Offering Exemption. Assuming the accuracy of the Investor’s representations and warranties set forth in Section 5 of this Agreement, no registration under the Securities Act or any applicable state securities law is required for the offer and sale of the Notes or the Warrants by the Company to the Investor as contemplated hereby or for any conversion of the Notes or exercise of the Warrants.
Appears in 4 contracts
Samples: Convertible Note and Warrant Purchase Agreement, Convertible Note and Warrant Purchase Agreement, Convertible Note and Warrant Purchase Agreement (The9 LTD)
Offering Exemption. Assuming the accuracy of the Investor’s representations and warranties set forth in Section 5 of this Agreement, except as provided in Section 9 hereof, no registration under the Securities Act or any applicable state securities law is required for the offer and sale of the Notes or the Warrants Securities by the Company to the Investor as contemplated hereby or for any the conversion of the Notes or exercise of the WarrantsNotes.
Appears in 3 contracts
Samples: Convertible Note Purchase Agreement (TH International LTD), Convertible Note Purchase Agreement (TH International LTD), Convertible Note Purchase Agreement (TH International LTD)
Offering Exemption. Assuming the accuracy of the InvestorShare Acquiror’s representations and warranties set forth in Section 5 of this Agreement5, no registration under the Securities Act or any applicable state securities law is required for the offer and sale of the Notes or the Warrants Shares by the Company to the Investor Share Acquiror as contemplated hereby or for any conversion of the Notes or exercise of the Warrantshereby.
Appears in 3 contracts
Samples: Share Issuance Agreement (Dicerna Pharmaceuticals Inc), Share Issuance Agreement (Dicerna Pharmaceuticals Inc), Share Issuance Agreement (Lilly Eli & Co)
Offering Exemption. Assuming the accuracy of the Investor’s representations and warranties set forth in Section 5 of this Agreement, no registration under the Securities Act or any applicable state securities law Law is required for the offer and sale of the Notes or the Warrants Acquired Shares by the Company to the Investor Investors as contemplated hereby or for any conversion of the Notes or exercise of the Warrantshereby.
Appears in 3 contracts
Samples: Standby Purchase Agreement (Trade Street Residential, Inc.), Standby Purchase Agreement (Trade Street Residential, Inc.), Standby Purchase Agreement (Trade Street Residential, Inc.)
Offering Exemption. Assuming the accuracy of the Investor’s representations and warranties set forth in Section 5 of this Agreement, except as provided in Section 9 hereof, no registration under the Securities Act or any applicable state securities law is required for the offer and sale of the Notes or the Warrants Securities by the Company to the Investor as contemplated hereby or for any the conversion of the Notes or exercise of the WarrantsNote.
Appears in 2 contracts
Samples: Convertible Note Purchase Agreement (Blue Ocean Acquisition Corp), Convertible Note Purchase Agreement (TNL Mediagene)
Offering Exemption. Assuming the accuracy of the Investor’s Investors’ representations and warranties set forth in Section 5 of this Agreement, no registration under the Securities Act or any applicable state securities law is required for the offer and sale of the Notes or the Warrants Securities by the Company to the Investor Investors as contemplated hereby or for any the conversion of the Notes or exercise of the WarrantsPreferred Stock.
Appears in 1 contract
Samples: Securities Purchase Agreement (Parkway Properties Inc)
Offering Exemption. Assuming the accuracy of the Investor’s representations and warranties set forth in Section 5 of this Agreement, no registration under the Securities Act or any applicable state securities law is required for the offer and sale of the Notes or the Warrants Securities by the Company to the Investor as contemplated hereby or for any the conversion of the Notes or exercise of the WarrantsSeries A Preferred Stock.
Appears in 1 contract
Samples: Securities Purchase Agreement (Surgery Partners, Inc.)
Offering Exemption. Assuming the accuracy of the Investor’s representations and warranties set forth in Section 5 of this Agreement, no registration under the Securities Act or any applicable state securities law is required for the offer and sale of the Notes or the Warrants Securities by the Company to the Investor as contemplated hereby or for any the conversion of the Notes or exercise of the WarrantsPreferred Stock.
Appears in 1 contract
Offering Exemption. Assuming the accuracy of the Investor’s representations and warranties set forth in Section 5 of this Agreement, no registration under the Securities Act or any applicable state securities law is required for the offer and sale of the Notes or the Warrants Securities by the Company to the Investor as contemplated hereby or for any the conversion of the Notes or exercise of the WarrantsNotes.
Appears in 1 contract
Samples: Securities Purchase Agreement (Xinyuan Real Estate Co., Ltd.)
