of-Pocket Expenses. Including but not limited to expenses incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, deposit withdrawals at custodian (DWAC) fees, and extraordinary expenses based upon complexity. *Subject to annual CPI increase, Milwaukee MSA. Fees are calculated pro rata and billed monthly. Advisor’s signature below acknowledges approval of the domestic and global fees on this Exhibit D. Xxxxxx Fund Advisers, LLC By: /s/ Dxxxx Xxxxxx Name: Dxxxx Xxxxxx Title: Chief Compliance Officer Date: May 2, 2014 Exhibit D (continued) to the Trust for Professional Managers Custody Agreement – Wxxxxx Global Sub-Custodial Services Annual Fee Schedule at April, 2014 Country Instrument Safekeeping (BPS) Transaction Fee Country Instrument Safekeeping (BPS) Transaction Fee Argentina All ____ $____ Malta All ____ $____ Australia All ____ $____ Mauritius All ____ $____ Austria All ____ $____ Mexico All ____ $____ Bahrain All ____ $____ Morocco All ____ $____ Bangladesh All ____ $____ Namibia All ____ $____ Belgium All ____ $____ Netherlands All ____ $____ Bermuda All ____ $____ New Zealand All ____ $____ Botswana All ____ $____ Nigeria All ____ $____ Brazil All ____ $____ Norway All ____ $____ Bulgaria All ____ $____ Oman All ____ $____ Canada All ____ $____ Pakistan All ____ $____ Cayman Islands* All ____ $____ Palestinian Autonomous Area* All ____ $____ Channel Islands* All ____ $____ Peru All ____ $____ Chile All ____ $____ Philippines All ____ $____ China“A” Shares All ____ $____ Poland All ____ $____ China“B” Shares All ____ $____ Portugal All ____ $____ Columbia All ____ $____ Qatar All ____ $____ Costa Rica All ____ $____ Romania All ____ $____ Croatia All ____ $____ Russia Equities ____ $____ Cyprus* All ____ $____ Russia MINFINs ____ $____ Czech Republic All ____ $____ Serbia* All ____ $____ Denmark All ____ $____ Singapore All ____ $____ Ecuador All ____ $____ Slovak Republic All ____ $____ Egypt All ____ $____ Slovenia All ____ $____ Estonia All ____ $____ South Africa All ____ $____ Euromarkets** All ____ $____ South Korea All ____ $____ Finland All ____ $____ Spain All ____ $____ France All ____ $____ Sri Lanka All ____ $____ Germany All ____ $____ Swaziland All ____ $____ Ghana All ____ $____ Sweden All ____ $____ Greece All ____ $____ Switzerland All ____ $____ Hong Kong All ____ $____ Taiwan All ____ $____ Hungary All ____ $____ Thailand All ____ $____ Iceland All ____ $____ Trinidad & Tobago* All ____ $____ India All ____ $____ Tunisia All ____ $____ Indonesia All ____ $____ Turkey All ____ $____ Ireland All ____ $____ UAE All ____ $____ Israel All ____ $____ United Kingdom All ____ $____ Italy All ____ $____ Ukraine All ____ $____ Jamaica* All ____ $____ Uruguay All ____ $____ Japan All ____ $____ Venezuela All ____ $____ Jordan All ____ $____ Vietnam* All ____ $____ Kazakhstan All ____ $____ Zambia All ____ $____ Kenya All ____ $____ ____ $____ Latvia Equities ____ $____ ____ $____ Latvia Bonds ____ $____ ____ $____ Lebanon All ____ $____ ____ $____ Lithuania All ____ $____ Luxembourg All ____ $____ Malaysia All ____ $____ * Additional customer documentation and indemnification will be required prior to establishing accounts in these markets. ** Tiered by market value: <$____: __ bp, >$____ and <$____: .__ bps; >$____: .__ bps. Base Fee - A monthly charge per account (fund) will apply based on the number of foreign securities held. § 1-25 foreign securities: $____ § 26-50 foreign securities: $____ § Over 50 foreign securities: $____ § Euroclear – Eurobonds only. Eurobonds are held in Euroclear at a standard rate, but other types of securities (including but not limited to equities, domestic market debt and mutual funds) will be subject to a surcharge. In addition, certain transactions that are delivered within Euroclear or from a Euroclear account to a third party depository or settlement system, will be subject to a surcharge. § For all other markets specified above, surcharges may apply if a security is held outside of the local market. Cash Transactions: § 3rd Party Foreign Exchange – a Foreign Exchange transaction undertaken through a 3rd party will be charged $____.
