NON-COVERED CLIENTS. Under applicable regulation, the Fund does not compensate the following investor categories: 1. The following categories of institutional and professional investors: A. Investment Firms (IFs) B. Legal entities associated with the member of the Fund and, in general, belonging to the same group of companies X. Xxxxx D. Cooperative credit institutions E. Insurance companies F. Collective investment organizations in transferable securities and their management companies G. Social insurance institutions and funds
Appears in 4 contracts
Samples: CFDS Client Agreement, CFDS Client Agreement, CFDS Client Agreement
NON-COVERED CLIENTS. Under applicable regulation, the Fund does not compensate the following investor categories:
1. : The following categories of institutional and professional investors:
A. 1. Investment Firms (IFs)
B. 2. Legal entities associated with the member of the Fund and, in general, belonging to the same group of companies
X. Xxxxx
D. Cooperative credit institutions
E. Insurance companies
F. Collective investment organizations in transferable securities and their management companies G. Social insurance institutions and funds;
Appears in 3 contracts
Samples: CFDS Client Agreement, CFDS Client Agreement, CFDS Client Agreement
NON-COVERED CLIENTS. Under applicable regulation, the Fund does not compensate the following investor categories:
11 . The following categories of institutional and professional investors:
A. Investment Firms (IFs).
B. Legal X. Xxxxx entities associated with the member of the Fund and, in general, belonging to the same group of companies
X. Xxxxx
D. Cooperative credit institutions
E. Insurance companies
F. Collective investment organizations in transferable securities and their management companies G. Social insurance institutions and funds.
Appears in 2 contracts
Samples: CFDS Client Agreement, CFDS Client Agreement
NON-COVERED CLIENTS. 16.10.2.1. Under applicable regulation, Regulation the Fund does not compensate the following investor categories:
(1. ) The following categories of institutional and professional investors:
A. (a) Investment Firms (IFs).
B. (b) Legal entities associated with the member of the Fund and, in general, belonging to the same group of companies
X. Xxxxx
D. Cooperative credit institutions
E. Insurance companies
F. Collective investment organizations in transferable securities and their management companies G. Social insurance institutions and funds.
Appears in 2 contracts
Samples: Client Agreement, Client Agreement
