Common use of Obtaining Advance Approval Clause in Contracts

Obtaining Advance Approval. Except as provided in Sections V and VI of this Code, all proposed transactions in securities (privately or publicly owned) by Covered Persons, except transactions in Excepted Securities, should be approved consistent with the provisions of this Code in advance by the Fund Rules Enforcer. This request should be submitted by e-mail to xxxxxxxxxxxxxxxxx@xxxxxxxxxxxxxxx.xxx, and requests will be answered within 7 days.

Appears in 8 contracts

Samples: James Scott Fund Inc, James Scott Fund Inc, James Scott Fund Inc

AutoNDA by SimpleDocs
Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!