Appears in 1 contract
Samples: Custody Agreement (Trust for Professional Managers)
of-Pocket Expenses. Including but not limited to expenses incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, deposit withdrawals at custodian (DWAC) fees, and extraordinary expenses based upon complexity. Additional Services Additional fees apply for global servicing. Fund of Fund expenses quoted separately. *Subject to annual CPI increase, Milwaukee MSA. Fees are calculated pro rata and billed monthly. Advisor’s signature Signature below acknowledges approval of the domestic and global fees custody fee schedules on this Exhibit D. Xxxxxx Fund AdvisersK Txxxxx Xxxxx Capital, LLC By: /s/ Dxxxx Xxxxxx Name: Dxxxx Xxxxxx Fxxxxxx X. Crown III Printed Name and Title: Chief Compliance Officer Fxxxxxx X. Crown, Principal Date: May 2, 2014 12/4/14 Exhibit D (continued) K to the Trust for Professional Managers Advised Portfolios Custody Agreement – Wxxxxx Additional Global Sub-Custodial Services Annual Fee Schedule at AprilNovember, 2014 Country Instrument Safekeeping COUNTRY INSTRUMENT SAFEKEEPING (BPS) Transaction Fee Country Instrument Safekeeping TRANSACTION FEE COUNTRY INSTRUMENT SAFEKEEPING (BPS) Transaction Fee TRANSACTION FEE Argentina All ____ $____ Malta Estonia All ____ $____ Australia All __ $__ Euromarkets** All __ $____ Mauritius All ____ $____ Austria All __ $__ Finland All __ $____ Mexico All ____ $____ Bahrain All __ $__ France All __ $____ Morocco All ____ $____ Bangladesh All __ $__ Germany All __ $____ Namibia All ____ $____ Belgium All __ $__ Ghana All __ $____ Netherlands All ____ $____ Bermuda All __ $__ Greece All __ $____ New Zealand All ____ $____ Botswana All __ $__ Hong Kong All __ $____ Nigeria All ____ $____ Brazil All __ $__ Hungary All __ $____ Norway All ____ $____ Bulgaria All __ $__ Iceland All __ $____ Oman All ____ $____ Canada All __ $__ India All __ $____ Pakistan All ____ $____ Cayman Islands* All __ $__ Indonesia All __ $__ Channel Islands* All __ $__ Ireland All __ $__ Chile All __ $__ Israel All __ $__ China“A” Shares All __ $__ Italy All __ $__ China “B” Shares All __ $__ Jamaica* All __ $__ Columbia All __ $__ Japan All __ $__ Costa Rica All __ $__ Jordan All __ $__ Croatia All __ $__ Kazakhstan All __ $__ Cyprus* All __ $__ Kenya All __ $__ Czech Republic All __ $__ Latvia Equities __ $__ Denmark All __ $__ Latvia Bonds __ $__ Ecuador All __ $__ Lebanon All __ $__ Egypt All __ $__ Lithuania All __ $__ COUNTRY INSTRUMENT SAFEKEEPING (BPS) TRANSACTION FEE COUNTRY INSTRUMENT SAFEKEEPING (BPS) TRANSACTION FEE Luxembourg All __ $__ Slovak Republic All __ $__ Malaysia All __ $__ Slovenia All __ $__ Malta All __ $__ South Africa All __ $__ Mauritius All __ $__ South Korea All __ $__ Mexico All __ $__ Spain All __ $__ Morocco All __ $__ Sri Lanka All __ $__ Namibia All __ $__ Swaziland All __ $__ Netherlands All __ $__ Sweden All __ $__ New Zealand All __ $__ Switzerland All __ $__ Nigeria All __ $__ Taiwan All __ $__ Norway All __ $__ Thailand All __ $__ Oman All __ $__ Trinidad & Tobago* All __ $__ Pakistan All __ $__ Tunisia All __ $__ Palestinian Autonomous Area* All __ $__ Turkey All __ $____ Channel Islands* All ____ $____ Peru All __ $__ UAE All __ $____ Chile All ____ $____ Philippines All __ $__ United Kingdom All __ $____ China“A” Shares All ____ $____ Poland All __ $__ Ukraine All __ $____ China“B” Shares All ____ $____ Portugal All __ $__ Uruguay All __ $____ Columbia All ____ $____ Qatar All __ $__ Venezuela All __ $____ Costa Rica All ____ $____ Romania All __ $__ Vietnam* All __ $____ Croatia All ____ $____ Russia Equities __ $__ Zambia All __ $____ Cyprus* All ____ $____ Russia MINFINs ____ $____ Czech Republic All ____ $____ Serbia* All ____ $____ Denmark All ____ $____ Singapore All ____ $____ Ecuador All ____ $____ Slovak Republic All ____ $____ Egypt All ____ $____ Slovenia All ____ $____ Estonia All ____ $____ South Africa All ____ $____ Euromarkets** All ____ $____ South Korea All ____ $____ Finland All ____ $____ Spain All ____ $____ France All ____ $____ Sri Lanka All ____ $____ Germany All ____ $____ Swaziland All ____ $____ Ghana All ____ $____ Sweden All ____ $____ Greece All ____ $____ Switzerland All ____ $____ Hong Kong All ____ $____ Taiwan All ____ $____ Hungary All ____ $____ Thailand All ____ $____ Iceland All ____ $____ Trinidad & Tobago* All ____ $____ India All ____ $____ Tunisia All ____ $____ Indonesia All ____ $____ Turkey All ____ $____ Ireland All ____ $____ UAE All ____ $____ Israel All ____ $____ United Kingdom All ____ $____ Italy All ____ $____ Ukraine All ____ $____ Jamaica* All ____ $____ Uruguay All ____ $____ Japan All ____ $____ Venezuela All ____ $____ Jordan All ____ $____ Vietnam* All ____ $____ Kazakhstan All ____ $____ Zambia All ____ $____ Kenya All ____ $____ ____ $____ Latvia Equities ____ $____ ____ $____ Latvia Bonds ____ $____ ____ $____ Lebanon All ____ $____ ____ $____ Lithuania All ____ $____ Luxembourg All ____ $____ Malaysia All ____ $____ * Additional customer documentation and indemnification will be required prior to establishing accounts in these markets. ** Tiered by market value: <$____5 billion: __ 1 bp, >$____ 5 billion and <$____10 billion: .__ .75 bps; >$____10 billion: .__ .50 bps. ** Euromarkets – Non-Eurobonds: Surcharges vary by local market *Safekeeping and transaction fees are assessed on security and currency transactions. Base Fee - A monthly charge per account (fund) will apply based on the number of foreign securities held. § 1-25 foreign securities: $____ § 26-50 foreign securities: $____ § Over 50 foreign securities: $____ § Euroclear – Eurobonds only. Eurobonds are held in Euroclear at a standard rate, but other types of securities (including but not limited to equities, domestic market debt and mutual funds) will be subject to a surcharge. In addition, certain transactions that are delivered within Euroclear or from a Euroclear account to a third party depository or settlement system, will be subject to a surcharge. § For all other markets specified above, surcharges may apply if a security is held outside of the local market. Cash Transactions: § 3rd Party Foreign Exchange – a Foreign Exchange transaction undertaken through a 3rd party will be charged $____.
