nor any employee or agent of the Company or any Subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package and the Prospectus.
Appears in 1 contract
Samples: Underwriting Agreement (Keryx Biophamaeuticals Inc)
No Unlawful Contributions or Other Payments. Neither the Company nor any of its Subsidiaries nor, to the best of the Company’s knowledge, any employee or agent of the Company or any Subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the a character required to be disclosed in the Disclosure Package and the Prospectusor any Prospectus Supplement.
Appears in 1 contract
No Unlawful Contributions or Other Payments. Neither the Company nor any of its affiliated companies nor, to the best of the Company’s 's knowledge, any employee or agent of the Company or any affiliated company, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package and the Prospectus.
Appears in 1 contract
No Unlawful Contributions or Other Payments. Neither the Company nor any of its subsidiaries nor, to the best of the Company’s 's knowledge, any employee or agent of the Company or any subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law where such violation would result in a Material Adverse Change or be of the character required to be disclosed in the Disclosure Package and the Prospectus.
Appears in 1 contract
Samples: Underwriting Agreement (Moog Inc)
No Unlawful Contributions or Other Payments. Neither the Company nor any of its subsidiaries nor, to the best of the Company’s 's knowledge, any employee or agent of the Company or any subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package and the Prospectus.. (ll)
Appears in 1 contract
No Unlawful Contributions or Other Payments. Neither the Company Company, its subsidiary nor, to the best of the Company’s 's knowledge, any employee or agent of the Company or its subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package and the Prospectus.
Appears in 1 contract
Samples: Underwriting Agreement (Vnus Medical Technologies Inc)
No Unlawful Contributions or Other Payments. Neither the Company nor any of its Subsidiaries nor, to the best of the Company’s knowledgeKnowledge, any employee or agent of the Company or any Subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any applicable law or of the character required to be disclosed in the Disclosure Package and the Prospectus.
Appears in 1 contract
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best knowledge of the Company’s knowledge, any employee or agent of the Company Company, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the a character required to be disclosed in the Disclosure Package and the Prospectus.
Appears in 1 contract
Samples: Underwriting Agreement (Cubist Pharmaceuticals Inc)
No Unlawful Contributions or Other Payments. Neither the Company Parties nor, to the best of the Company’s knowledge, any employee or agent of any of the Company Parties, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package and the Prospectuslaw.
Appears in 1 contract
No Unlawful Contributions or Other Payments. Neither None of the Company norCompany, its Material Subsidiaries or, to the best of the Company’s 's knowledge, any employee or agent of the Company or its subsidiaries, has made any contribution or other payment to any official of, or candidate for, any federal, state state, provincial or foreign office in violation of any law or of the character required necessary to be disclosed in the Disclosure Package and Offering Memorandum in order to make the Prospectusstatements therein not misleading.
Appears in 1 contract
No Unlawful Contributions or Other Payments. Neither the Company nor any of its subsidiaries nor, to the best of the Company’s and MST’s knowledge, any employee or agent of the Company or any subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package and the Prospectus.
Appears in 1 contract
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best of the Company’s knowledge, knowledge or any employee or agent of the Company or any agent on behalf of the Company, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package and the Prospectus.
Appears in 1 contract
Samples: Underwriting Agreement (Patriot Capital Funding, Inc.)
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best of the Company’s knowledge, any employee or agent of the Company its executive officers, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package Registration Statement, the Final Prospectus and the ProspectusDisclosure Package.
Appears in 1 contract
Samples: Underwriting Agreement (Curis Inc)
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best of the Company’s knowledge, knowledge or any employee or agent of the Company or any agent on behalf of the Company, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Registration Statement, the Disclosure Package and the Prospectus.
Appears in 1 contract
Samples: Underwriting Agreement (Patriot Capital Funding, Inc.)
No Unlawful Contributions or Other Payments. Neither the The Company norand its subsidiaries have not and, to the best of the Company’s knowledge, any no employee or agent of the Company has or its subsidiaries have, made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package and the Prospectus.
Appears in 1 contract
Samples: Sales Agreement (Trevena Inc)
No Unlawful Contributions or Other Payments. Neither None of the Company norCompany, its Material Subsidiaries or, to the best of the Company’s knowledge, any employee or agent of the Company or its subsidiaries, has made any contribution or other payment to any official of, or candidate for, any federal, state state, provincial or foreign office in violation of any law or of the character required necessary to be disclosed in the Disclosure Package and Offering Memorandum in order to make the Prospectusstatements therein not misleading.
Appears in 1 contract
No Unlawful Contributions or Other Payments. Neither the Company nor any of its subsidiaries nor, to the best of the Company’s 's or ICII's knowledge, any employee or agent of the Company or any subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package and the Prospectus.
Appears in 1 contract
Samples: Underwriting Agreement (Franchise Mortgage Acceptance Co)
No Unlawful Contributions or Other Payments. Neither the Company nor ------------------------------------------- any of its subsidiaries nor, to the best of the Company’s 's knowledge, any employee or agent of the Company or any subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package and the Prospectus.
Appears in 1 contract
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best of the Company’s 's knowledge, any employee or agent of the Company or any subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package and the Prospectus.
Appears in 1 contract
Samples: Underwriting Agreement (Primus Knowledge Solutions Inc)
No Unlawful Contributions or Other Payments. Neither the Company nor any of its subsidiaries nor, to the best of the Company’s 's knowledge, any employee or agent of the Company or any subsidiary, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law other than any such violation that would not, individually or of the character required to be disclosed in the Disclosure Package and the Prospectusaggregate, result in a Material Adverse Change.
Appears in 1 contract
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best of the Company’s knowledge, any employee or agent of the Company Company, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package and the Prospectuslaw.
Appears in 1 contract
No Unlawful Contributions or Other Payments. Neither the Company nor any of its subsidiaries nor, to the best of the Company’s 's knowledge, any employee or agent of the Company or any subsidiary, has made any contribution or other payment to 10 any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package and the Prospectus.
Appears in 1 contract
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best of the Company’s knowledge, nor any employee or agent acting on behalf of the Company has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any applicable law or of the character required to be disclosed in both the Disclosure Package and the Prospectus.
Appears in 1 contract
No Unlawful Contributions or Other Payments. Neither the Company nor, to the best of the Company’s Company s knowledge, any employee or agent of the Company Company, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package and the Prospectus.
Appears in 1 contract
Samples: Underwriting Agreement (Childrens Place Retail Stores Inc)
No Unlawful Contributions or Other Payments. Neither the Company nor any of its subsidiaries nor, to the best of the Company’s 's knowledge, any employee or agent of the Company or any of its subsidiaries, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required by the Act to be disclosed in the Disclosure Package and the ProspectusProspectus Supplement.
Appears in 1 contract
No Unlawful Contributions or Other Payments. Neither the Company Company, the Predecessor, nor, to the best of the Company’s 's knowledge, any employee or agent of the Company or the Predecessor, has made any contribution or other payment to any official of, or candidate for, any federal, state or foreign office in violation of any law or of the character required to be disclosed in the Disclosure Package and the Prospectus.
Appears in 1 contract