NSCC Transactions. The following terms and conditions hereby amend Article I of the Agreement with respect to the receipt and transmission of orders routed through the National Securities Clearing Corporation (''NSCC") in accordance with the NSCC's Defined Contribution Clearance & Settlement ("DCC&S") platform cycle file: A. American Century will accept all orders to purchase shares of the Series available using the NSCC's DCC&S platform. The Trust will also provide the Company with account positions and activity data using the NSCC's Networking platform. The Company shall pay for Series shares by federal funds wire using the NSCC's Fund/SERV System in accordance with the rules and regulations of the NSCC, as the same may be amended from time to time. B. The Company shall use best efforts to promptly notify American Century of its inability to use the NSCC's DCC&S platform by telephone and/or facsimile. C. American Century will provide the Company with account positions and activity data using the NSCC's Networking platform (i.e., the NSCC's product that allows funds, distributors and companies to exchange account level information electronically). D. Payment for Series shares redeemed in accordance with this Schedule shall be effectuated using the NSCC's FundSERV System. Payment shall be in federal funds transmitted by wire to the Trust's designated Settling Bank. For the purposes of the foregoing, a "Settling Bank" shall mean the entity appointed by the Trust to perform such settlement services on behalf of the Series and which entity agrees to abide by the NSCC's Rules and Procedures insofar as they relate to the same day funds settlement. E. The Distributor shall furnish notice to the Company of any income, dividends or capital gain distributions payable on the Series' shares through the NSCC's FundSERV System. SCHEDULE D This Agreement is entered into as of February 1, 2007 by and between (i) Hartford Life Insurance Company and Hartford Life and Annuity Insurance Company (together, "we" or "us") and (ii) American Century Investment Services, Inc., ("you") in your capacity as the principal underwriter of the American Century Funds (each a "Fund" and together the "Funds").
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Samples: Fund Participation Agreement (Talcott Resolution Life Insurance Co Separate Account Seven), Participation Agreement (Talcott Resolution Life & Annuity Insurance Co Separate Account Seven)
NSCC Transactions. The following terms and conditions hereby amend Article I of the Agreement with respect to the receipt and transmission of orders routed through the National Securities Clearing Corporation (''"NSCC") in accordance with the NSCC's Defined Contribution Clearance & Settlement ("DCC&S") platform cycle file:
A. American Century will accept all orders to purchase shares of the Series available using the NSCC's DCC&S platform. The Trust will also provide the Company with account positions and activity data using the NSCC's Networking platform. The Company shall pay for Series shares by federal funds wire using the NSCC's Fund/SERV System in accordance with the rules and regulations of the NSCC, as the same may be amended from time to time.
B. The Company shall use best efforts to promptly notify American Century of its inability to use the NSCC's ’s DCC&S platform by telephone and/or facsimile.
C. American Century will provide the Company with account positions and activity data using the NSCC's Networking platform (i.e., the NSCC's product that allows funds, distributors and companies to exchange account level information electronically).
D. Payment for Series shares redeemed in accordance with this Schedule shall be effectuated using the NSCC's FundSERV System. Payment shall be in federal funds transmitted by wire to the Trust's designated Settling Bank. For the purposes of the foregoing, a "Settling Bank" shall mean the entity appointed by the Trust to perform such settlement services on behalf of the Series and which entity agrees to abide by the NSCC's Rules and Procedures insofar as they relate to the same day funds settlement.
E. The Distributor shall furnish notice to the Company of any income, dividends or capital gain distributions payable on the Series' ’ shares through the NSCC's ’s FundSERV System. SCHEDULE D This Agreement is entered into as of February 1, 2007 by and between (i) Hartford Life Insurance Company and Hartford Life and Annuity Insurance Company (together, "we" or "us") and (ii) American Century Investment Services, Inc., ("you") in your capacity as the principal underwriter of the American Century Funds (each a "Fund" and together the "Funds").
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Samples: Fund Participation Agreement (Protective NY COLI VUL)
NSCC Transactions. The following terms and conditions hereby amend Article I of the Agreement with respect to the receipt and transmission of orders routed through the National Securities Clearing Corporation (''“NSCC"”) in accordance with the NSCC's ’s Defined Contribution Clearance & Settlement ("“DCC&S"”) platform cycle file:
A. American Century will accept all orders to purchase shares of the Series available using the NSCC's ’s DCC&S platform. The Trust will also provide the Company with account positions and activity data using the NSCC's ’s Networking platform. The Company shall pay for Series shares by federal funds wire using the NSCC's ’s Fund/SERV System in accordance with the rules and regulations of the NSCC, as the same may be amended from time to time.
B. The Company shall use best efforts to promptly notify American Century of its inability to use the NSCC's ’s DCC&S platform by telephone and/or facsimile.
C. American Century will provide the Company with account positions and activity data using the NSCC's ’s Networking platform (i.e., the NSCC's ’s product that allows funds, distributors and companies to exchange account level information electronically).
D. Payment for Series shares redeemed in accordance with this Schedule shall be effectuated using the NSCC's ’s FundSERV System. Payment shall be in federal funds transmitted by wire to the Trust's ’s designated Settling Bank. For the purposes of the foregoing, a "“Settling Bank" ” shall mean the entity appointed by the Trust to perform such settlement services on behalf of the Series and which entity agrees to abide by the NSCC's ’s Rules and Procedures insofar as they relate to the same day funds settlement.
E. The Distributor shall furnish notice to the Company of any income, dividends or capital gain distributions payable on the Series' shares ’ snares through the NSCC's ’s FundSERV System. SCHEDULE D This Agreement is entered into as of February 1, 2007 by and between (i) Hartford Life Insurance Company and Hartford Life and Annuity Insurance Company (together, "we" or "us") and (ii) American Century Investment Services, Inc., ("you") in your capacity as the principal underwriter of the American Century Funds (each a "Fund" and together the "Funds").
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