Appears in 1 contract
of-Pocket Expenses. Including but not limited to expenses incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, deposit withdrawals at custodian (DWAC) fees, and extraordinary expenses based upon complexity. Additional Services Additional fees apply for global servicing. Fund of Fund expenses quoted separately. *Subject to annual CPI increase, Milwaukee MSA. Fees are calculated pro rata and billed monthly. Advisor’s signature below acknowledges approval of the domestic and global custody fees on this Exhibit D. Xxxxxx Fund Advisers, LLC By: /s/ Dxxxx Xxxxxx Wxxxxxx Xxxxx & Company, L.L.C. Name: Dxxxx Xxxxxx /s/ Rxxxxxx X. Xxxxx Title: Chief Compliance Officer COO Date: May 2, 2014 10/29/14 Exhibit D (continued) to the Trust for Professional Managers Custody Agreement – Wxxxxx Wxxxxxx Xxxxx and Company Additional Global Sub-Custodial Services Annual Fee Schedule at AprilOctober, 2014 Country Instrument Safekeeping (BPS) Transaction Fee Country Instrument Safekeeping (BPS) Transaction Fee Argentina All ____ $____ Malta Lebanon All ____ $____ Australia All ____ $____ Mauritius Lithuania All ____ $____ Austria All ____ $____ Mexico Luxembourg All ____ $____ Bahrain All ____ $____ Morocco Malaysia All ____ $____ Bangladesh All ____ $____ Namibia Mali All ____ $____ Belgium All ____ $____ Malta All ____ $____ Benin All ____ $____ Mauritius All ____ $____ Bermuda All ____ $____ Mexico All ____ $____ Botswana All ____ $____ Morocco All ____ $____ Brazil All ____ $____ Namibia All ____ $____ Bulgaria All ____ $____ Netherlands All ____ $____ Bermuda Burkina Faso All ____ $____ New Zealand All ____ $____ Botswana All ____ $____ Nigeria All ____ $____ Brazil All ____ $____ Norway All ____ $____ Bulgaria All ____ $____ Oman All ____ $____ Canada All ____ $____ Pakistan Niger All ____ $____ Cayman Islands* All ____ $____ Palestinian Autonomous Area* Nigeria All ____ $____ Channel Islands* All ____ $____ Peru Norway All ____ $____ Chile All ____ $____ Philippines Oman All ____ $____ China“A” Shares All ____ $____ Poland Pakistan All ____ $____ China“B” Shares All ____ $____ Portugal Peru All ____ $____ Columbia All ____ $____ Qatar Philippines All ____ $____ Costa Rica All ____ $____ Romania Poland All ____ $____ Croatia All ____ $____ Portugal All ____ $____ Czech Republic All ____ $____ Qatar All ____ $____ Denmark All ____ $____ Romania All ____ $____ Ecuador All ____ $____ Russia Equities ____ $____ Cyprus* Egypt All ____ $____ Russia MINFINs ____ $____ Czech Republic All ____ $____ Serbia* All ____ $____ Denmark All ____ $____ Singapore All ____ $____ Ecuador All ____ $____ Slovak Republic All ____ $____ Egypt All ____ $____ Slovenia All ____ $____ Estonia All ____ $____ South Africa Senegal All ____ $____ Euromarkets** All ____ $____ South Korea Singapore All ____ $____ Finland All ____ $____ Slovak Republic All ____ $____ France All ____ $____ Slovenia All ____ $____ Germany All ____ $____ South Africa All ____ $____ Ghana All ____ $____ South Korea All ____ $____ Greece All ____ $____ Spain All ____ $____ France Guinea Bissau All ____ $____ Sri Lanka All ____ $____ Germany Hong Kong All ____ $____ Swaziland All ____ $____ Ghana Hungary All ____ $____ Sweden All ____ $____ Greece Iceland All ____ $____ Switzerland All ____ $____ Hong Kong India All ____ $____ Taiwan All ____ $____ Hungary Indonesia