Common use of NYSE Transactions Clause in Contracts

NYSE Transactions. Nothing in this Article V, Section 4 shall preclude the settlement of any transaction entered into through the facilities of the New York Stock Exchange or any other national securities exchange or automated inter-dealer quotation system. The fact that the settlement of any transaction occurs shall not negate the effect of any other provision of this Article V, Section 4 and any transferee in such a transaction shall be subject to all of the provisions and limitations set forth in this Article V, Section 4.

Appears in 4 contracts

Samples: Agreement and Declaration of Trust (Cushing American Renaissance Fund), Agreement and Declaration of Trust (Cushing Renaissance Fund), Agreement and Declaration of Trust (Cushing Royalty & Income Fund)

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NYSE Transactions. Nothing in this Article V, Section 4 3 shall preclude the settlement of any transaction entered into through the facilities of the New York Stock Exchange NYSE or any other national securities exchange National Securities Exchange or automated inter-dealer quotation system. The fact that the settlement of any transaction occurs shall not negate the effect of any other provision of this Article V, Section 4 3 and any transferee in such a transaction shall be subject to all of the provisions and limitations set forth in this Article V, Section 43.

Appears in 2 contracts

Samples: Operating Agreement (KKR Financial Holdings LLC), Operating Agreement (KKR Financial Holdings LLC)

NYSE Transactions. Nothing in this Article V, Section 4 5 shall preclude the settlement of any transaction entered into through the facilities of the New York Stock Exchange or any other national securities exchange or automated inter-dealer quotation system. The fact that the settlement of any transaction occurs shall not negate the effect of any other provision of this Article V, Section 4 5 and any transferee in such a transaction shall be subject to all of the provisions and limitations set forth in this Article V, Section 45 with respect to Prohibited Transfers.

Appears in 1 contract

Samples: Merger Agreement (Great Lakes Bancorp Inc)

NYSE Transactions. Nothing in this Article V, Section 4 of Article IV shall preclude the settlement of any transaction entered into through the facilities of the New York Stock Exchange or any other national securities exchange or automated inter-dealer quotation system. The fact that In no event shall the settlement existence or application of any transaction occurs shall not negate the preceding sentence have the effect of any other provision deterring or preventing the conversion of this Article V, Section 4 and any transferee in such a transaction shall be subject to all of the provisions and limitations set forth in this Article V, Section 4Equity Stock into Excess Stock as contemplated herein.”

Appears in 1 contract

Samples: Stock Purchase Agreement and Merger Agreement (Hughes Electronics Corp)

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NYSE Transactions. Nothing in this Article V, Section 4 III shall preclude the settlement of any transaction entered into through the facilities of the New York Stock Exchange NYSE or any other national securities exchange National Securities Exchange or automated inter-dealer quotation system. The fact that the settlement of any transaction occurs shall not negate the effect of any other provision of this Article V, Section 4 III and any transferee in such a transaction shall be subject to all of the provisions and limitations set forth in this Article V, Section 4III.

Appears in 1 contract

Samples: Operating Agreement (Ellington Financial LLC)

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