Obligation to Disclose. Subject to as provided below, you shall, immediately upon request by us (which request shall include the relevant contact details of the Hong Kong Regulators), inform either us or the Hong Kong Regulators of the identity, address, occupation and contact details of your client for whose account the transaction was effected and (so far as known to you) of the person with the ultimate beneficial interest in the transaction. You shall also inform the Hong Kong Regulators of the identity, address, occupation and contact details of any third party (if different from the client/the ultimate beneficiary) who originated the transaction.
Appears in 12 contracts
Samples: Professional Client Agreement, Professional Client Agreement, Eligible Counterparty Agreement