All ____ $____ Thailand All ____ $____ Iceland Ireland All ____ $____ Trinidad & Tobago* Togo All ____ $____ India Israel All ____ $____ Tunisia All ____ $____ Indonesia Italy All ____ $____ Turkey All ____ $____ Ireland Ivory Coast All ____ $____ UAE All ____ $____ Israel Japan All ____ $____ United Kingdom All ____ $____ Italy Jordan All ____ $____ Ukraine All ____ $____ Jamaica* Kazakhstan All ____ $____ Uruguay All ____ $____ Japan Kenya All ____ $____ Venezuela All ____ $____ Jordan All ____ $____ Vietnam* All ____ $____ Kazakhstan All Latvia Equities ____ $____ Zambia All ____ $____ Kenya All ____ $____ ____ $____ Latvia Equities ____ $____ ____ $____ Latvia Bonds ____ $____ ____ $____ Lebanon All ____ $____ ____ $____ Lithuania All ____ $____ Luxembourg All ____ $____ Malaysia Zimbabwe All ____ $____ * Additional customer documentation and indemnification will be required prior to establishing accounts in these markets. ** Tiered by market value: <$____5 billion: __ 1 bp, >$____ 5 billion and <$____10 billion: .__ .75 bps; >$____10 billion: .__ .50 bps. ** Euromarkets – Non-Eurobonds: Surcharges vary by local market *Safekeeping and transaction fees are assessed on security and currency transactions. Base Fee - A monthly charge per account (fund) will apply based on the number of foreign securities held. § 1-25 foreign securities: $____ § 26-50 foreign securities: $____ § Over 50 foreign securities: $____ § Euroclear – Eurobonds only. Eurobonds are held in Euroclear at a standard rate, but other types of securities (including but not limited to equities, domestic market debt and mutual funds) will be subject to a surcharge. In addition, certain transactions that are delivered within Euroclear or from a Euroclear account to a third party depository or settlement system, will be subject to a surcharge. § For all other markets specified above, surcharges may apply if a security is held outside of the local market. Cash Transactions: § 3rd Party Foreign Exchange – a Foreign Exchange transaction undertaken through a 3rd party will be charged $____.
Appears in 1 contract
Samples: Custody Agreement (Trust for Professional Managers)
of-Pocket Expenses. Including but not limited to expenses incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, deposit withdrawals at custodian (DWAC) fees, and extraordinary expenses based upon complexity. Additional Services Additional fees apply for global servicing. Fund of Fund expenses quoted separately. *Subject to annual CPI increase, Milwaukee MSA. Fees are calculated pro rata and billed monthly. Advisor’s signature Signature below acknowledges approval of the domestic and global fees custody fee schedules on this Exhibit D. Xxxxxx Fund AdvisersI Infinity Q Capital Management, LLC By: /s/ Dxxxx Xxxxxx Name: Dxxxx Xxxxxx Sxxxx Xxxxxxx Printed Name and Title: Sxxxx Xxxxxxx, Chief Compliance Risk Officer Date: May 2, 2014 8/28/14 Exhibit D I (continued) to the Trust for Professional Managers Advised Portfolios Custody Agreement – Wxxxxx COUNTRY INSTRUMENT SAFEKEEPING (BPS) TRANSACTION FEE COUNTRY INSTRUMENT SAFEKEEPING (BPS) TRANSACTION FEE Argentina All __ $__ Estonia All __ $__ Australia All __ $__ Euromarkets** All __ $__ Austria All __ $__ Finland All __ $__ Bahrain All __ $__ France All __ $__ Bangladesh All __ $__ Germany All __ $__ Belgium All __ $__ Ghana All __ $__ Bermuda All __ $__ Greece All __ $__ Botswana All __ $__ Hong Kong All __ $__ Brazil All __ $__ Hungary All __ $__ Bulgaria All __ $__ Iceland All __ $__ Canada All __ $__ India All __ $__ Cayman Islands* All __ $__ Indonesia All __ $__ Channel Islands* All __ $__ Ireland All __ $__ Chile All __ $__ Israel All __ $__ China“A” Shares All __ $__ Italy All __ $__ China “B” Shares All __ $__ Jamaica* All __ $__ Columbia All __ $__ Japan All __ $__ Costa Rica All __ $__ Jordan All __ $__ Croatia All __ $__ Kazakhstan All __ $__ Cyprus* All __ $__ Kenya All __ $__ Czech Republic All __ $__ Latvia Equities __ $__ Denmark All __ $__ Latvia Bonds __ $__ Ecuador All __ $__ Lebanon All __ $__ Egypt All __ $__ Lithuania All __ $__ COUNTRY INSTRUMENT SAFEKEEPING (BPS) TRANSACTION FEE COUNTRY INSTRUMENT SAFEKEEPING (BPS) TRANSACTION FEE Luxembourg All __ $__ Slovak Republic All __ $__ Malaysia All __ $__ Slovenia All __ $__ Malta All __ $__ South Africa All __ $__ Mauritius All __ $__ South Korea All __ $__ Mexico All __ $__ Spain All __ $__ Morocco All __ $__ Sri Lanka All __ $__ Namibia All __ $__ Swaziland All __ $__ Netherlands All __ $__ Sweden All __ $__ New Zealand All __ $__ Switzerland All __ $__ Nigeria All __ $__ Taiwan All __ $__ Norway All __ $__ Thailand All __ $__ Oman All __ $__ Trinidad & Tobago* All __ $__ Pakistan All __ $__ Tunisia All __ $__ Palestinian Autonomous Area* All __ $__ Turkey All __ $__ Peru All __ $__ UAE All __ $__ Philippines All __ $__ United Kingdom All __ $__ Poland All __ $__ Ukraine All __ $__ Portugal All __ $__ Uruguay All __ $__ Qatar All __ $__ Venezuela All __ $__ Romania All __ $__ Vietnam* All __ $__ Russia Equities __ $__ Zambia All __ $__ Russia MINFINs __ $__ Serbia* All __ $__ Singapore All __ Additional Global Sub-Custodial Services Annual Fee Schedule at AprilAugust, 2014 Country Instrument *Safekeeping (BPS) Transaction Fee Country Instrument Safekeeping (BPS) Transaction Fee Argentina All ____ $____ Malta All ____ $____ Australia All ____ $____ Mauritius All ____ $____ Austria All ____ $____ Mexico All ____ $____ Bahrain All ____ $____ Morocco All ____ $____ Bangladesh All ____ $____ Namibia All ____ $____ Belgium All ____ $____ Netherlands All ____ $____ Bermuda All ____ $____ New Zealand All ____ $____ Botswana All ____ $____ Nigeria All ____ $____ Brazil All ____ $____ Norway All ____ $____ Bulgaria All ____ $____ Oman All ____ $____ Canada All ____ $____ Pakistan All ____ $____ Cayman Islands* All ____ $____ Palestinian Autonomous Area* All ____ $____ Channel Islands* All ____ $____ Peru All ____ $____ Chile All ____ $____ Philippines All ____ $____ China“A” Shares All ____ $____ Poland All ____ $____ China“B” Shares All ____ $____ Portugal All ____ $____ Columbia All ____ $____ Qatar All ____ $____ Costa Rica All ____ $____ Romania All ____ $____ Croatia All ____ $____ Russia Equities ____ $____ Cyprus* All ____ $____ Russia MINFINs ____ $____ Czech Republic All ____ $____ Serbia* All ____ $____ Denmark All ____ $____ Singapore All ____ $____ Ecuador All ____ $____ Slovak Republic All ____ $____ Egypt All ____ $____ Slovenia All ____ $____ Estonia All ____ $____ South Africa All ____ $____ Euromarkets** All ____ $____ South Korea All ____ $____ Finland All ____ $____ Spain All ____ $____ France All ____ $____ Sri Lanka All ____ $____ Germany All ____ $____ Swaziland