OFAC Policies, Procedures and Controls. The Distributor currently maintains, will maintain and, to its knowledge, has maintained for the past five years policies, procedures and controls reasonably designed to ensure that it does not, and will not, engage in any unauthorized dealings or transactions with any Distributor Person, or in any country or territory, that at the time of the dealing or transaction is or was the subject of U.S. sanctions administered by OFAC.
Appears in 2 contracts
Samples: Initial Offering Period Agreement (BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc.), Transfer Agency Agreement (BlackRock Multi-Sector Opportunities Trust)
OFAC Policies, Procedures and Controls. The Distributor currently maintains, will maintain and, to its knowledge, has maintained for the past five years years, currently maintains, and will maintain policies, procedures and controls reasonably designed to ensure that it does not, and will not, engage in any unauthorized dealings or transactions with any Distributor Person, or in any country or territory, that at the time of the dealing or transaction is or was the subject of U.S. sanctions administered by OFAC.
Appears in 1 contract
Samples: Guggenheim Energy & Income Fund
OFAC Policies, Procedures and Controls. The Distributor currently maintains, will maintain and, to its knowledge, has maintained for the past five years years, currently maintains, and will maintain policies, procedures and controls reasonably designed to ensure that it does not, and will not, engage in any unauthorized uauthorized dealings or transactions with any Distributor Person, or in any country or territory, that at the time of the dealing or transaction is or was the subject of U.S. sanctions administered by OFAC.
Appears in 1 contract
Samples: Initial Offering Period Agreement (Western Asset Middle Market Income Fund Inc.)
