Obtaining Advance Approval. Except as provided in Sections V and VI of this Code, all proposed transactions in securities (privately or publicly owned) by Covered Persons, except transactions in Excepted Securities, should be approved consistent with the provisions of this Code in advance by the Fund Rules Enforcer. This request should be submitted by e-mail to xxxxxxxxxxxxxxxxx@xxxxxxxxxxxxxxx.xxx, and requests will be answered within 7 days.
Appears in 8 contracts
Samples: James Scott Fund Inc, James Scott Fund Inc, James Scott Fund Inc