All ____ $____ Ghana All ____ $____ Sweden All ____ $____ Greece All ____ $____ Switzerland All ____ $____ Hong Kong All ____ $____ Taiwan All ____ $____ Hungary All ____ $____ Thailand All ____ $____ Iceland All ____ $____ Trinidad & Tobago* All ____ $____ India All ____ $____ Tunisia All ____ $____ Indonesia All ____ $____ Turkey All ____ $____ Ireland All ____ $____ UAE All ____ $____ Israel All ____ $____ United Kingdom All ____ $____ Italy All ____ $____ Ukraine All ____ $____ Jamaica* All ____ $____ Uruguay All ____ $____ Japan All ____ $____ Venezuela All ____ $____ Jordan All ____ $____ Vietnam* All ____ $____ Kazakhstan All ____ $____ Zambia All ____ $____ Kenya All ____ $____ ____ $____ Latvia Equities ____ $____ ____ $____ Latvia Bonds ____ $____ ____ $____ Lebanon All ____ $____ ____ $____ Lithuania All ____ $____ Luxembourg All ____ $____ Malaysia All ____ $____ * Additional customer documentation and indemnification will be required prior to establishing accounts in these markets. ** Tiered by market value: <$____: __ bp, >$____ transaction fees are assessed on security and <$____: .__ bps; >$____: .__ bpscurrency transactions. Base Fee - A monthly charge per account (fund) will apply based on the number of foreign securities held. § 1-25 foreign securities: $____ § 26-50 foreign securities: $____ § Over 50 foreign securities: $____ § Euroclear – Eurobonds only. Eurobonds are held in Euroclear at a standard rate, but other types of securities (including but not limited to equities, domestic market debt and mutual funds) will be subject to a surcharge. In addition, certain transactions that are delivered within Euroclear or from a Euroclear account to a third party depository or settlement system, will be subject to a surcharge. § For all other markets specified above, surcharges may apply if a security is held outside of the local market. Cash Transactions: § 3rd Party Foreign Exchange – a Foreign Exchange transaction undertaken through a 3rd party will be charged $____.
Appears in 1 contract
of-Pocket Expenses. Including but not limited to expenses incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, deposit withdrawals at custodian (DWAC) fees, and extraordinary expenses based upon complexity. *Subject to annual CPI increase, Milwaukee MSA. Fees are calculated pro rata and billed monthly. Advisor’s signature below acknowledges approval of Signature not required as fees are not changing; only the domestic and global fees on this Exhibit D. Xxxxxx Zxxxxxx Floating Rate Fund Advisers, LLC By: /s/ Dxxxx Xxxxxx Name: Dxxxx Xxxxxx Title: Chief Compliance Officer Date: May 2, 2014 is being added. Amended Exhibit D (continued) to the Trust for Professional Managers Advised Portfolios Custody Agreement – Wxxxxx Global Sub-Custodial Services Annual Fee Schedule at AprilJanuary, 2014 Country Instrument Safekeeping (BPS) Transaction Fee Country Instrument Safekeeping (BPS) Transaction Fee Argentina All ____ $____ Australia All ____ $____ Malta All ____ $____ Australia Austria All ____ $____ Mauritius All ____ $____ Austria Bahrain All ____ $____ Mexico All ____ $____ Bahrain Bangladesh All ____ $____ Morocco All ____ $____ Bangladesh Belgium All ____ $____ Namibia All ____ $____ Belgium Bermuda All ____ $____ Netherlands All ____ $____ Bermuda Botswana All ____ $____ New Zealand All ____ $____ Botswana