Common use of NOTIFICATION BY THE TRUST Clause in Contracts

NOTIFICATION BY THE TRUST. The Trust agrees to advise the Distributor immediately: (a) of any request by the SEC for amendments to the Trust's registration statement insofar as it relates to any of the Funds, the prospectus or the statement of additional information pertaining to any Fund or for additional information, (b) in the event of the issuance by the SEC of any stop order suspending the effectiveness of the Trust's registration statement insofar as it relates to any of the Funds, the prospectus or the statement of additional information pertaining to any Fund or the initiation of any proceeding for that purpose, (c) of the occurrence of any material event which makes untrue any statement made in the Trust's registration statement insofar as it relates to any of the Funds, the prospectus or the statement of additional information pertaining to any Fund or which requires the making of a change in order to make the statements therein not misleading, and (d) of all actions of the SEC with respect to any amendments to the Trust's registration statement insofar as it relates to any of the Funds, the prospectus or the statement of additional information pertaining to any Fund which may from time to time be filed with the SEC under the 1933 Act.

Appears in 6 contracts

Samples: Distribution Agreement (Berger Institutional Products Trust), Distribution Agreement (Berger Investment Portfolio Trust), Distribution Agreement (Berger Investment Portfolio Trust)

AutoNDA by SimpleDocs

NOTIFICATION BY THE TRUST. The Trust agrees to advise ------------------------- the Distributor immediately: (a) of any request by the SEC for amendments to the Trust's registration statement insofar as it relates to any of the Funds, the prospectus or the statement of additional information pertaining to any Fund or for additional information, (b) in the event of the issuance by the SEC of any stop order suspending the effectiveness of the Trust's registration statement insofar as it relates to any of the Funds, the prospectus or the statement of additional information pertaining to any Fund or the initiation of any proceeding for that purpose, (c) of the occurrence of any material event which makes untrue any statement made in the Trust's registration statement insofar as it relates to any of the Funds, the prospectus or the statement of additional information pertaining to any Fund or which requires the making of a change in order to make the statements therein not misleading, and (d) of all actions of the SEC with respect to any amendments to the Trust's registration statement insofar as it relates to any of the Funds, the prospectus or the -7- statement of additional information pertaining to any Fund which may from time to time be filed with the SEC under the 1933 Act.

Appears in 1 contract

Samples: Distribution Agreement (Omni Investment Fund)

AutoNDA by SimpleDocs
Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!