Common use of Non-Profit Entity Clause in Contracts

Non-Profit Entity. An organization described in Section 501(c)(3) of the Internal Revenue Code, as amended, with total assets in excess of $5,000,000 (including endowment, annuity and life income funds), as shown by the organization’s most recent audited financial statements. ¨ Other Institutional Investor (check one). ¨ A bank, as defined in Section 3(a)(2) of the Securities Act (whether acting for its own account or in a fiduciary capacity); ¨ A savings and loan association or similar institution, as defined in Section 3(a)(5)(A) of the Securities Act (whether acting for its own account or in a fiduciary capacity; ¨ A broker-dealer registered under the Securities Exchange Act of 1934, as amended; ¨ An insurance company, as defined in section 2(13) of the Securities Act; ¨ A “business development company,” as defined in Section 2(a)(48) of the Investment Company Act; ¨ A small business investment company licensed under Section 301(c) or (d) of the Small Business Investment Act of 1958, as amended; or ¨ A “private business development company” as defined in Section 202(a)(22) of the Investment Advisers Act of 1940, as amended.

Non-Profit Entity. An organization described in Section 501(c)(3) of the Internal Revenue Code, as amended, with total assets in excess of $5,000,000 (including endowment, annuity and life income funds), as shown by the organization’s most recent audited financial statements. ¨ ☐ Other Institutional Investor (check one). ¨ ☐ A bank, as defined in Section 3(a)(2) of the Securities Act (whether acting for its own account or in a fiduciary capacity); ¨ ☐ A savings and loan association or similar institution, as defined in Section 3(a)(5)(A) of the Securities Act (whether acting for its own account or in a fiduciary capacity; ¨ ☐ A broker-dealer registered under the Securities Exchange Act of 1934, as amended; ¨ ☐ An insurance company, as defined in section 2(13) of the Securities Act; ¨ ☐ A “business development company,” as defined in Section 2(a)(48) of the Investment Company Act; ¨ ☐ A small business investment company licensed under Section 301(c) or (d) of the Small Business Investment Act of 1958, as amended; or ¨ ☐ A “private business development company” as defined in Section 202(a)(22) of the Investment Advisers Act of 1940, as amended.

Non-Profit Entity. An organization described in Section 501(c)(3) of the Internal Revenue Code, as amended, with total assets in excess of $5,000,000 5 million (including endowment, annuity and life income funds), as shown by the organization’s most recent audited financial statements. ¨ ☐ Other Institutional Investor (check one). ¨ ☐ A bank, as defined in Section 3(a)(2) of the Securities Act (whether acting for its own account or in a fiduciary capacity); ¨ ☐ A savings and loan association or similar institution, as defined in Section 3(a)(5)(A) of the Securities Act (whether acting for its own account or in a fiduciary capacity); ¨ ☐ A broker-dealer registered under the Securities Exchange Act of 1934, as amended; ¨ ☐ An insurance company, as defined in section 2(132(a)(13) of the Securities Act; ¨ ☐ An investment company registered under the Investment Company Act of 1940, as amended; ☐ A “business development company,” as defined in Section 2(a)(48) of the Investment Company Act; ¨ ☐ A small business investment company licensed under Section 301(c) or (d) of the Small Business Investment Act of 1958, as amended; or ¨ ☐ A “private business development company” as defined in Section 202(a)(22) of the Investment Advisers Act of 1940, as amended.

Non-Profit Entity. An organization described in Section 501(c)(3) of the Internal Revenue Code, as amended, with total assets in excess of $5,000,000 (including endowment, annuity and life income funds), as shown by the organization’s most recent audited financial statements. ¨ ☐ Other Institutional Investor (check one). ¨ ☐ A bank, as defined in Section 3(a)(2) of the Securities Act (whether acting for its own account or in a fiduciary capacity); ¨ ☐ A savings and loan association or similar institution, as defined in Section 3(a)(5)(A) of the Securities Act (whether acting for its own account or in a fiduciary capacity; ¨ ☐ A brokerPlacement Agent-dealer registered under the Securities Exchange Act of 1934, as amended; ¨ ☐ An insurance company, as defined in section 2(13) of the Securities Act; ¨ ☐ A “business development company,” as defined in Section 2(a)(48) of the Investment Company Act; ¨ ☐ A small business investment company licensed under Section 301(c) or (d) of the Small Business Investment Act of 1958, as amended; or ¨ ☐ A “private business development company” as defined in Section 202(a)(22) of the Investment Advisers Act of 1940, as amended.

Non-Profit Entity. An organization described in Section 501(c)(3) of the Internal Revenue Code, as amended, with total assets in excess of $5,000,000 5 million (including endowment, annuity and life income funds), as shown by the organization’s most recent audited financial statements. ¨ • Other Institutional Investor (check one). ¨ • A bank, as defined in Section 3(a)(2) of the Securities Act (whether acting for its own account or in a fiduciary capacity); ¨ • A savings and loan association or similar institution, as defined in Section 3(a)(5)(A) of the Securities Act (whether acting for its own account or in a fiduciary capacity; ¨ • A broker-dealer registered under the Securities Exchange Act of 1934, as amended; ¨ • An insurance company, as defined in section 2(13) of the Securities Act; ¨ • A “business development company,” as defined in Section 2(a)(48) of the Investment Company Act; ¨ • A small business investment company licensed under Section 301(c) or (d) of the Small Business Investment Act of 1958, as amended; or ¨ • A “private business development company” as defined in Section 202(a)(22) of the Investment Advisers Act of 1940, as amended.

Non-Profit Entity. An organization described in Section 501(c)(3) of the Internal Revenue Code, as amended, with total assets in excess of $5,000,000 5 million (including endowment, annuity and life income funds), as shown by the organization’s most recent audited financial statements. ¨ Other Institutional Investor (check one). ¨ A bank, as defined in Section 3(a)(2) of the Securities Act (whether acting for its own account or in a fiduciary capacity); ¨ A savings and loan association or similar institution, as defined in Section 3(a)(5)(A) of the Securities Act (whether acting for its own account or in a fiduciary capacity; ¨ A broker-dealer registered under the Securities Exchange Act of 1934, as amended; ¨ An insurance company, as defined in section 2(13) of the Securities Act; ¨ A “business development company,” as defined in Section 2(a)(48) of the Investment Company Act; ¨ A small business investment company licensed under Section 301(c) or (d) of the Small Business Investment Act of 1958, as amended; or ¨ A “private business development company” as defined in Section 202(a)(22) of the Investment Advisers Act of 1940, as amended.

Non-Profit Entity. An organization described in Section 501(c)(3) of the Internal Revenue Code, as amended, with total assets in excess of $5,000,000 (including endowment, annuity and life income funds), as shown by the organization’s most recent audited financial statements. ¨ ☐ Other Institutional Investor (check one). ¨ ☐ A bank, as defined in Section 3(a)(2) of the Securities Act (whether acting for its own account or in a fiduciary capacity); ¨ ☐ A savings and loan association or similar institution, as defined in Section 3(a)(5)(A) of the Securities Act (whether acting for its own account or in a fiduciary capacity; ¨ ☐ A brokerPlacement Agent-dealer registered under the Securities Exchange Act of 1934, as amended; ¨ [ ] An insurance company, as defined in section 2(13) of the Securities Act; ¨ ☐ A “business development company,” as defined in Section 2(a)(48) of the Investment Company Act; ¨ ☐ A small business investment company licensed under Section 301(c) or (d) of the Small Business Investment Act of 1958, as amended; or ¨ ☐ A “private business development company” as defined in Section 202(a)(22) of the Investment Advisers Act of 1940, as amended.