Brazil All ____ $____ Nigeria All ____ $____ Brazil Bulgaria All ____ $____ Norway All ____ $____ Bulgaria Burkina Faso All ____ $____ Oman All ____ $____ Canada All ____ $____ Pakistan All ____ $____ Cayman Islands* All ____ $____ Palestinian Pakistan Autonomous Area* All ____ $____ Channel Islands* All ____ $____ Peru All ____ $____ Chile All ____ $____ Philippines All ____ $____ China“AChina “A” Shares All ____ $____ Poland All ____ $____ China“BChina “B” Shares All ____ $____ Portugal All ____ $____ Columbia All ____ $____ Qatar All ____ $____ Costa Rica All ____ $____ Romania All ____ $____ Croatia All ____ $____ Russia Equities ____ $____ Cyprus* Cyprus All ____ $____ Russia MINFINs MINFINS ____ $____ Czech Republic All ____ $____ Serbia* Denmark All ____ $____ Denmark Ecuador All ____ $____ Singapore All ____ $____ Ecuador Egypt All ____ $____ Slovak Republic All ____ $____ Egypt Estonia All ____ $____ Slovenia All ____ $____ Estonia All ____ $____ South Africa All ____ $____ Euromarkets** All ____ $____ South Korea Africa All ____ $____ Finland All ____ $____ South Korea All ____ $____ France All ____ $____ Spain All ____ $____ France Germany All ____ $____ Sri Lanka All ____ $____ Germany Ghana All ____ $____ Swaziland All ____ $____ Ghana Greece All ____ $____ Sweden All ____ $____ Greece All ____ $____ Switzerland All ____ $____ Hong Kong All ____ $____ Taiwan Switzerland All ____ $____ Hungary All ____ $____ Taiwan All ____ $____ Iceland All ____ $____ Thailand All ____ $____ Iceland India All ____ $____ Trinidad & Tobago* All ____ $____ India Indonesia All ____ $____ Tunisia All ____ $____ Indonesia Ireland All ____ $____ Turkey All ____ $____ Ireland Israel All ____ $____ UAE All ____ $____ Israel Italy All ____ $____ United Kingdom All ____ $____ Italy Jamaica* All ____ $____ Ukraine All ____ $____ Jamaica* Japan All ____ $____ Uruguay All ____ $____ Japan Jordan All ____ $____ Venezuela All ____ $____ Jordan Kazakhstan All ____ $____ Vietnam* All ____ $____ Kazakhstan Kenya All ____ $____ Zambia All ____ $____ Kenya All ____ $____ ____ $____ Latvia Equities ____ $____ ____ $____ Latvia Bonds ____ $____ ____ $____ Lebanon All ____ $____ ____ $____ Lithuania All ____ $____ Luxembourg All ____ $____ Malaysia All ____ $____ * Additional customer documentation and indemnification will be required prior to establishing accounts in these markets. ** Tiered by market value: <$____: __ - bp, >$____ and <$____: .__ - bps; >$____: .__ - bps. Base Fee - A monthly charge per account (fund) will apply based on the number of foreign securities held. § 1-25 foreign securities: $____ § 26-50 foreign securities: $____ § Over 50 foreign securities: $____ § Euroclear – Eurobonds only. Eurobonds are held in Euroclear at a standard rate, but other types of securities (including but not limited to equities, domestic market debt and mutual funds) will be subject to a surcharge. In addition, certain transactions that are delivered within Euroclear or from a Euroclear account to a third party depository or settlement system, will be subject to a surcharge. § For all other markets specified above, surcharges may apply if a security is held outside of the local market. Cash Transactions: § 3rd Party Foreign Exchange – a Foreign Exchange transaction undertaken through a 3rd party will be charged $____.
Appears in 1 contract
